Sales protocol after COVID-19

Amid COVID-19, A Widespread Move to Adapt Online Bidding at Salesby Jeff LoweAdapting to the new world with COVID-19 has led to a rapid integration of online bidding for Thoroughbred auctions across North America, presenting sale companies and consignors with a new challenge to supply potential buyers with enough information and technology for them to feel comfortable making a winning bid from afar.Keeneland, Fasig-Tipton and Ocala Breeders' Sale Co. (OBS) all added online bidding platforms by the time the sales calendar relaunched this summer after more than two months of dormancy, with sales either canceled or postponed during the height of pandemic restrictions in April and May. Regional sales scheduled for later in the year in Ohio and Ontario also moved toward a more flexible format with the option of online bidding.OBS was the guinea pig on two fronts amid COVID-19's impact. The sale company pushed forward with the OBS March sale of two-year-olds in training on March 17 and 18, which was right in the middle of lockdown announcements and steep stock market declines. The sale company did not yet have online bidding capabilities, but that would change by the time the OBS spring sale of two-year-olds in training took place from June 9-12."We had a couple of months between sales to get the technology up and running for online bidding and it sure seemed necessary," OBS Sales Director Tod Wojciechowski said. "In the March sale, we just needed to get through it and do what we could to move horses along during a very tumultuous time, and then regroup for the sales this summer. COVID-19 was certainly a catalyst to bringing online bidding to market quicker. We had talked about doing it previously but with the pandemic, we felt we needed to get it up and running as quickly as we could."OBS relied on Xcira, a Tampa-based provider of auction software and technologies, to introduce online bidding functions to the OBSSale.com website in time for the spring sale. As it turned out, that sale occurred just as many COVID-19-related restrictions were being lifted."We had a boost in buyer attendance from the timing there, but then in July we were back with the sale coming up when there was a big spike around us in COVID cases, and online bidding helped fill that gap in attendance," Wojciechowski said.Of the 517 horses that changed hands in the July sale, 72 of them (14 percent) were sold through online bidding.Fasig-Tipton also made a quick move to online bidding for its revised auction calendar, beginning with the Midlantic two-year-olds in training sale in Timonium, Maryland, on June 29 and 30 (with Fasig-Tipton reporting 15 horses were sold online) and continuing with an even greater emphasis on a remote marketplace in the July horses of racing age sale.This was the eighth edition of the July horses of racing age sale and the first time it was conducted without an accompanying yearling sale. According to Fasig-Tipton CEO Boyd Browning, more than 100 people registered to make online bids for the sale, and 45 of them followed through with submitting bids. Seven horses were sold to online bidders."With everything else going on in the world, we were certainly glad we added that capability for buyers to participate," Browning said. "In addition to the horses who sold to online bidders, those buyers also were immediate underbidders and second underbidders in a number of cases. There was an activity at all levels and all price ranges too."A horses of racing age sale lends itself to online bidding; buyers can see past performances and past races and they have a lot to go on. We'll be moving into the yearling sales and that's a little different. We'll be providing walking videos for every horse that the consignors want to do it. We'll be strongly encouraging them to do it. We'll work with them to provide the services ourselves or provide a stipend if they want to use their own vendor."Keeneland took online sale capabilities one step further by adding a new Digital Sales Ring platform that debuted on June 23 with a horses of racing age sale that was conducted entirely online, with technology developed by Horseco. Only 12 of the 38 horses cataloged changed hands, with a filly named Trapezium selling from Juddmonte Farms' consignment to St. Elias Stable for $327,000 as the top price.Keeneland officials are planning to add new online and phone bidding technology to the traditional live sale formats for the Keeneland September yearling sale and November breeding stock sales this fall, especially in light of international travel restrictions. Still, Keeneland does hope to have some international buyers in attendance.“While Keeneland is excited to unveil our full portfolio of remote bidding options, we continue to work closely with state and federal government officials, including representatives of both Senator Mitch McConnell and Congressman Andy Barr, to seek exceptions to allow international travelers to attend the September Sale,” said Shannon Bishop Arvin, who is serving as Keeneland’s acting head of sales through the end of the year before she formally succeeds Bill Thomason as CEO and president. “Just as we have done for 80-plus years, Keeneland will exhaust every measure possible to bring the world to Keeneland.”Sale leaders in Ohio, Ontario and Washington state also made quick strides to add online bidding technology as contingency options for sales late summer and fall, with no certainty of whether or not COVID-19 would dissuade buyers from traveling and attending at that time.The Canadian Thoroughbred Horse Society has its annual Canadian premier yearling sale scheduled for September 2 at Woodbine."We are going to go forward as if everything is going be normal other than health protocols developed with Woodbine, but we are also going to make plans to have online and phone bidding," said Dermot Carty, national director for the Canadian Thoroughbred Horse Society and long-time sales director for the Stronach family's Adena Springs. "Having said that, if it becomes necessary to change the date to later in September or into October, we wouldn't be against that either."Reason being is, frankly, I wouldn't buy a horse that I just saw on a video; and I've been buying horses for close to 50 years now. It's like online dating: you get a lot of pictures, but then you get a big surprise when you show up. Right? Not that I have ever done that, but when you're looking at livestock, that's something that technology can't give you. Videos can't produce what it is like looking at a horse in person. They've tried and tried for years in the United Kingdom and I know it's been done just recently in Australia, but it still doesn't beat the real thing. You have to look at the whole horse, and that includes his attitude, how he reacts toward people, what he actually physically walks like. So it does have its limitations."The Ohio Thoroughbred Sale was already scheduled for a venue change in 2020, with the sale moving to the central part of the state at the Delaware County Fairgrounds—the site of the Little Brown Jug harness racing classic. The mixed sale will be held on October 15 and with online bidding technology provided by the auction house RES Auction Services of Wooster, Ohio."We had already decided to bring them on as the new auctioneer for the sale, and them having that kind of technology is only going to help us this year especially," said Daryl Duncan, sale committee chairman for the Ohio Thoroughbred Owners and Breeders. "As long as Ohio is racing at that time, the sale will be a 'go.' Like everything else this year, who knows what things will be like then, but we will be ready to have a sale."The Washington Thoroughbred Owners and Breeders Association conducted its annual Washington Thoroughbred sale on August 18 in Auburn. The sale pavilion is adjacent to Emerald Downs, and that proximity, as well as the advent of phone and online bidding, allowed the sale to take place amid tight caps from the state government on the number of people allowed to gather indoors.“We’ve been in Phase Two, which only allows 15 people to gather, so the only way we could have this sale is with people bidding from afar, whether that’s on the phone or online or even from the grandstand at Emerald Downs, where they could really space out,” said the WTOBA’s Susan van Dyke. “We did end up with more yearlings than usual for this year’s sale; it’s important for our breeders—just a matter of making do, making it happen.”

By Jeff Lowe

Adapting to the new world with COVID-19 has led to a rapid integration of online bidding for Thoroughbred auctions across North America, presenting sale companies and consignors with a new challenge to supply potential buyers with enough information and technology for them to feel comfortable making a winning bid from afar. 

Keeneland, Fasig-Tipton and Ocala Breeders' Sale Co. (OBS) all added online bidding platforms by the time the sales calendar relaunched this summer after more than two months of dormancy, with sales either canceled or postponed during the height of pandemic restrictions in April and May. Regional sales scheduled for later in the year in Ohio and Ontario also moved toward a more flexible format with the option of online bidding. 

Clerk at OBS Jul 2020 (1).jpg

OBS was the guinea pig on two fronts amid COVID-19's impact. The sale company pushed forward with the OBS March sale of two-year-olds in training on March 17 and 18, which was right in the middle of lockdown announcements and steep stock market declines. The sale company did not yet have online bidding capabilities, but that would change by the time the OBS spring sale of two-year-olds in training took place from June 9-12. 

"We had a couple of months between sales to get the technology up and running for online bidding and it sure seemed necessary," OBS Sales Director Tod Wojciechowski said. "In the March sale, we just needed to get through it and do what we could to move horses along during a very tumultuous time, and then regroup for the sales this summer. COVID-19 was certainly a catalyst to bringing online bidding to market quicker. We had talked about doing it previously but with the pandemic, we felt we needed to get it up and running as quickly as we could." 

Xcira-OnlineRingman-Livestock-RGB (1) (1).png

OBS relied on Xcira, a Tampa-based provider of auction software and technologies, to introduce online bidding functions to the OBSSale.com website in time for the spring sale. As it turned out, that sale occurred just as many COVID-19-related restrictions were being lifted. 

"We had a boost in buyer attendance from the timing there, but then in July we were back with the sale coming up when there was a big spike around us in COVID cases, and online bidding helped fill that gap in attendance," Wojciechowski said. 

Of the 517 horses that changed hands in the July sale, 72 of them (14 percent) were sold through online bidding. 

Fasig-Tipton also made a quick move to online bidding for its revised auction calendar, beginning with the Midlantic two-year-olds in training sale in Timonium, Maryland, on June 29 and 30 (with Fasig-Tipton reporting 15 horses were sold online) and continuing with an even greater emphasis on a remote marketplace in the July horses of racing age sale. 

Fasig-Tipton’s coronavirus protocols and precautions in place.

Fasig-Tipton’s coronavirus protocols and precautions in place.

This was the eighth edition of the July horses of racing age sale and the first time it was conducted without an accompanying yearling sale. According to Fasig-Tipton CEO Boyd Browning, more than 100 people registered to make online bids for the sale, and 45 of them followed through with submitting bids. Seven horses were sold to online bidders. 

"With everything else going on in the world, we were certainly glad we added that capability for buyers to participate," Browning said. "In addition to the horses who sold to online bidders, those buyers also were immediate underbidders and second underbidders in a number of cases. There was an activity at all levels and all price ranges too.

FTCO_REVERSE_2_SHOT (1).jpg

"A horses of racing age sale lends itself to online bidding; buyers can see past performances and past races and they have a lot to go on. We'll be moving into the yearling sales and that's a little different. We'll be providing walking videos for every horse that the consignors want to do it. We'll be strongly encouraging them to do it. We'll work with them to provide the services ourselves or provide a stipend if they want to use their own vendor." 

Keeneland took online sale capabilities one step further by adding a new Digital Sales Ring platform that debuted on June 23 with a horses of racing age sale that was conducted entirely online, with technology developed by Horseco. Only 12 of the 38 horses cataloged changed hands, with a filly named Trapezium selling from Juddmonte Farms' consignment to St. Elias Stable for $327,000 as the top price. 

Keeneland officials are planning to add new online and phone bidding technology to the traditional live sale formats for the Keeneland September yearling sale and November breeding stock sales this fall, especially in light of international travel restrictions. Still, Keeneland does hope to have some international buyers in attendance. …

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Handedness - can we train a completely symmetrical horse?

The dominant limb - can we train a completely symmetrical horse?Limb dominance, handedness and laterality are all terms closely associated with the functions of the left and right hemispheres of the brain and how these may influence preferred use of one side of the body; a direct example in humans would be the preferred hand he/she learns to write with or foot to kick a ball with. The racehorse is often commemorated on their speed or ability to clear a fence, but you would be surprised how relevant limb dominance is to the performance and longevity of a racehorse’s career. This preference is often evident in an individual horse’s preferred canter lead, preferred leading limb in gallop, leading and landing limb over a fence. It can be argued that the former activities can be influenced by training, but to what degree and at what point should we utilize this preference? And when should we pay attention to the risk of injury? This article is going to discuss this relevance and explain the potential implications of limb dominance.As with many corners of equine research, the observed phenomenon first began from studying the human and has since been studied extensively in performance and leisure horses, respectively. The goal of many a ridden horse is symmetry of movement, the discipline in which they train will dictate the degree of importance of this; the dressage horse can lose palpable marks when they are not symmetrical in their movement, whilst a racehorse may not be as well versed nor will it be a direct measure of performance quality.Anatomical structure of a horse’s brainThe primary motor cortex is the central hub of dynamic movement, generating nerve impulses that control the execution of all movements and crossing the body’s midline to activate skeletal muscles. Every part of the body is represented and arranged somatotopically, meaning the area controlling the hoof is close to the area controlling the limb. The amount of brain matter or cortical space devoted to a body part represents the degree of control the horse has over that body part. For example, the human will have far greater cortical space devoted to intricate movements of the hands and fingers compared to the horse. In contrast the horse will have far greater cortical space reserved for movement of the ears, lips and nose to represent the vast number of social cues, foraging behaviors and body language exhibited. Although not yet proven in horses, human athletes have been shown to have increased cortical thickness in areas correlating with athletic ability or skill; this is likely to be the case in equines; for example, racehorses would likely see increases in areas devoted to limb control.From a lateralization perspective, the brain is divided into two hemispheres or lobes which are referred to the left and right hemispheres and divided by the corpus callosum. The corpus callosum is an essential structure composed of a thick band of nerve fibers providing communication between the two spheres. Lateralization refers to these hemispheres having distinct functional differences, each offering specialized neural functions or cognitive processes. Lateralization occurs contralaterally, meaning that a horse who is left hemisphere dominant will experience a right-sided motor preference and vice versa.What research is there on limb dominance?In horses, grazing patterns are often studied, specifically noting which limb is placed forward most often; however, research is varied with some conclusions stating that innate skeletal asymmetry is highly prevalent in the foal and can be exacerbated by environmental factors. It is recommended that a farrier and vet work closely to correct visual asymmetry in goals as early as possible. A valuable longitudinal study completed by Van Heel et al., (2010) found a relationship with uneven forefeet in foals and subsequent unevenness as a yearling and then as a three-year-old; this was then found to correlate with sidedness in trot and canter transitions. This study highlights several points of interest, firstly the distinct need to correct limb asymmetries and abnormalities from an early age and secondly the potential future inclusion of quantitative laterality data at the time of studbook admission to assist breeders and owners in selection criteria.Later research by Austin and Rogers (2012) stated there was no significant differences in limb dominance in a group of feral and wild Przewalski’s horses, which suggested that differences can be attributed to domestication at least to some degree. This varying body of evidence opens the discussion on the effect of domestication and relevance of cultural husbandry practices; in the western world it is common practice to complete many routine tasks from the left side of the horse, e.g., leading, tacking up and mounting. Future studies that attempt to measure this cultural influence may choose to select a large group of equines of generally the same breed and discipline to act as a control and prevent skewed results.Many studies have attempted to decipher the causes of variation in motor bias. This is yet to have solid evidence behind it, with several studies showing links in gender and breed initially with training likely to play a part as they embark on their ridden career. As with all equine research, it is important to take note of cause and effect; for example, it may not be the fact that the horse is of Thoroughbred breeding, but the likely type of work or environment that a Thoroughbred is placed in that has supplied the correlation.The gallopAs many a rider and trainer will describe, a horse will naturally have a leading limb preference and over a fence, they are generally left to continue with their preference; on the flat, generally left to the jockey’s discretion but the consensus seems to be less interference the better. Then comes the bends. In the transverse gallop, the horse will have a four-beat gait—a pattern of right hind, left hind, right fore, left fore—with the left fore essentially leading the movement and acting as the leading limb round a left hand bend. In the words of Dr. Ray Baran, the correct lead is “the easiest method to get the shortest distance between two points the quickest way”; as a result the horse is in balance.Clockwise or counterclockwise?Laterality research in the racing Thoroughbred has paid special attention to racetrack direction. This is specifically relevant given that in Europe, racetracks are both clockwise and counterclockwise, some with greater curves and in some cases horses race for one mile in a straight line. Meanwhile, in North America, where all tracks are counterclockwise, largely oval and flat, there is greater potential for laterality and limb dominance to be magnified due to horses racing consistently in the same direction. In addition, from a performance point of view, it is unlikely horses will be trained in the opposite direction to counteract any developmental preferences.Anecdotal evidence suggests there is an emerging understanding of the implications of asymmetry in the horse, with more trainers beginning to pay special attention to ensuring horses are as symmetrical as possible during their training.Simple alterations to training regimes include:Training horses in both clockwise and counterclockwise directionWorking horses centrally rather than allowing them to develop a dependence and “lean” on one rail.Adding variety to fitness routines which may include use of an aqua treadmill, providing cardiovascular training without repetitive or concussive force through limbs.Adding gymnastic jump exercises or gridwork, again providing athletic benefit whilst not repeating the same dynamic patterns of movement.Does a horse’s standing posture correlate with their dynamic performance?Static posture and conformation are not always indicative of how a horse will then move dynamically, and vice versa, some limb deviations will only be present in stance as will deviations in the flight path of a limb only be visible in motion. Further to this, some will only be present in certain gaits.Research released in the last eight months from Holleboom (2020) at Massey University, New Zealand conducted a small study looking at load distribution in the forelimbs of horses either clockwise or counterclockwise. Although no significant differences between left and right limbs were found, this is only indicative of static weight bearing and during dynamic exercise. This may well change when other external variables are also in place such as racing environment, rider aids and other horses present amongst others.Several researchers conducting thesis studies have also looked at facial hair whorl direction as a measure of laterality and found it to be indicative of greater forelimb weight load distribution. Research by White (2018) found that a horse with a clockwise whorl direction preferred to load the right forelimb more; comparatively, the left forelimb was favored in horses with counterclockwise whorls. Interestingly, the study also found links between forelimb loading preference and cannon bone circumferences when measured externally. Gohery (2017) found correlative links between whorl direction and desirable stride characteristics in canter. Horses with clockwise whorls had a longer stride in the left stride pattern, and horses with counterclockwise whorls had a longer stride in the right stride pattern. Initially the two studies appear to contradict themselves, but we must remember the canter is a three-beat asymmetrical gait initiated by the opposite hind leg from the leading forelimb. Therefore, this study corroborated the work of White and other previous researchers.Dynamic exercise is of particular relevance given that the force exerted through the leading forelimb at gallop has been shown to be as much as twice the horse’s body weight; and this may be relevant when considering the potential implications for a horse that is significantly preferred of one limb.So, what does this mean for the horses that I train?The prevalence of repetitive strain injuries and stress fractures in the sports horse, and in particular racehorses, has been widely documented for the last 40 years—occurring most commonly in the third metacarpal, third metatarsal, humerus, tibia, and proximal phalanx. These locations have been proven to be anatomically and biomechanically susceptible to excess wear and tear, rendering them at risk of stress fracture. But what has not been identified is the relationship between these sites of fracture and if the fractured limb were indeed the horse’s dominant or preferred limb. Emergence of this research would better inform us how to improve training practices to prevent such fractures.The use of ground reaction force measurements and force vector diagrams have been shown to identify inter-limb asymmetries in preliminary studies by Hobbs et al., (2018) which shows a reliable method of being able to further conduct these studies in the future. If paired with the work of Holleboom, this may begin to provide the equestrian industry with some answers on this topic and therefore better inform best training practice.And what about rider influence?Of course, we must also consider the influence of the rider who themselves will no doubt have their own dominant limb which may influence the aids given to the horse and which over time may increase the effects of laterality or potentially even it out. Currently scientific evidence would be hard to come by in-field due to the difficulty in separating rider laterality and horse laterality, but it is certainly a topic for development in the future.In summaryHaving discussed the available and emerging research and its potential implications we are left with a causality dilemma or informally known as the “chicken or egg” situation, where we have scientific evidence of the existence of laterality in horses but currently lack data that solidifies cause and the potential implications. Until we have this solid evidence, we can begin to work with existing and anecdotal evidence and current best practice to train our horses to be as symmetrical as possible to minimize risk of the detrimental effects of extreme lateralization. The appreciation and relevance of limb dominance may seem like a small cog in a large wheel of the performing racehorse, but when the aggregation of marginal improvements to performance is at the forefront, can we really afford to ignore its potential significance?

By Georgie White


The dominant limb - can we train a completely symmetrical horse?

Limb dominance, handedness and laterality are all terms closely associated with the functions of the left and right hemispheres of the brain and how these may influence preferred use of one side of the body; a direct example in humans would be the preferred hand he/she learns to write with or foot to kick a ball with. The racehorse is often commemorated on their speed or ability to clear a fence, but you would be surprised how relevant limb dominance is to the performance and longevity of a racehorse’s career. This preference is often evident in an individual horse’s preferred canter lead, preferred leading limb in gallop, leading and landing limb over a fence. It can be argued that the former activities can be influenced by training, but to what degree and at what point should we utilize this preference? And when should we pay attention to the risk of injury? This article is going to discuss this relevance and explain the potential implications of limb dominance.

As with many corners of equine research, the observed phenomenon first began from studying the human and has since been studied extensively in performance and leisure horses, respectively. The goal of many a ridden horse is symmetry of movement, the discipline in which they train will dictate the degree of importance of this; the dressage horse can lose palpable marks when they are not symmetrical in their movement, whilst a racehorse may not be as well versed nor will it be a direct measure of performance quality. 

Anatomical structure of a horse’s brain

shutterstock_1507412945 (2).jpg

The primary motor cortex is the central hub of dynamic movement, generating nerve impulses that control the execution of all movements and crossing the body’s midline to activate skeletal muscles. Every part of the body is represented and arranged somatotopically, meaning the area controlling the hoof is close to the area controlling the limb. The amount of brain matter or cortical space devoted to a body part represents the degree of control the horse has over that body part. For example, the human will have far greater cortical space devoted to intricate movements of the hands and fingers compared to the horse. In contrast the horse will have far greater cortical space reserved for movement of the ears, lips and nose to represent the vast number of social cues, foraging behaviors and body language exhibited. Although not yet proven in horses, human athletes have been shown to have increased cortical thickness in areas correlating with athletic ability or skill; this is likely to be the case in equines; for example, racehorses would likely see increases in areas devoted to limb control. 

From a lateralization perspective, the brain is divided into two hemispheres or lobes which are referred to the left and right hemispheres and divided by the corpus callosum. The corpus callosum is an essential structure composed of a thick band of nerve fibers providing communication between the two spheres. Lateralization refers to these hemispheres having distinct functional differences, each offering specialized neural functions or cognitive processes. Lateralization occurs contralaterally, meaning that a horse who is left hemisphere dominant will experience a right-sided motor preference and vice versa. 

What research is there on limb dominance? 

In horses, grazing patterns are often studied, specifically noting which limb is placed forward most often; however, research is varied with some conclusions stating that innate skeletal asymmetry is highly prevalent in the foal and can be exacerbated by environmental factors. It is recommended that a farrier and vet work closely to correct visual asymmetry in goals as early as possible. A valuable longitudinal study completed by Van Heel et al., (2010) found a relationship with uneven forefeet in foals and subsequent unevenness as a yearling and then as a three-year-old; this was then found to correlate with sidedness in trot and canter transitions. This study highlights several points of interest, firstly the distinct need to correct limb asymmetries and abnormalities from an early age and secondly the potential future inclusion of quantitative laterality data at the time of studbook admission to assist breeders and owners in selection criteria. 

Later research by Austin and Rogers (2012) stated there was no significant differences in limb dominance in a group of feral and wild Przewalski’s horses, which suggested that differences can be attributed to domestication at least to some degree. This varying body of evidence opens the discussion on the effect of domestication and relevance of cultural husbandry practices; in the western world it is common practice to complete many routine tasks from the left side of the horse, e.g., leading, tacking up and mounting. Future studies that attempt to measure this cultural influence may choose to select a large group of equines of generally the same breed and discipline to act as a control and prevent skewed results. 

Many studies have attempted to decipher the causes of variation in motor bias. This is yet to have solid evidence behind it, with several studies showing links in gender and breed initially with training likely to play a part as they embark on their ridden career. As with all equine research, it is important to take note of cause and effect; for example, it may not be the fact that the horse is of Thoroughbred breeding, but the likely type of work or environment that a Thoroughbred is placed in that has supplied the correlation. 

The gallop

_ a 011 Social Paranoia _ Poker Belmont 20200704-.JULY 04, 2020 _ Social Paranoia with Jose Ortiz aboard, wins the Grade 3 Poker Stakes, going 1 mile on the turf, at Belmont Park, Elmont, NY.jpg

As many a rider and trainer will describe, a horse will naturally have a leading limb preference and over a fence, they are generally left to continue with their preference; on the flat, generally left to the jockey’s discretion but the consensus seems to be less interference the better. Then comes the bends. In the transverse gallop, the horse will have a four-beat gait—a pattern of right hind, left hind, right fore, left fore—with the left fore essentially leading the movement and acting as the leading limb round a left hand bend. In the words of Dr. Ray Baran, the correct lead is “the easiest method to get the shortest distance between two points the quickest way”; as a result the horse is in balance. 

Clockwise or counterclockwise? 

Laterality research in the racing Thoroughbred has paid special attention to racetrack direction. …

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Shrewd moves - in the sales ring - Adrian Gonzalez -high-end bloodstock at public auction - strategies for buying and selling at the yearling sales

Buying and selling high-end bloodstock at public auction takes preparation, serious due diligence, lots of passion and a dose of luck.Article by Annie LambertBloodstock agents all have a formula, a routine, pedigree preferences and conformation predilections, which must be weighed against current market conditions and trends as they approach every sale.Whether you are purchasing horses for resale, to race or breeding stock, buying (or selling) Thoroughbreds is an intense business. Choosing the right weanling or yearling to pinhook is every bit as precarious as picking the right 2-year-old to run.Adrian Gonzalez, founder of Checkmate Thoroughbreds, is no exception. The 41-year-old horseman was not born into a family with deep equine ties or historic roots. He does, however, have a family story that reads something like a cold war novel.Gonzalez’s grandfather, Roberto, was a Cuban orphan raised in the government system and became an Olympic-caliber gymnast. Roberto was a member of the Cuban National Olympic Gymnastics Team during the Pan American Games in Guatemala City, Guatemala. During the competition he met his future wife (a student at the university where the games were held), defected from Cuba and started a family. When Gonzalez’s father Erick was 12, the family immigrated to the United States.Adrian grew up around backyard horses in a small northern California town. While obtaining a degree in animal science at California Polytechnic University in San Luis Obispo, he paid his bills by breaking yearlings at Cardiff Stud. Team roping and cowboying on a 23,000-acre cattle ranch may not have prepared the young Gonzalez for his first foyer into Thoroughbred racing.“The first morning I walked into the tack room and there are only flat saddle—English tack,” he recalled with a chuckle, shaking his head. “I honestly didn’t even know how to tack them up, but the guys showed me.”Cardiff was sold to game show host Alex Trebek, who changed the name to Creston Farms and focused solely on breeding. Gonzalez hung up his tack and became a stallion groom and later stallion manager. His wealth of experience in the industry continued to grow.“When the breeding season ended I switched gears and focused on the development and growth of weanlings and yearlings,” Gonzalez explained. “I became enchanted by the Thoroughbred business and put all my focus into figuring out how I could do this for a living.”Pedigrees Are PersonalGonzalez did figure out how to build the Thoroughbred industry into a career. When Creston Farms was sold again and became the short-lived Windfall Farms, he seized on the demise of Windfall, leased a portion of that farm and started his own bloodstock business. Checkmate Thoroughbreds came to light in 2005. In 2013, Checkmate moved to its current 66-acres in nearby Parkfield.During those early years Gonzalez dove into operating a training facility, breaking yearlings, foaling mares and offering sales consignments. When he and his wife Erin (who has an agricultural business degree) analyzed their large cash flow, they found the actual profit margin boiled down to a couple well-sold sale horses.“It happened that we were profiting on one or two horses that we came up with ourselves,” said Gonzalez with a laugh. “We could have had just those few horses instead of the hundreds of others. Slowly we phased down on the breaking and training to focus on the sales—the pinhooking side of it.”Personal preferences in bloodlines as well as following industry trends are not unique. Prior to readily available online statistics, Gonzalez researched and put together spreadsheets to assist his pinhooking selections. Choosing horses for resale is easier these days, but it is easier for everyone.“When the catalog comes out, I do a lot of research,” Gonzalez explained. “Blood-Horse puts out a valuable tool called The Auction Edge. It shows the history for every horse in the family, what they sold for, which are not on the regular auction page. This past November we bought an inexpensive weanling by Overanalyze for $2,500.“There wasn’t much black type on the catalog page, but with a little research in Auction Edge you could see that there was an Uncle Mo 2-year-old half-sibling that had just sold at [Ocala Breeder’s Sale] March for $525,000. Knowing that there was the potential for a big pedigree update will help increase the value of your horse without you having to actually do anything to the horse.“Coincidentally, a few months after we bought that baby the Uncle Mo filly won her first two starts in Japan by a combined 20-length margin. After that the phone was ringing off the hook, and we sold it privately for a whole lot of money.”Gonzalez pointed out that is one reason he spends more time digging through the sales results of the families than looking at the black type on the catalog pages. The pre-sale diligence can also expose a negative. For example, you may find a half-sibling to a bunch of horses by top sires that all sold “terribly cheap.” That tells you the mare produces terrible sales horses.“Since I’m not doing this to find a race horse,” the agent reminded, “those sales numbers are super important for me to have.”The Conformation CoupOnce at the sale, Gonzalez follows his prospect list to search for bargains. He doesn’t want to pay retail for a pinhook.“I want to find something with all the parts, but not necessarily put together yet,” he said. “I want to see good length of bone, meaning the horse is going to grow to have substantial size. I’m not too concerned with how heavily muscled a weanling is at this point; I’ve made the mistake of buying heavy muscled weanlings and get them home to realize they were slowing down in their growth height, and that’s why they were filling in.”Because Gonzalez shoes and trims his own horses, he usually begins appraising an individual’s conformation at their feet, especially on a weanling. (Shoeing photo)“If a weanling doesn’t have a very good walk, it’s not carrying itself well, or is stiff behind, generally that’s starting at the feet,” he pointed out. “I try to evaluate the growth stage they’re in. I’m not trying to find the perfect horse; I’m trying to find something I can improve.”For example, Gonzalez prefers a weanling that toes out some over one that stands perfectly correct, citing that as those colts mature and their chests widen, they will be inclined to toe in.“If you were to see the front end of some weanlings the day I buy them, you’d probably deem those horses a little too crooked,” he said. “If they grow the way we hope they do, they will be just right when we go to sell them as yearlings. We’ll help that along with how we trim those feet and how we feed the horse.”Gonzalez puts an emphasis on the gaskin when scrutinizing the hind leg, calling it the “speed and power muscle.” He doesn’t agree that speed comes from the hip and jokes about there being a “lot of big hips out there, but not a lot of talent.”“If you have a big hip and just kind of a scrawny leg coming down below that, it’s just fool’s gold,” he opined. “You’re going to get a heavy muscled horse with no speed and no power. So the gaskin and the forearm are muscle types that develop really early, and I can identify that the horse is going to have some speed.”The shoulder should be at a 45-degree angle, which should have a matching angle at the pastern. Gonzalez may attribute a “funky” pastern angle to feet that are not properly trimmed or the stage of growth.“Looking at a long, sloping 45-degree shoulder angle, I’m hoping I can tell how this horse is going to move just by seeing it stand there,” said Gonzalez. “If all the parts are balanced and at the correct angle we’re looking for, then when they walk off, they should have that stride we’re looking for. Generally you can see it there in a picture before you need to see it in motion, which is our reassurance.”“I don’t have the budget to buy the perfect horse—the show stopper—at the sale.” “I want to resell the perfect horse,” Gonzalez concluded.Walk the WalkWeanlings and yearlings get walked and viewed at sales because it is the only test that may predict their athleticism down the road. The walk is probably the single most critiqued evaluation a horse goes through at a sale.“That’s because we can’t just turn them loose and watch them run. The best we can do is have them walk up and back 50 feet and attempt to determine how this horse can run at a mile and a quarter,” quipped Gonzalez.In addition to overall athleticism, buyers are looking for a walk to show stride efficiency and stride length. In theory, a longer stride length at a walk should equal a longer stride at full speed.Gonzalez noted that he sold his Eurociser when he observed his horses shortened their stride to back off the gates. They also kept their heads elevated, which hollowed out their backs and disengaged their hindquarters, also shortening the stride.“Pretty much we hand walk our horses,” Gonzalez explained. “It is incredibly labor intensive because we are walking each horse two miles a day. But they are learning so much about manners—learning to respect a handler, and they go on to show so much better at the sale.”Horses that engage their hindquarters, lengthening their stride, exhibit their drive power behind with a larger overstride. The overstride being the hind foot reaching and planting beyond the hoof print left by the front foot.“With a short walking horse, the hind foot will step in the same spot its front foot just came out of or less,” said Gonzalez. “A big walking horse will overstride a foot or 18 inches. At the run, that translates into power from the back end.”An interesting perception by Gonzalez on watching 2-year-olds in training is that buyers seem to value the faster works over the longer walk.“These fast horses at the training sales...if they are fast and have a big stride, great,” he observed. “They should bring a lot of money, but there are so many that are fast at an eighth of a mile and still very short strided. I think people overlook the walk at the 2-year-old sales because they are focused on the flashy breeze times.”Buy, Sell, PassGonzalez likes to find a horse that has all the parts in all the right places but doesn’t have a great walk. Often, he feels, these individuals can be improved by the time he sells them.“You can find horses that don’t have a good walk, but you can help develop their muscles and develop their behavior to have a good walk. That’s part of our pinhooking strategy.”There are some conformation issues, however, that he cannot gamble on. Clubfeet are most likely a pass. Small horses don’t get much attention from Gonzalez either. The smaller horses can be purchased for a discount but are usually discounted when resold as well.Those that are too upright, too straight in the pasterns and even through the knees, and those over in the knees are also avoided by Gonzalez. Some of his best pinhooks were individuals that were “beat up” price wise for being too long and too low in the pasterns.“That type of horse can have a really, really big walk on them,” he noted. “I’ve seen horses whose pasterns are deemed low that eventually grow up into them and appear normal. The ones that are really upright and straight just get worse. I’ve been stung before thinking they’ll improve, but they’ve always gotten worse.”Like every other agent, Gonzalez has his personal preferences on pedigrees and conformation, but he always works on keeping an open mind toward expanding his knowledge.“I don’t try to convince myself that I can’t afford a certain family,” he explained. “I’ll still look at something by the top sire; I also don’t want to rule out something that would be by what some consider a cold sire.”Gonzalez is also open-minded about the vetting process. He is not looking for horses that will not pass the veterinary exam, but he does look for those that might suffer a significant discount on their sale price due to issues in their vet reports.“The vetting is hard,” he conceded. “I guess if I like the horse, I buy it. I don’t let the vets talk me out of a horse anymore. I used to have my Top-10 list of horses, I’d vet them and none would pass. Then I’d go back through my list and I’d buy what would be my eleventh favorite horse, or the one who passed the vet exam.“Looking back, the majority of those 10 I liked went on to be successful, and I ended up with a perfectly clean horse with no talent. I would have done better buying something with a little vet issue that was just a better horse. That’s what has worked for us.”According to Gonzalez, it isn’t just finding the right horse to pinhook; it is also having the foresight to know where the best resale market is to maximize the profit. “We have to evaluate the market in advance,” he said. “I’ll sometimes like a horse, but it just doesn’t fit any sale I could take it to. It’s going to cost a little too much for X sale, and it’s not quite enough horse for Y sale. It wasn’t that we didn’t like the horse; it just didn’t fit our markets.”Checkmate Thoroughbreds has had many well-sold horses. For example, the first year they decided to pinhook weanlings, the three they flipped were wise choices worth the effort.“We bought three at Keeneland November,” Gonzalez confirmed. “We spent $26,500 and sold them for $145,000 and got a sale topper out of it. Those were the very first weanlings we did, so it was very reassuring that we could do this.”The best horse sold by Checkmate to date was not the best pinhooking story for Gonzalez. Spiced Perfection (2015 B M, Smiling Tiger x Perfect Feat, by Pleasantly Perfect) was purchased as a $6,500 yearling at the Barrett’s October sale. She did not reach her reserve of $50,000 at the Del Mar training sale the following summer. She was sold privately the night of the sale. Spiced Perfection did become a multiple-graded stakes winner of $1,224,705 and was twice crowned California Horse of the Year.“We have to sell runners, and people need to hear the story that they can get a Gr1 winner for $50,000,” concluded the agent. “Agents have different formulas. We all like a little bit different horse, and that’s why we can all play this game.”“We all get lucky now and then,” he added with a grin. Side Bar 1 of 1The COVID EffectPhoto #Image0,(HELMET/MASK) (Annie Lambert)The COVID-19 pandemic has changed how the world operates; the business of equine auctions is one of many industries enduring those changes to survive.Adrian Gonzalez, proprietor of Checkmate Thoroughbreds in Central California, foresees results from the upcoming 2020-2021 sales as undetermined—“a moving target.” Gonzalez, 41, frequents many auctions across the United States and deems his challenges slightly different for his roles as a buyer or seller.“As a buyer, I need to see the horses with my own eyes,” Gonzalez stated. “If the sales have restrictions where you can’t go see these horses, or they make it limited as to how you can inspect the horses, it’s going to be really hard for me to participate. So much of what I do is visual; I have to see it, and even the photos or videos don’t cut it.”The sales companies have not yet provided consignors or purchasers with a defined protocol as to how city, county and state regulations could/will dictate their restrictions. If other buyers need Gonzalez’s eyes on examinations of horses, it may cut into gross sales amounts through limited participation.At the other end of the spectrum, Gonzalez feels the sales companies have done a tremendous job of opening up the channels for buyers to purchase through online bidding. As a seller, he imagines, there could be increased action from buyers who are not able to physically attend the sale.“I’m hopeful now—as a seller—that people not having to be there in person to bid could provide more [bidding] action,” opined Gonzalez. “You don’t know how many times someone will come by my sale barn and ask to see a horse that had already sold. They had missed the sale because they were eating lunch or something. Now, if they could sit at the lunch table with their phone on the sale feed and just push ‘bid,’ it could help us bring in more money.”“I’m just not sure on the buying end,” he reiterated, “if people can’t travel to the sale, we don’t know how much that’s going to hurt.” CAPTIONS:#3001 (GONZALEZ FAMILY) Courtesy Checkmate Thoroughbreds>Adrian Gonzalez and his wife, Erin, operate their 66-acre Checkmate Thoroughbreds in Parkfield, Calif.#6285 (SPICED PERFECTION) Courtesy Checkmate Thoroughbreds>Spiced Perfection was smaller “in a plain brown wrapper” when she did not reach her reserve as a 2-year-old; the multiple-graded stakes winner ultimately earned $1,224,705.#3726 (ADRIAN SHOEING) Courtesy Checkmate Thoroughbreds>Gonzalez has honed his farrier skills to help pinhook prospects grow correctly and become improved individuals before reselling.#3072 (TOES OUT) Courtesy Checkmate Thoroughbreds > Foals that toe out will often self-correct through the legs as the narrow chests widen; proper trimming also helps Mother Nature.#8723 (GOOD CONFORMATION) Courtesy Checkmate Thoroughbreds>This filly possesses overall good conformation, according to Gonzalez’s experienced eye.#4271 (PRE SALE WALKING) Courtesy Checkmate Thoroughbreds>Checkmate sale preparations include two miles of hand walking daily, according to Gonzalez. Horses show better at the sale with the extra handling prior.#3003 (VET EXAM FAIL) Courtesy Checkmate Thoroughbreds>This short yearling failed a veterinary exam causing Gonzalez to pass on her. She was a good one that got away. “I don’t let vets talk me out of a horse anymore,” he reflected.#4622 (MALIBU MOON YEARLING) L & BARRETT’S HIP 51 R(MALIBU MOON 2YO GALLOP) Courtesy Checkmate Thoroughbreds>This pretty Malibu Moon filly was an $85,000 yearling purchased at Fasig-Tipton July and parlayed into a $240,000 resale at the Del Mar Select training sale.#OVERSTRIDE> WE WERE NOT ABLE TO GET AN IMAGE OR DRAWING OF AN OVERSTRIDE…POSSIBLY ART DEPARTMENT COULD DO???A strong sales walk lends insight into a prospect’s future prowess as a racehorse and is the single most critiqued evaluation of sale horses.#2561 & 2459 L to R (SMILING TIGER FILLY) Courtesy Checkmate Thoroughbreds>This well-balanced Smiling Tiger filly was well flipped by Checkmate, which purchased her at the CTBA January 2019 sale for $10,000. She resold for $72,000 during Fasig-Tipton September just eight months later. POSSIBLE PULL QUOTES:“I became enchanted by the Thoroughbred business and put all my focus into figuring out how I could do this for a living.”“If you have a big hip and just kind of a scrawny leg coming down below that, it’s just fool’s gold.”“So the gaskin and the forearm are muscle types that develop really early, and I can identify that the horse is going to have some speed.”“I don’t try to convince myself that I can’t afford a certain family.”“We all like a little bit different horse, and that’s why we can all play this game.”

By Annie Lambert

Bloodstock agents all have a formula, a routine, pedigree preferences and conformation predilections, which must be weighed against current market conditions and trends as they approach every sale. 

Whether you are purchasing horses for resale, to race or breeding stock, buying (or selling) Thoroughbreds is an intense business. Choosing the right weanling or yearling to pinhook is every bit as precarious as picking the right 2-year-old to run.

Adrian Gonzalez, founder of Checkmate Thoroughbreds, is no exception. The 41-year-old horseman was not born into a family with deep equine ties or historic roots. He does, however, have a family story that reads something like a cold war novel.

Gonzalez’s grandfather, Roberto, was a Cuban orphan raised in the government system and became an Olympic-caliber gymnast. Roberto was a member of the Cuban National Olympic Gymnastics Team during the Pan American Games in Guatemala City, Guatemala. During the competition he met his future wife (a student at the university where the games were held), defected from Cuba and started a family. When Gonzalez’s father Erick was 12, the family immigrated to the United States.

Adrian grew up around backyard horses in a small northern California town. While obtaining a degree in animal science at California Polytechnic University in San Luis Obispo, he paid his bills by breaking yearlings at Cardiff Stud. Team roping and cowboying on a 23,000-acre cattle ranch may not have prepared the young Gonzalez for his first foyer into Thoroughbred racing.

Checkmate sale preparations include two miles of hand walking daily, according to Gonzalez. Horses show better at the sale with the extra handling prior.

Checkmate sale preparations include two miles of hand walking daily, according to Gonzalez. Horses show better at the sale with the extra handling prior.

“The first morning I walked into the tack room and there are only flat saddle—English tack,” he recalled with a chuckle, shaking his head. “I honestly didn’t even know how to tack them up, but the guys showed me.”

Cardiff was sold to game show host Alex Trebek, who changed the name to Creston Farms and focused solely on breeding. Gonzalez hung up his tack and became a stallion groom and later stallion manager. His wealth of experience in the industry continued to grow.

“When the breeding season ended I switched gears and focused on the development and growth of weanlings and yearlings,” Gonzalez explained. “I became enchanted by the Thoroughbred business and put all my focus into figuring out how I could do this for a living.”

Pedigrees Are Personal

Gonzalez did figure out how to build the Thoroughbred industry into a career. When Creston Farms was sold again and became the short-lived Windfall Farms, he seized on the demise of Windfall, leased a portion of that farm and started his own bloodstock business. Checkmate Thoroughbreds came to light in 2005. In 2013, Checkmate moved to its current 66-acres in nearby Parkfield.

This pretty Malibu Moon filly was an $85,000 yearling purchased at Fasig-Tipton July and parlayed into a $240,000 resale at the Del Mar Select training sale (above).

This pretty Malibu Moon filly was an $85,000 yearling purchased at Fasig-Tipton July and parlayed into a $240,000 resale at the Del Mar Select training sale (above).

During those early years Gonzalez dove into operating a training facility, breaking yearlings, foaling mares and offering sales consignments. When he and his wife Erin (who has an agricultural business degree) analyzed their large cash flow, they found the actual profit margin boiled down to a couple well-sold sale horses.

“It happened that we were profiting on one or two horses that we came up with ourselves,” said Gonzalez with a laugh. “We could have had just those few horses instead of the hundreds of others. Slowly we phased down on the breaking and training to focus on the sales—the pinhooking side of it.”

Personal preferences in bloodlines as well as following industry trends are not unique. Prior to readily available online statistics, Gonzalez researched and put together spreadsheets to assist his pinhooking selections. Choosing horses for resale is easier these days, but it is easier for everyone.

“When the catalog comes out, I do a lot of research,” Gonzalez explained. “Blood-Horse puts out a valuable tool called The Auction Edge. It shows the history for every horse in the family, what they sold for, which are not on the regular auction page. This past November we bought an inexpensive weanling by Overanalyze for $2,500. 

“There wasn’t much black type on the catalog page, but with a little research in Auction Edge you could see that there was an Uncle Mo 2-year-old half-sibling that had just sold at [Ocala Breeder’s Sale] March for $525,000. Knowing that there was the potential for a big pedigree update will help increase the value of your horse without you having to actually do anything to the horse.

“Coincidentally, a few months after we bought that baby the Uncle Mo filly won her first two starts in Japan by a combined 20-length margin. After that the phone was ringing off the hook, and we sold it privately for a whole lot of money.”

Gonzalez pointed out that is one reason he spends more time digging through the sales results of the families than looking at the black type on the catalog pages. The pre-sale diligence can also expose a negative. …

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Modern Saddle Design - how technology can quantify the impact saddles have on performance

PP690W.jpg

By Dr. Russell Mackechnie-Guire

Thanks to advances in technology, it is getting easier for scientists to study horses in a training environment. This, combined with recent saddlery developments in other disciplines, is leading to significant progress in the design and fit of exercise saddles.

Back pain, muscle tension and atrophy are common issues in yards. Although there are many contributory factors, the saddle is often blamed as a potential cause. Unlike other equestrian sports, where the effect of tack and equipment on the horse has been investigated, until now there has been little evidence quantifying the influence of exercise saddles.

New era

The technological advances used in sport horse research are sparking a new era in racing, enhancing our understanding of the physiological and biomechanical demands on the horse, and helping improve longevity and welfare. For the trainer this translates into evidence-based knowledge that will result in marginal or, in some cases, major gains in terms of a horse’s ability to race and achieve results. Race research has always been problematic, not least due to the speed at which the horse travels. Studies have previously been carried out in gait laboratories on treadmills, but this is not representative of normal terrain or movement. Thanks to new measuring techniques, we can now study the horse in motion on the gallops. Evidence of this new era arises from a recent study published in the Journal of Equine Veterinary Science. It found areas of high pressures under commonly used exercise saddles which had a negative influence on back function, affecting the horse’s gallop and consequently performance. 

The pressure’s on

Researchers used a combination of pressure mapping and gait analysis (see Technology in focus panel) to investigate three designs of commonly used exercise saddles: full tree, half tree and three-quarter tree. The aim was to identify pressure magnitude and distribution under each of the saddles then to establish whether the gait (gallop) was improved in a fourth saddle designed to remove these pressures. 

Areas of high pressure were found in the region of the 10th-13th thoracic vertebrae (T10-T13). Contrary to popular belief, none of the race exercise saddles tested in this study produced peak pressure on or around the scapula. The pressures around T10-T13 at gallop in the half, three-quarter and full tree were in excess of those detected during jumping or dressage in sport horses. They were also higher than pressures reported to be associated with clinical signs of back pain. Therefore, it is widely accepted that high pressures caused by the saddle could be a contributory factor to back pain in horses in training.  

Three most commonly used saddle-tree lengths, plus the new design (purple 40cm)

Three most commonly used saddle-tree lengths, plus the new design (purple 40cm)

Half tree: High peak pressures in the region of T10-T14 were consistent with the end of the tree.Three-quarter tree: Peak pressure was localised on one side of the back at a time, depending on the horse’s gallop lead.Full tree: Peak pressure was further back and, although not high, gait analysis demonstrated a reduction in the extent to which the hindlimb comes under the horse, reducing the power in the stride.New design: A more uniform pressure distribution, recording the lowest peak pressures at each location.

Half tree: High peak pressures in the region of T10-T14 were consistent with the end of the tree.

Three-quarter tree: Peak pressure was localised on one side of the back at a time, depending on the horse’s gallop lead.

Full tree: Peak pressure was further back and, although not high, gait analysis demonstrated a reduction in the extent to which the hindlimb comes under the horse, reducing the power in the stride.

New design: A more uniform pressure distribution, recording the lowest peak pressures at each location.

Lower pressure leads to longer strides

When looking at propulsion, there are two important measurements: the angle of the femur relative to the vertical and hip flexion. When pressures were reduced beneath the saddle, researchers saw an increased femur-to-vertical angle in the hindlimb and a smaller hip flexion angle (denoting the hip is more flexed).

A greater femur-to-vertical angle indicates that the hindlimb is being brought forward more as the horse gallops.

A greater femur-to-vertical angle indicates that the hindlimb is being brought forward more as the horse gallops.

A smaller hip flexion angle denotes the hip is more flexed, allowing the horse to bring his quarters further under him and generate increased power.

A smaller hip flexion angle denotes the hip is more flexed, allowing the horse to bring his quarters further under him and generate increased power.

mproved hip flexion was recorded in the new saddle design (A) compared to a commonly used saddle

mproved hip flexion was recorded in the new saddle design (A) compared to a commonly used saddle

When pressure is reduced in the region of T13, the hindlimb is allowed to come more horizontally under the horse at this point in the stride, leading to an increase in stride length. Researchers speculate that this could be due to the fact that the thorax is better able to flex when pressure is reduced.

Perhaps surprisingly, the study found that reducing saddle pressures did not result in any significant alteration in the forelimb at gallop. The major differences were recorded in hindlimb function. This could be explained anatomically; the forelimb is viewed as a passive strut during locomotion, whereas the hindlimbs are responsible for force production.

This is consistent with findings in the sport horse world, where extensive research investigating pressures in the region of the 10th-13th thoracic vertebrae has shown that reducing saddle pressure is associated with improved gait features in both dressage and jumping. 

Speed matters…

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Nutrition - how to rein in your complex carb intake for times when work drops

Starch or FibreBalancing different carbohydrate sources against changing requirements of fitness, injury and recoveryCarbohydrates are by far the largest component of any horse’s diet, typically two thirds by weight, yet we often focus more on other nutrients, such as protein—which in comparison forms only a small portion of the total diet at around 8-13%. Carbohydrates, specifically the balance between differing carbohydrate sources, influences three key areas relating to performance.The choice of carbohydrate influences the type of energy available, providing varying proportions of ‘fast release’ or ‘slow release’ energy. The type of carbohydrate chosen also impacts behaviour, increasing or decreasing risk of excitability and certain stereotypical behaviours. Last, but by no means least, the choice of carbohydrate and the way in which it is fed impacts digestive health and the ability of the digestive system to convert food to ‘fuel’ for the body.Getting the balance right between the different types of carbohydrates is important for getting the right results when having to adjust the intensity of training, when resting a horse and when working back up through the stages of fitness.What are carbohydrates?There are different ways of classifying or grouping carbohydrates, depending on whether you take things from the plant’s point of view or that of the digestive anatomy of the horse. Working with the horse in mind, carbohydrates are best classified by the section of the digestive system that they are processed in—either the small intestine or large intestine. The site of digestion determines the type of energy provided, often referred to as fast releasing for the small intestine and ‘slow releasing’ for the large intestine. The group of carbohydrates, known as hydrolysable carbohydrates, are the group behind the description of fast releasing, whilst the group known as fermentable carbohydrates are those forming the ‘slow releasing’ category. Within the fermentable group, there are three sub groups of rapid, medium and slow.   What are carbohydrates made of?There are many types of carbohydrates in the horse’s diet, ranging from simple sugars to more complex structures. They are defined by their degree of polymerisation, which refers to the way in which sugar units are joined together. How a carbohydrate is formed and the type of link present are important as they determine if digestion is possible in the small intestine or whether fermentation in the large intestine is required. This influences the type of energy available.For horses in training, the type of carbohydrate of particular interest is the polysaccharide group which includes starch, cellulose, hemicellulose and fructans amongst others. Starch is found in significant quantities in hard feeds, whilst cellulose and hemicellulose, amongst other fermentable carbohydrates are abundant in forages. Pasture is a source of fructans, which can change rapidly depending on growing conditions and daylight hours.StructureSingle sugars, also called simple sugars, comprise one unit only. They are categorised as monosaccharides—the most commonly known being glucose. For horses in training this is a highly valuable sugar as it is the main ‘fuel’ for muscles. Glucose forms the basis of many of the more complex structures of interest to horses in training.When two sugars join together, they are known as a disaccharide—the best known being lactose which is found in mare’s milk. Oligosaccharides refer to more complex structures where more units are joined together—a common example being fructo-oligosaccharide (FOS) which many horses in training are specifically fed as a prebiotic to support digestive function.Type of CarbohydrateExampleMonosaccharideGlucose, FructoseDisaccharideLactose, Sucrose, MaltoseOligosaccharideFructo-Oligosaccharide (FOS)PolysaccharideStarch, Cellulose, FructansPolysaccharides, our group of particular interest, are significantly more complex chains that are branched and are not so easily digested as the simple sugars. The branched nature of polysaccharides, such as starch and cellulose, are the result of links between chains of sugars. The type of link present determines whether or not it will be possible for the horse to digest this form of carbohydrate in the small intestine or not.Giles – ideally image of flat racing next to starch sectionStarchStarch is the primary carbohydrate of interest in our hard feeds. It is a hydrolysable carbohydrate, which can be digested in the small intestine, releasing glucose into the bloodstream. For horses in training this is the most important fast release energy source. Starch is found in all plants, with the highest quantities seen in cereals such as oats, barley and maize.Composition of cereals commonly used in racing feedsOatsBarleyMaizeWheatProtein%911811Fibre%11.34.822Oil%6.82.642.3Starch%3851.56360Starch is made up of two types of sugar chains: amylose and amylopectin, which are formed from glucose units. Amylose itself is easily digested, however amylopectin has a different type of bond connecting each branch, which the enzymes of the small intestine cannot break down. Feed processing, which changes the structure of starch and breaks apart the previously indigestible bonds, is therefore a key factor in ensuring that when starch is fed that the maximum amount of glucose is derived.Amylose and Amylopectin Feed processing comes in many forms, from simply crushing or rolling the grain to cooking techniques including micronizing, steam flaking, pelleting or extruding. The amount of processing required for what is deemed efficient digestion differs by grain type. Oats have a natural advantage within the cereal group as they can be fed whole, although processing can still improve digestion. Barley, wheat and maize cannot be fed whole or simply rolled. They require cooking to ensure that starch becomes available, and the impact of cooking processes is much greater for these grains.The availability of starch is assessed through the amount of glucose released into the blood after feeding. The study below shows the effect of steam cooking maize (corn) compared to two processes that simply change the physical appearance, cracking or grinding. Steam-flaked maize is more available as shown by the greater glucose response.Starch is a fast release energy source, being digested in the small intestine, and the term can easily be misunderstood. It does not mean that the horse will suddenly run at top speed nor appear to be fuelled by ‘rocket fuel’. The word ‘fast’ relates to the relatively short time it takes for digestion to occur and glucose to be available. Looking at the maize example, it is possible to see that glucose is found in the blood just 30 minutes after feeding. This is a rapid response compared to carbohydrates that are digested further down the digestive tract in the large intestine.Energy is energy, whichever source it comes from or how long it takes to digest. However, the type of energy, whether fast release or slow release, does impact behaviour, in particular affecting reactivity. When fed on higher-starch diets, horses are well documented to become more reactive, anxious and over excitable. Aside from the need for glucose as a fuel for performance and equally for recovery, its presence in the diet can increase reactivity. In a sport where speed and the ability to react quickly are an advantage, starch and its associated effects can be a positive. Like all nutrients, there is a fine balance to be had, and an excess of starch and over excitable behaviour are not desirable at certain stages of fitness. Starch excess should be avoided at all costs for horses prone to tying-up where excitable behaviour is a known risk factor.Giles – ideally image of national hunt racing next to fermentable carbohydrate sectionFermentable carbohydratesCellulose, as an example of the fermentable carbohydrate group, is similar to starch being composed of glucose units, however the type of bond is significantly different and can only be digested in the large intestine through bacterial fermentation. Cellulose is a key component of the cell wall of plants, including both cereals and forages but is found in the highest amounts within forages and some of the more fibrous co-products used in feeds, such as sugar beet pulp.The digestive process of bacterial fermentation that occurs in the large intestine yields different energy sources in comparison to the small intestine where glucose is the main product of starch digestion. Fermentation of cellulose and other fermentable carbohydrates, such as hemicellulose and lignocellulose, produce volatile fatty acids (VFAs). Like glucose, these are an energy source for the horse but through different pathways. The time required for digestion in the large intestine is much greater than the small intestine, hence the term ‘slow release’ energy being applied to the fermentable carbohydrate group. Fibrous foods are typically processed over a 30-hour period in the hindgut.As the process of digestion and energy release is more gradual and does not result in a spike of glucose, the use of more fibrous carbohydrate sources is ideal when looking to provide energy in a more consistent format. Resting and early stages of work are best supported by a higher inclusion of fermentable carbohydrates. Equally once fit to avoid a situation in which the horse ‘boils over’, altering the main diet to marginally reduce starch and increase more fibrous fermentable carbohydrates can be of help.Cellulose and other fermentable carbohydrates are not analysed separately in the same manner as starch. Cellulose and lignocellulose are identified through a lab method known as acid detergent fibre (ADF). By looking at ADF and starch values, we can get a picture of the balance between the fast release and slow release sources that materials commonly fed to horses have. Cereals naturally provide more starch, whereas beet and alfalfa provide little starch but plenty of fermentable carbohydrates.Feeding IngredientStarch (%)ADF (%)Alfalfa231Sugar Beet1.525Wheatfeed2212Oats3816Barley505.5Through altering the amount of hard feed against additions such as chaff and soaked sugar beet pulp, it is quite easy to change the ratio of hydrolysable (fast release) and fermentable (slow release) carbohydrates in the total diet. Many yards will feed a lower protein diet on a day off, to alter intake against workload—or rather lack of workload. Carbohydrates, or more specifically the balance of carbohydrates, is equally worthy of consideration when adjusting the diet against any change in workload.Starch or Fermentable Carbohydrates?Whilst both are sources of energy and equally valuable to the horse, glucose from starch holds an advantage over VFAs from fermentable carbohydrates when it comes to availability during exercise. Glucose is more metabolically efficient. When working aerobically at slower speeds, glucose is metabolised at nearly twice the rate of VFAs to provide energy to the muscle for contraction. As speed and exertion increases and the horse works anaerobically, the body favours glucose as the energy source over VFAs. As such, starch is always needed in the diet of racehorses and too little starch can negatively impact on performance.The temptation may then exist to push starch intake upwards given its advantages. However, there are several drawbacks to too much starch in the diet aside from over excitability, including increased risk of disorders such as gastric ulceration, colic, tying-up and hindgut acidosis. VFAs derived from fermentable carbohydrates are available as an energy source when working at steadier speeds and contribute to daily energy requirements for basic bodily functions. They should not be discounted as less valuable. Getting the balance right between the two groups of carbohydrates can be a challenge, in which choice of hard feed plays a significant role.Carbohydrate profile of racing feedsHard feed forms by weight, the largest part of a racehorse’s daily intake. The balance of carbohydrate provided through the hard feed will determine the overall balance of the daily intake. Forage, whether hay or haylage, will be a consistent source of fermentable carbohydrate. Hard feeds in contrast are highly variable in the amount of starch vs. fermentable carbohydrate provided.The fibre content of hard feeds is expressed as ‘crude fibre’, and this value can be found on all feed tags. Crude fibre is a laboratory measure that includes most of the cellulose found in the feed but only some of the hemicellulose. It also includes some lignin, an indigestible type of fibre. As such, it is not a true measure of fibre in the feed, but as all horse feeds are required to use this same measure, it allows for comparisons between feeds. Starch can be directly measured and whilst not required to be stated on the feed tag, the majority of feed companies provide this information on their websites or through their nutritional helplines.Example FeedsRacing Feed 1Racing Feed 2Protein g/kg140140Starch g/kg280180Fibre g/kg70130The protein content of a feed has no correlation to the amount of starch or fibre present, and so it cannot be used as a predictor for determining whether the feed is best suited to hard and fast work or to steadier or more stamina-related work. The racing feed 1 example is a cereal-based feed and contains 28% starch (280g/kg), whereas racing feed 2 example contains cereals but in balance with more fibrous fermentable carbohydrate sources such as beet pulp and soya hulls, resulting in an 18% starch value (180g/kg). Fibre content is lower when starch is higher, as seen in racing feed 1, and increases as starch content lowers, as seen in racing feed 2.Both feeds are fortified with the appropriate vitamins and minerals so the choice becomes entirely related to the balance of carbohydrates. Combining feeds, such as the two examples above in different proportions, is often advised when wanting to slowly ‘step up’ or ‘ease off’ horses at various stages of training. Feeds once balanced for vitamins and minerals will not become unbalanced when combined together to give flexibility around the type of carbohydrate needed.SummaryThere are many sources of carbohydrate that form part of the daily diet of horses in training. The site of digestion determines the source of energy produced, either glucose from the small intestine or VFAs from the large intestine. Both sources are needed on a daily basis. The balance between these sources is important as it affects behaviour, digestive health and can reduce the risk of incidence of disorders such as tying-up, colic and hindgut acidosis. By using feeds with different ratios of starch and fibre, it is possible to alter the total daily balance of ‘fast release’ and ‘slow release’ carbohydrates against type of work and stage of fitness. Use of chaff and beet pulp in the feed program also brings flexibility when needing to increase intake of ‘slow release’ fermentable carbohydrates.Reading ListBulmer, L. S., Murray, J. A., Burns, N. M., Garber, A., Wemelsfelder, F., McEwan, N. R., & Hastie, P. M. (2019). High-starch diets alter equine faecal microbiota and increase behavioural reactivity. Scientific Reports, 9(1), 18621.Geor,J.G. Harris,A.P. Coenen,M. (2013) Equine Applied and Clinical Nutrition. London: Elsevier.Hoekstra,K.E. Newman,K. Kennedy,M.A.P. Pagan,J.D (1999). Effects of corn processing on glycemic responses in horses. In: Proc. 16th Equine Nutr. and Physiol. Soc. Symp. pp. 144-148.

By Catherine Rudenko

Carbohydrates are by far the largest component of any horse’s diet, typically two thirds by weight, yet we often focus more on other nutrients, such as protein—which in comparison forms only a small portion of the total diet at around 8-13%. Carbohydrates, specifically the balance between differing carbohydrate sources, influences three key areas relating to performance.

The choice of carbohydrate influences the type of energy available, providing varying proportions of ‘fast release’ or ‘slow release’ energy. The type of carbohydrate chosen also impacts behaviour, increasing or decreasing risk of excitability and certain stereotypical behaviours. Last, but by no means least, the choice of carbohydrate and the way in which it is fed impacts digestive health and the ability of the digestive system to convert food to ‘fuel’ for the body.

Getting the balance right between the different types of carbohydrates is important for getting the right results when having to adjust the intensity of training, when resting a horse and when working back up through the stages of fitness. 

What are carbohydrates? 

There are different ways of classifying or grouping carbohydrates, depending on whether you take things from the plant’s point of view or that of the digestive anatomy of the horse. Working with the horse in mind, carbohydrates are best classified by the section of the digestive system that they are processed in—either the small intestine or large intestine. The site of digestion determines the type of energy provided, often referred to as fast releasing for the small intestine and ‘slow releasing’ for the large intestine. The group of carbohydrates, known as hydrolysable carbohydrates, are the group behind the description of fast releasing, whilst the group known as fermentable carbohydrates are those forming the ‘slow releasing’ category. Within the fermentable group, there are three sub groups of rapid, medium and slow. 

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What are carbohydrates made of? 

There are many types of carbohydrates in the horse’s diet, ranging from simple sugars to more complex structures. They are defined by their degree of polymerisation, which refers to the way in which sugar units are joined together. How a carbohydrate is formed and the type of link present are important as they determine if digestion is possible in the small intestine or whether fermentation in the large intestine is required. This influences the type of energy available. 

For horses in training, the type of carbohydrate of particular interest is the polysaccharide group which includes starch, cellulose, hemicellulose and fructans amongst others. Starch is found in significant quantities in hard feeds, whilst cellulose and hemicellulose, amongst other fermentable carbohydrates are abundant in forages. Pasture is a source of fructans, which can change rapidly depending on growing conditions and daylight hours. 

Structure

Single sugars, also called simple sugars, comprise one unit only. They are categorised as monosaccharides—the most commonly known being glucose. For horses in training this is a highly valuable sugar as it is the main ‘fuel’ for muscles. Glucose forms the basis of many of the more complex structures of interest to horses in training.

When two sugars join together, they are known as a disaccharide—the best known being lactose which is found in mare’s milk. Oligosaccharides refer to more complex structures where more units are joined together—a common example being fructo-oligosaccharide (FOS) which many horses in training are specifically fed as a prebiotic to support digestive function. 

Type of Carbohydrate

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Polysaccharides, our group of particular interest, are significantly more complex chains that are branched and are not so easily digested as the simple sugars. The branched nature of polysaccharides, such as starch and cellulose, are the result of links between chains of sugars. The type of link present determines whether or not it will be possible for the horse to digest this form of carbohydrate in the small intestine or not.

Starch



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Starch is the primary carbohydrate of interest in our hard feeds. It is a hydrolysable carbohydrate, which can be digested in the small intestine, releasing glucose into the bloodstream. For horses in training this is the most important fast release energy source. Starch is found in all plants, with the highest quantities seen in cereals such as oats, barley and maize.

Composition of cereals commonly used in racing feeds

Starch is made up of two types of sugar chains: amylose and amylopectin, which are formed from glucose units. Amylose itself is easily digested, however amylopectin has a different type of bond connecting each branch, which the enzymes of the small intestine cannot break down. Feed processing, which changes the structure of starch and breaks apart the previously indigestible bonds, is therefore a key factor in ensuring that when starch is fed that the maximum amount of glucose is derived. 

Amylose and Amylopectin 

Feed processing comes in many forms, from simply crushing or rolling the grain to cooking techniques including micronizing, steam flaking, pelleting or extruding. The amount of processing required for what is deemed efficient digestion differs by grain type. Oats have a natural advantage within the cereal group as they can be fed whole, although processing can still improve digestion. Barley, wheat and maize cannot be fed whole or simply rolled. They require cooking to ensure that starch becomes available, and the impact of cooking processes is much greater for these grains. 

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The availability of starch is assessed through the amount of glucose released into the blood after feeding. The study below shows the effect of steam cooking maize (corn) compared to two processes that simply change the physical appearance, cracking or grinding. Steam-flaked maize is more available as shown by the greater glucose response. 

Starch is a fast release energy source, being digested in the small intestine, and the term can easily be misunderstood. It does not mean that the horse will suddenly run at top speed nor appear to be fuelled by ‘rocket fuel’. The word ‘fast’ relates to the relatively short time it takes for digestion to occur and glucose to be available. …

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Hoof Conditioning - impact of different types of surfaces

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By Amy Barstow

Over the years there has been a steady move away from traditional concrete surfaces in yards towards surfaces that are generally considered softer, such as rubber. Furthermore, in some areas, the surfaces of the tracks which link yards with training facilities (horse walks) have also moved towards ‘softer’ surfaces. This has led some to wonder if our horses are missing out on a key opportunity to condition their musculoskeletal system. This article will explore what the scientific research tells us about how different surfaces affect the horse and what this might mean for musculoskeletal conditioning and injury resistance. 

The majority of the research that has highlighted the links between surfaces and injuries is from epidemiology studies. These studies view large populations of horses and pull together lots of different factors to elucidate risk factors for injury. They, therefore, do not attempt to investigate why surfaces may be implicated as a risk. To understand the link between surface and injury risk, other types of research must be done including biomechanics studies, lab-based studies on bone and tendon samples and prospective experimental studies. Biomechanics studies explore how the horse, especially their limbs and feet, move on different surfaces and the forces and vibrations that they experience. Lab-based work investigates how musculoskeletal tissues respond to loading and vibrations at the cellular and extracellular level. Prospective experimental studies take a group of horses and expose them to different environments (e.g., conditioning on different surfaces). Then you compare the groups, for example, looking for signs of musculoskeletal injury using diagnostic imaging techniques. The research done using these different techniques can then be pieced together to help us decide how to better manage the health and performance of racehorses. 

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There is a wealth of epidemiological data to suggest that the surface type and condition during racing influences the occurrence of musculoskeletal injuries in the racehorse. Though it must be remembered that musculoskeletal injury is multifactorial with training regimens, race distance, the number of runners, horse age and sex all coming into play. Though there are comparably fewer data available relating to the effect of training surface type and properties on musculoskeletal injury rates, what is available also suggests that firmer surfaces increase the risk of sustaining an injury either during training or racing. For example, horses trained on a softer, wood fibre surface are less likely to suffer from dorsal metacarpal disease (bucked shins) than those trained on dirt tracks. However, horses trained on a traditional sand surface have been shown to be at a greater risk of injury (fracture) during racing. This could be due to the soft sand surface not stimulating sufficient skeletal loading to adequately condition the musculoskeletal system for the forces and loading experienced during racing. It could also be the result of horses racing on a surface with very different properties to those that they trained on. 

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So far the majority of the scientific research discussed relates to horses galloping and cantering, which are not the gaits that they will generally be using around the yard or getting to and from the gallops. There is very little work to link sub-maximal (low) speed exercise on different surfaces to injury in horses. In a small group of Harness (trotting) horses, those trained on a softer surface had a lower incidence of musculoskeletal pathology identified using diagnostic imaging techniques, compared to those trained on a firm surface. There is also evidence of the benefit of softer surfaces in livestock housing. Experimental work by Eric Radin in the 1980s found that sheep kept on a concrete floor compared to a softer dirt floor had more significant orthopaedic pathologies at postmortem. Furthermore, the use of rubber matting reduces the incidence of foot lameness in dairy cattle. So it would appear that a softer ground surface is beneficial even at sub-maximal intensity locomotion. 

The epidemiological data discussed so far tells us that surface can play a role in injury, but it does not provide any answers for why that may be the case. From a veterinary and a scientific perspective, I am interested in how different surfaces influence limb vibration characteristics and loading in horses. …

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Minimizing serious fractures of the racehorse fetlock

Minimising serious fractures of the racehorse fetlockLink to EVJ article:https://beva.onlinelibrary.wiley.com/doi/10.1111/evj.13273VA Colgate, PHL Ramzan and CM Marr.In March 2020, a symposium was held in Newmarket, UK, aiming to devise measures which could be used internationally to reduce the risk of catastrophic fracture associated with the fetlock joint. The meeting was supported by the Gerald Leigh Charitable Trust, the Beaufort Cottage Charitable Trust and the Jockey Club with additional contributions from a number of industry stakeholders. On the first day a panel of international experts made up of academic professors, Chris Whitton (Melbourne, Australia), Sue Stover (Davis, California), Chris Kawcak (Colorado), Tim Parkin (Glasgow) and Peter Muir (Wisconsin); experienced racehorse clinicians, Ryan Carpenter (Santa Anita) and Peter Ramzan (Newmarket); imaging experts, Sarah Powell (Newmarket) and Mathieu Spriet (Davis, California); and vets with experience in racing regulatory bodies, Scott Palmer (New York) and Chris Riggs (Hong Kong) joined forces to discuss risk assessment protocols, particularly those based on imaging features which might indicate increased risk of imminent fracture. This was followed by a wider discussion with a diverse invited audience of veterinary and industry stakeholders on how our current knowledge of fracture pathophysiology and risk factors for injury could be used to target risk assessment protocols. A report of the workshop outcomes was recently published in Equine Veterinary Journal.<< EVJ logo near here>>The importance of risk reductionWith the ethics of the racing industry now in the public spotlight, there is recognition that together veterinary and horseracing professionals must strive to realise an improvement in equine injury rates. Intervention through risk profiling programmes, primarily based on training and racing metrics, has a proven track record; and the success of a racing risk management program in New York gives evidence that intervention can and will be successful.The fetlock of the thoroughbred racehorse is subjected to very great loads during fast work and racing, and over the course of a training career this can result in cumulative changes in the bone underlying the articular cartilage (‘subchondral’ bone) that causes lameness and may in some circumstances lead to fracture. Fracture propagation involving the bones of the fetlock (cannon, pastern or proximal sesamoid bones) during fast work or racing can have catastrophic consequences, and while serious musculoskeletal injuries are a rare event when measured against race starts, there are obviously welfare and public interest imperatives to reduce the risk to racehorses even further. The dilemma that faces researchers and clinicians is that ‘fatigue’ injuries of the subchondral bone at some sites within the fetlock can be tolerated by many racehorses in training while others develop pathology that tips over into serious fracture. Differentiating horses at imminent risk of raceday fracture from those that are ‘safe’ to run has not proven particularly easy based on clinical grounds to date, and advances in diagnostic imaging offer great promise.Profiling to inform risk assessmentRisk profiling examines the nature and levels of threat faced by an individual and seeks to define the likelihood of adverse events occurring. Catastrophic fracture is usually the end result of repetitive loading, but currently there are no techniques that can accurately determine that a bone is becoming fatigued until some degree of structural failure has actually occurred. However, diagnostic imaging has clear potential to provide information about pathological changes which indicate the early stages of structural damage.Previous research has identified a plethora of epidemiological factors associated with increased risk of serious catastrophic musculoskeletal injury on the racetrack. These can be distilled into race, horse and management-related risk factors that could be combined in statistical models to enable identification of individual horses that may be at increased risk of injury.In North America, the Equine Injury Database compiles fatal and non-fatal injury information for thoroughbred racing in North America. Since 2009, equine fatalities are down 23%; and important risk factors for injury have been identified, and this work has driven ongoing improvement.The problem with all statistics-based models created so far for prediction of racehorse injury is that they have limited predictive ability due to the low prevalence of racetrack catastrophic events. If an event is very rare, and a predictive tool is not entirely accurate, many horses will be incorrectly flagged up as at increased risk. At the Newmarket Fetlock workshop, Prof Tim Parkin shared his work on a model which was based on data from over 2 million race starts and almost 4 million workout starts. Despite the large amount of data used to formulate the model, Tim Parkin suggested that if we had to choose between two horses starting in a race, this model would only correctly identify the horse about to sustain a fracture 65% of the time. Furthermore, the low prevalence of catastrophic injury means it will always be difficult to predict, regardless of which diagnostic procedure is employed.Where do the solutions lie?One possible strategy to overcome the inherent challenge of predicting a rare event involves serial testing. Essentially with this approach, a sequence of tests is carried out to refine sub-populations of interest and thus improve the predictive ability of the specific tests applied. An additional consideration in the design of any such practical profiling system would have to be the ability to speedily come to a decision. For example, starting with a model based on racing and training metrics such as number of starts and length of lay-off periods, as well as information about the risk associated with any particular track or racing jurisdiction, entries could be screened to separate those that are not considered to be at increased risk of injury from a smaller sub-group of horses that warrant further evaluation and will progress to Phase 2. The second phase of screening would be something relatively simple. Although not yet available, there is hope that blood tests for bone biomarkers or genetic profiles could be used to further distil horses into a second sub-group. This second sub-group might then be subjected to more detailed veterinary examination, and from that a third sub-group, involving a very small and manageable number of horses flagged as potentially at increased risk, would undergo advanced imaging. The results of such diagnostic imaging would then allow vets to make evidence-based decisions on whether or not there is sufficient concern to prompt withdrawal of an individual from a specific race from a health and welfare perspective. Of course there are other considerations which limit the feasibility of such a system, including availability of diagnostic equipment and whether or not imaging can be quickly and safely performed without use of sedation or other drugs, which are prohibited near to a race start.Diagnostic techniques for fetlock injury risk profilingCurrently there is no clear consensus on the interpretation of images from all diagnostic imaging modalities, and important areas of uncertainty exist. Although a range of imaging modalities are available, each has its own strengths and weaknesses, and advances in technology currently outstrip our accumulation of published evidence on which to base interpretation of the images obtained.<< box 1 near here>>Interpretation is easy when the imaging modality shows an unequivocal fracture such as a short fissure in a cannon bone. Here the decision is simple: the horse has a fracture and must stop exercising. Many cases, however, demonstrate less clearly defined changes that may be associated with bone fatigue injury.Currently radiography remains the most important imaging modality in fetlock bone risk assessment. With wide availability and the knowledge gained by more advanced imaging techniques refining the most appropriate projections to use; radiography represents a relatively untapped resource that through education of primary care vets could immediately have a profound impact on injury mitigation. The most suitable projection with which to detect prodromal condylar fracture pathology in the equine distal limb is the flexed dorsopalmar (forelimb) or plantarodorsal (hindlimb) projection. On this projection, focal radiolucency in the parasagittal groove, whether well or poorly defined, with or without increased radio-opacity in the surrounding bone, should be considered representative of fracture pathology unless evidence from other diagnostic imaging modalities demonstrates otherwise.<< fig 1 near here>>Computed Tomography (CT) excels at identification of structural changes and is better than radiography at showing very small fissures in the bone. However, additional research is needed to determine specific criteria for interpretation of the significance of small lesions in the parasagittal groove with respect to imminent risk of serious injury. There are good indications that fissure lesion size and proximal sesamoid bone volumetric measurements have the potential to be useful criteria for prediction of condylar and proximal sesamoid bone fractures respectively. With technological advancement, it is likely that CT will be more widely used in quantitative risk analysis in the future.<< fig 2 near here>>Magnetic Resonance Imaging (MRI) has the ability to detect alterations in the fluid content of bones, which allows assessment of acute, active changes. Indeed standing, low-field MRI has been shown to be capable of detecting bone abnormalities not readily identifiable on radiography and has been successfully used for injury mitigation in racehorse practice for some time. However, when used for evaluation of cartilage and subchondral bone lesions, there is a relatively high likelihood of false positive results.Positron Emission Tomography (PET) is a relatively new technique in the veterinary field which relies on similar principles to scintigraphy and provides information on how bone is functioning, enabling it to differentiate between active and inactive structural damage. Early results suggest PET is extremely sensitive, but as with MRI and CT, there is an urgent need to determine the relevance of imaging abnormalities detected in the identification and prediction of individuals at increased risk of serious fetlock injury.Lessons to be learnt from human sports medicineA presentation on the programmes carried out on elite human athletes from Dr Rod Jaques, Director of Medical Services at the English Institute of Sport (EIS), put into sharp focus both the progress equine racecourse veterinary safety assessments have made but also the direction future efforts must take. In elite sports overseen by the EIS, there is a predetermined pathway from diagnosis of any medical condition to management of the condition identified and return of the athlete to competition. The entire pathway is implemented by independent bodies to ensure protocols are followed and athletes fully informed of the consequences of abnormal findings prior to participation.Whilst veterinary assessment and regulatory pathways are in place in many racing jurisdictions globally, transparency about the process and standardisation across countries is lacking. For optimal assessment and accurate identification of horses which are and are not fit to run, there is a need for participation and respect amongst all stakeholders, underpinned by effective education and communication between parties so that trust is built. The workshop participants agreed that primary care vets should be encouraged to share pertinent veterinary history, where deemed necessary, and within the limits of client confidentiality. This maximises information available to racecourse veterinary assessment teams and assists them in making decisions in the interests of equine welfare. Equally, owners, trainers and other stakeholders must understand their obligation to comply with the risk assessment process if they wish to enter a horse in a race. They must also respect the decisions made by regulatory vets and appreciate that these decisions are formulated based on the information and findings available at a specific point in time. Confidence in the pre-race risk assessment process will increase with greater transparency, improved communication and evidence-based decision making.Workshop outcomesIt is clear that further research is needed to enhance knowledge in areas that will advance catastrophic fracture prevention through identification of horses with high immediate risk. The workshop identified several key areas where action is needed:The workshop members have contacted veterinary associations internationally to provide training resources to help improve standards in radiography.More effort is needed to educate horsemen on how serious fatigue injury develops progressively. Identification of early signs will provide the opportunity for prevention of further progression through appropriate modification of athletic activity.In light of the current lag between technological advancements in diagnostic imaging and knowledge of the significance of lesions identified, there is a need to share anonymised medical data as a research tool.Finally, it is clear that advanced diagnostic imaging in particular is a fast-moving field, and periodic revision of recommendations will be required in the future.

By VA Colgate, PHL Ramzan & CM Marr

Minimizing serious fractures of the racehorse fetlock

In March 2020, a symposium was held in Newmarket, UK, aiming to devise measures which could be used internationally to reduce the risk of catastrophic fracture associated with the fetlock joint. The meeting was supported by the Gerald Leigh Charitable Trust, the Beaufort Cottage Charitable Trust and the Jockey Club with additional contributions from a number of industry stakeholders. On the first day a panel of international experts made up of academic professors, Chris Whitton (Melbourne, Australia), Sue Stover (Davis, California), Chris Kawcak (Colorado), Tim Parkin (Glasgow) and Peter Muir (Wisconsin); experienced racehorse clinicians, Ryan Carpenter (Santa Anita) and Peter Ramzan (Newmarket); imaging experts, Sarah Powell (Newmarket) and Mathieu Spriet (Davis, California); and vets with experience in racing regulatory bodies, Scott Palmer (New York) and Chris Riggs (Hong Kong) joined forces to discuss risk assessment protocols, particularly those based on imaging features which might indicate increased risk of imminent fracture. This was followed by a wider discussion with a diverse invited audience of veterinary and industry stakeholders on how our current knowledge of fracture pathophysiology and risk factors for injury could be used to target risk assessment protocols. A report of the workshop outcomes was recently published in Equine Veterinary Journal.

The importance of risk reduction

With the ethics of the racing industry now in the public spotlight, there is recognition that together veterinary and horseracing professionals must strive to realise an improvement in equine injury rates. Intervention through risk profiling programmes, primarily based on training and racing metrics, has a proven track record; and the success of a racing risk management program in New York gives evidence that intervention can and will be successful. 

The fetlock of the thoroughbred racehorse is subjected to very great loads during fast work and racing, and over the course of a training career this can result in cumulative changes in the bone underlying the articular cartilage (‘subchondral’ bone) that causes lameness and may in some circumstances lead to fracture. Fracture propagation involving the bones of the fetlock (cannon, pastern or proximal sesamoid bones) during fast work or racing can have catastrophic consequences, and while serious musculoskeletal injuries are a rare event when measured against race starts, there are obviously welfare and public interest imperatives to reduce the risk to racehorses even further. The dilemma that faces researchers and clinicians is that ‘fatigue’ injuries of the subchondral bone at some sites within the fetlock can be tolerated by many racehorses in training while others develop pathology that tips over into serious fracture. Differentiating horses at imminent risk of raceday fracture from those that are ‘safe’ to run has not proven particularly easy based on clinical grounds to date, and advances in diagnostic imaging offer great promise.

Profiling to inform risk assessment

Risk profiling examines the nature and levels of threat faced by an individual and seeks to define the likelihood of adverse events occurring. Catastrophic fracture is usually the end result of repetitive loading, but currently there are no techniques that can accurately determine that a bone is becoming fatigued until some degree of structural failure has actually occurred. However, diagnostic imaging has clear potential to provide information about pathological changes which indicate the early stages of structural damage. 

Previous research has identified a plethora of epidemiological factors associated with increased risk of serious catastrophic musculoskeletal injury on the racetrack. These can be distilled into race, horse and management-related risk factors that could be combined in statistical models to enable identification of individual horses that may be at increased risk of injury. 

In North America, the Equine Injury Database compiles fatal and non-fatal injury information for thoroughbred racing in North America. Since 2009, equine fatalities are down 23%; and important risk factors for injury have been identified, and this work has driven ongoing improvement.

The problem with all statistics-based models created so far for prediction of racehorse injury is that they have limited predictive ability due to the low prevalence of racetrack catastrophic events. If an event is very rare, and a predictive tool is not entirely accurate, many horses will be incorrectly flagged up as at increased risk. At the Newmarket Fetlock workshop, Prof Tim Parkin shared his work on a model which was based on data from over 2 million race starts and almost 4 million workout starts. Despite the large amount of data used to formulate the model, Tim Parkin suggested that if we had to choose between two horses starting in a race, this model would only correctly identify the horse about to sustain a fracture 65% of the time. Furthermore, the low prevalence of catastrophic injury means it will always be difficult to predict, regardless of which diagnostic procedure is employed. 

Where do the solutions lie?

A radiograph showing a racing thoroughbred’s fetlock joint. The arrow points to a linear radiolucency in the parasagittal groove of the lower cannon bone—a finding that is frequently detectable before progression to serious injury.

A radiograph showing a racing thoroughbred’s fetlock joint. The arrow points to a linear radiolucency in the parasagittal groove of the lower cannon bone—a finding that is frequently detectable before progression to serious injury.

One possible strategy to overcome the inherent challenge of predicting a rare event involves serial testing. Essentially with this approach, a sequence of tests is carried out to refine sub-populations of interest and thus improve the predictive ability of the specific tests applied. An additional consideration in the design of any such practical profiling system would have to be the ability to speedily come to a decision. For example, starting with a model based on racing and training metrics such as number of starts and length of lay-off periods, as well as information about the risk associated with any particular track or racing jurisdiction, entries could be screened to separate those that are not considered to be at increased risk of injury from a smaller sub-group of horses that warrant further evaluation and will progress to Phase 2. The second phase of screening would be something relatively simple. Although not yet available, there is hope that blood tests for bone biomarkers or genetic profiles could be used to further distil horses into a second sub-group. This second sub-group might then be subjected to more detailed veterinary examination, and from that a third sub-group, involving a very small and manageable number of horses flagged as potentially at increased risk, would undergo advanced imaging. The results of such diagnostic imaging would then allow vets to make evidence-based decisions on whether or not there is sufficient concern to prompt withdrawal of an individual from a specific race from a health and welfare perspective. Of course there are other considerations which limit the feasibility of such a system, including availability of diagnostic equipment and whether or not imaging can be quickly and safely performed without use of sedation or other drugs, which are prohibited near to a race start. 

Diagnostic techniques for fetlock injury risk profiling

Currently there is no clear consensus on the interpretation of images from all diagnostic imaging modalities, and important areas of uncertainty exist. Although a range of imaging modalities are available, each has its own strengths and weaknesses, and advances in technology currently outstrip our accumulation of published evidence on which to base interpretation of the images obtained.  

Interpretation is easy when the imaging modality shows an unequivocal fracture such as a short fissure in a cannon bone. Here the decision is simple: the horse has a fracture and must stop exercising. Many cases, however, demonstrate less clearly defined changes that may be associated with bone fatigue injury. 

Currently radiography remains the most important imaging modality in fetlock bone risk assessment. With wide availability and the knowledge gained by more advanced imaging techniques refining the most appropriate projections to use; radiography represents a relatively untapped resource that through education of primary care vets could immediately have a profound impact on injury mitigation. The most suitable projection with which to detect prodromal condylar fracture pathology in the equine distal limb is the flexed dorsopalmar (forelimb) or plantarodorsal (hindlimb) projection. On this projection, focal radiolucency in the parasagittal groove, whether well or poorly defined, with or without increased radio-opacity in the surrounding bone, should be considered representative of fracture pathology unless evidence from other diagnostic imaging modalities demonstrates otherwise. 

Computed Tomography (CT) excels at identification of structural changes and is better than radiography at showing very small fissures in the bone. However, additional research is needed to determine specific criteria for interpretation of the significance of small lesions in the parasagittal groove with respect to imminent risk of serious injury. There are good indications that fissure lesion size and proximal sesamoid bone volumetric measurements have the potential to be useful criteria for prediction of condylar and proximal sesamoid bone fractures respectively. With technological advancement, it is likely that CT will be more widely used in quantitative risk analysis in the future. 

Magnetic Resonance Imaging (MRI) has the ability to detect alterations in the fluid content of bones, which allows assessment of acute, active changes. Indeed standing, low-field MRI has been shown to be capable of detecting bone abnormalities not readily identifiable on radiography and has been successfully used for injury mitigation in racehorse practice for some time. However, when used for evaluation of cartilage and subchondral bone lesions, there is a relatively high likelihood of false positive results.  

PET is the most recent advance in diagnostic imaging. It is being developed in California and, when combined with CT, provides information on bone activity and structure. In these three images of the same fetlock, from different aspects, the orange spots indicate increased activity in the proximal sesamoid bone, which is a potential precursor to more serious injury.Image courtesy of Dr M. Spriet, University of California, Davis.

PET is the most recent advance in diagnostic imaging. It is being developed in California and, when combined with CT, provides information on bone activity and structure. In these three images of the same fetlock, from different aspects, the orange spots indicate increased activity in the proximal sesamoid bone, which is a potential precursor to more serious injury.

Image courtesy of Dr M. Spriet, University of California, Davis.

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Chuck Simon has a trait that equals or surpasses his concern for horses and horsemen - it’s his penchant for storytelling

By Charlie McCarthyIf Chuck Simon has a trait that equals or surpasses his concern for horses and horsemen, it’s his penchant for storytelling.A conversation with the former longtime trainer uncovers the time, while employed as an assistant racing secretary, he used a dead Standardbred to fill a race field.The time he got his trainer’s license without taking the required test.The time he passed through Canadian customs minus a passport.The time he trained a horse for a German spy.Those are just some of the anecdotes and stories from a 20-year training career that ended in July 2019, when Simon decided to spearhead the Gulfstream Horsemen’s Purchasing Association (GHPA), a subsidiary of the Florida Horsemen’s Benevolent and Protective Association.The GHPA focused on supplying shavings, hay and feed at more affordable rates for horsemen at both Gulfstream Park and Palm Meadows Training Center in Boynton Beach, Fla.The hope was for revenue to support horsemen’s programs, including much-needed lobbying. But the business struggled, and then was hurt greatly by the COVID-19 pandemic.“It was a new venture, and we weren’t sure it was going to take off,” said the 52-year-old Simon, who fulfilled a one-year contract. “We were in uncharted waters.“I’m happy that I did it. I experienced something new. It was a start-up company, with bumps along the way.”This past summer, Simon began hosting a podcast named Around in Circles. While other horse racing podcasts mainly stress the game’s betting aspect, Simon and guests discuss news and issues affecting the industry.Never hesitant to express himself, Simon has many opinions on the current state and future of a sport he was introduced to as a boy in Saratoga Springs, N.Y.“When I was about seven or eight years old, my dad started bringing me to the Thoroughbred and harness tracks,” he said. “It was kind of the adult world, and I had access to it.“When you’re growing up in Saratoga, you don’t realize that everyone does not have what you have. Not every place has a racetrack right in the backyard. Not every kid has access to Affirmed and Alydar.”After graduating from high school, Simon played basketball for two years at a junior college in the Albany, N.Y. area. Then, Chuck’s father showed him a brochure for a racetrack industry program at the University of Arizona.“It showed sunny pictures, girls and horses,” Simon recalled, “I said, ‘Damn, I’m going there!”Simon arrived in Arizona, holding an advantage over many of his fellow students because he had the experience of having worked at both Saratoga-area tracks. In fact, he had dreamed of becoming a groom before his parents demanded he get a college education.“A lot of the classes at Arizona were easy because I already knew everything,” said Simon, whose classmates included Todd Pletcher. “But going there helped get me connected to people outside of my New York bubble.”While at Arizona, Simon heard from a friend, who offered a summer internship at Yonkers Raceway in N.Y. He not only took it, but within two weeks became assistant racing secretary at the age of 20.Simon went to work full-time at Yonkers upon graduation. His duties included getting horses to fill cards for six and seven days of racing.On one occasion, Simon was desperate to fill the field for a certain race. He even asked superiors if they could run a short field or if the card could be reduced. Neither option was granted.“So, I find a horse that qualified three weeks earlier at Monticello and that fit the class but didn’t race again,” said Simon, who found the trainer’s phone number and called. “The guy says, ‘You sure you’re looking for me?’ I said, ‘Yeah, you had a horse that qualified three weeks ago. Have you raced that horse back? I have a race here that fits.’”Seconds of silence followed before the man on the end said, “The filly, yeah, she passed away. She got colic.”“Well, who knows she’s dead?” Simon quickly asked.Although nobody outside the trainer’s immediate family and friends was aware the filly had died, Simon promised the man VIP treatment at Yonkers and convinced the guy to let him enter the horse at Yonkers.At the draw, the judge overseeing the process was informed the filly was scratched. “Reason?” the judge asked.“The horse is deceased,” Simon said.Tired of office work, Simon wanted to return to the backside. During a visit to Belmont, he saw Pletcher working for D. Wayne Lukas. The former classmates chatted, and within a short time Simon had joined Team Lukas.“I learned about the power of organization,” Simon said of his six months with Wayne and Jeff Lukas. “If things are organized, you can cover up a lot of the weaknesses or holes in the structure.”Simon left Lukas to work for Pete Ferriola, who was among New York’s leading trainers.“I learned a lot from Pete,” Simon said. “I learned you don’t have to train horses hard to still do well.”After that, Simon assisted Tom Skiffington.“Kind of like Christophe Clement—mostly turf, mostly Europeans,” Simon said. “I learned a lot from Tom Skiffington on being a horseman. He was an excellent horseman. He was as good a horseman as I ever saw.“What I was trying to do was get as many unique, different angles of how to do it. Lukas was a very regimented three-year-old picture. Ferriola was all claimers, all the time. Skiffington was all turf.”Although given a lot of responsibility by Skiffington, Simon moved on to work for Nick Zito for about three months.“I would have stayed with Zito,” Simon says, “but a job opened up with Jerkens, and jobs never opened up with Jerkens.”No. 4 on Zito’s staff, Simon would become the No. 2 man for Allen Jerkens behind Allen’s son Jimmy.“Nick told me, ‘Hey, it’s the chief. You gotta do what you gotta do,’” Simon said.Simon went to see Jerkens, who asked, “You work for all those fancy guys. Why do you want to work for me for?”“I said, ‘I don’t want to be a movie star; I want to be a horse trainer,’” Simon said. “He liked that.”Simon spent nearly six years working for Hall of Famer Jerkens.“He was totally different than anybody I’d ever worked for,” Simon said. “He would do things you’d never even considered, and it would make you feel stupid sometimes.“It’s funny because you look at his barn, and he never really cared about making it fancy. But people didn’t understand how much of a perfectionist he was with the horses. He had a way of looking at horses from an angle you just never considered or thought about.”Jerkens encouraged Simon to accept an opportunity to train for owner Ken Ramsey, who at the time was seeking to grow his stable.“My dad respected Chuck a lot. He’s a student of the game,” Jimmy Jerkens said. “Chuck is a handicapper at heart, and he made Dad see the importance in numbers. And he was very loyal to my dad.”Upon accepting the job as private trainer for Ramsey, Simon was told he would be needed to begin immediately. There was one problem: He didn’t have a license to train.“You were supposed to take a trainer’s test out of Kentucky, but they only gave it once a month and they had just done it,” said Simon, who explained his predicament to Dave Hicks, then steward of the New York Racing Association.Hicks asked Simon how long he had worked for Jerkens. When Simon said six years, Hicks replied, “Son, that’s test enough for me. Bring me workers’ compensation, and if three trainers sign for you, I’ll give you a license.”The three trainers: Allen Jerkens, Bill Mott and Shug McGaughey.“I was thinking, if those guys aren’t good enough...” Simon said with a laugh.Simon’s three years working for Ramsey got increasingly frustrating as some of the owners’ best horses went elsewhere.“We did really well for him, but he kind of got starstruck and wanted to send horses to this guy and that guy,” Simon said. “It kind of put us in a bit of a jam because we were getting all the bad horses.”It was while with Ramsey, Simon flew to Canada to watch one of his horses run at Woodbine.“I was in a rush to leave, and I forgot my passport,” Simon said. “The guy interviewing me at Customs asked me what I did, and I said I trained horses. The guy’s eyes lit up. ‘Standardbred or Thoroughbred?’ Turns out, he was a racing fan. He let me go through.”After a falling out with Ramsey over a horse named Nothing to Lose—Ramsey wanted the colt aimed toward the Kentucky Derby, but Simon believed he was a better turf horse—Simon went out on his own.He compiled a 359-360-332 mark in 2,679 career starts that earned more than $11 million.Simon’s most successful horse was Battle Won, a gelded son of Honour and Glory out of Call Her (Caller I.D.). The dark bay won the 2005 Churchill Downs Handicap (Gr2).“I thought Chuck was an excellent trainer,” Battle Won owner Jay Manoogian said. “As an owner, I felt he kept us well-informed of everything going on with the horse. I couldn’t ask for anything better. Sometimes you get trainers who aren’t very informative. He was very informative.”Simon said the most talented horse was Kentucky-bred Strength and Honor, a bay son of Carson City. The gelding went 9-1-4 in 22 career starts but won three straight races on two separate occasions.“He ran a 115 Beyer at Keeneland one day,” Simon recalled. “He couldn’t breathe a little bit. He had a bad hock, two knee surgeries. I could get three or four races a year out of him because he had so many issues.“If not for all the issues, he could have been a Breeders’ Cup winner—he was that talented.”Simon’s stable once included a filly prone to bleeding that had been racing in Europe and was owned by a German government official. The connections wanted the trainer to prep the filly for an upcoming sale.“The guy called me once, and he was on an encrypted phone; everything was on delay,” Simon said.The owner was not licensed in the U.S., so Simon attempted to submit the needed paperwork on the German’s behalf.“They said they needed his fingerprints, so he should go to the local police station,” Simon said. “I said, ‘He’s in Beijing, China! He’s a German diplomat! There’s no police involved!”A New York official told Simon the filly couldn’t run. The trainer went off.“The Queen of England ran a horse the other day for Christophe Clement, and you’re saying this horse can’t run? Well this guy is a German James bleepin’ Bond! We can’t get his fingerprints!”Simon ended up getting a temporary license for the owner to race the filly in New Jersey.During his years as a trainer, Simon helped tutor people who aspired to have their own stables.“Chuck saw that desire I had, wanting to be a trainer someday, and yet he made me start at the very bottom and work my way up the right way; and that I really respected,” said trainer Phil D'Amato, who worked for Simon for four years.“Looking back, I wouldn’t have wanted it any other way. From a hot walker, to a groom, to a foreman, assistant—I went up the ladder with Chuck. He’s an excellent horseman and excellent teacher as well.”Simon’s last assistant, Sue Ditter, went on her own upon his retirement. She still leans on him for insight.“My favorite response of Chuck’s is, ‘I’m not the trainer anymore—that’s your job,’” Ditter said. “Which basically means that whatever idea I threw at him was pretty much OK.”Simon also takes pride in having had an eye for horses, such as Divine Park, sire of multiple-graded stakes winner Lady Eli.“I bought him for myself and a client for $20,000,” Simon said. “He went on to win the [Gr1] Metropolitan Handicap at Belmont.”Following a year with the GHPA, Simon was considering his career options. He hadn’t ruled out one day returning to training.“I miss the horses—seeing one doing well, figuring out what they want, what they need. Seeing them start to thrive,” he said. “But I was kind of burnt out. When you have slow horses, it’s deflating when there’s really not much you can do and you know that.”

By Charlie McCarthy

If Chuck Simon has a trait that equals or surpasses his concern for horses and horsemen, it’s his penchant for storytelling.

A conversation with the former longtime trainer uncovers the time, while employed as an assistant racing secretary, he used a dead Standardbred to fill a race field.

The time he got his trainer’s license without taking the required test.

The time he passed through Canadian customs minus a passport.

The time he trained a horse for a German spy.


Those are just some of the anecdotes and stories from a 20-year training career that ended in July 2019, when Simon decided to spearhead the Gulfstream Horsemen’s Purchasing Association (GHPA), a subsidiary of the Florida Horsemen’s Benevolent and Protective Association.

The GHPA focused on supplying shavings, hay and feed at more affordable rates for horsemen at both Gulfstream Park and Palm Meadows Training Center in Boynton Beach, Fla. 

The hope was for revenue to support horsemen’s programs, including much-needed lobbying. But the business struggled, and then was hurt greatly by the COVID-19 pandemic.

ChuckSimon11.jpg

“It was a new venture, and we weren’t sure it was going to take off,” said the 52-year-old Simon, who fulfilled a one-year contract. “We were in uncharted waters.

“I’m happy that I did it. I experienced something new. It was a start-up company, with bumps along the way.”

This past summer, Simon began hosting a podcast named Around in Circles. While other horse racing podcasts mainly stress the game’s betting aspect, Simon and guests discuss news and issues affecting the industry.

Never hesitant to express himself, Simon has many opinions on the current state and future of a sport he was introduced to as a boy in Saratoga Springs, N.Y.

“When I was about seven or eight years old, my dad started bringing me to the Thoroughbred and harness tracks,” he said. “It was kind of the adult world, and I had access to it.  

“When you’re growing up in Saratoga, you don’t realize that everyone does not have what you have. Not every place has a racetrack right in the backyard. Not every kid has access to Affirmed and Alydar.”

After graduating from high school, Simon played basketball for two years at a junior college in the Albany, N.Y. area. Then, Chuck’s father showed him a brochure for a racetrack industry program at the University of Arizona.

“It showed sunny pictures, girls and horses,” Simon recalled, “I said, ‘Damn, I’m going there!”

Simon arrived in Arizona, holding an advantage over many of his fellow students because he had the experience of having worked at both Saratoga-area tracks. In fact, he had dreamed of becoming a groom before his parents demanded he get a college education.

“A lot of the classes at Arizona were easy because I already knew everything,” said Simon, whose classmates included Todd Pletcher. “But going there helped get me connected to people outside of my New York bubble.”

While at Arizona, Simon heard from a friend, who offered a summer internship at Yonkers Raceway in N.Y. He not only took it, but within two weeks became assistant racing secretary at the age of 20.

Simon went to work full-time at Yonkers upon graduation. His duties included getting horses to fill cards for six and seven days of racing.

On one occasion, Simon was desperate to fill the field for a certain race. He even asked superiors if they could run a short field or if the card could be reduced. Neither option was granted.

“So, I find a horse that qualified three weeks earlier at Monticello and that fit the class but didn’t race again,” said Simon, who found the trainer’s phone number and called. “The guy says, ‘You sure you’re looking for me?’ I said, ‘Yeah, you had a horse that qualified three weeks ago. Have you raced that horse back? I have a race here that fits.’”

Seconds of silence followed before the man on the end said, “The filly, yeah, she passed away. She got colic.”

“Well, who knows she’s dead?” Simon quickly asked.

Although nobody outside the trainer’s immediate family and friends was aware the filly had died, Simon promised the man VIP treatment at Yonkers and convinced the guy to let him enter the horse at Yonkers.

At the draw, the judge overseeing the process was informed the filly was scratched. “Reason?” the judge asked.

“The horse is deceased,” Simon said.

Tired of office work, Simon wanted to return to the backside. During a visit to Belmont, he saw Pletcher working for D. Wayne Lukas. The former classmates chatted, and within a short time Simon had joined Team Lukas.

“I learned about the power of organization,” Simon said of his six months with Wayne and Jeff Lukas. “If things are organized, you can cover up a lot of the weaknesses or holes in the structure.”

Simon left Lukas to work for Pete Ferriola, who was among New York’s leading trainers.

“I learned a lot from Pete,” Simon said. “I learned you don’t have to train horses hard to still do well.”

After that, Simon assisted Tom Skiffington.

“Kind of like Christophe Clement—mostly turf, mostly Europeans,” Simon said. “I learned a lot from Tom Skiffington on being a horseman. He was an excellent horseman. He was as good a horseman as I ever saw.

“What I was trying to do was get as many unique, different angles of how to do it. Lukas was a very regimented three-year-old picture. Ferriola was all claimers, all the time. Skiffington was all turf.”



Although given a lot of responsibility by Skiffington, Simon moved on to work for Nick Zito for about three months. 

“I would have stayed with Zito,” Simon says, “but a job opened up with Jerkens, and jobs never opened up with Jerkens.”



No. 4 on Zito’s staff, Simon would become the No. 2 man for Allen Jerkens behind Allen’s son Jimmy.

“Nick told me, ‘Hey, it’s the chief. You gotta do what you gotta do,’” Simon said.

Simon went to see Jerkens, who asked, “You work for all those fancy guys. Why do you want to work for me for?”

“I said, ‘I don’t want to be a movie star; I want to be a horse trainer,’” Simon said. “He liked that.”

ChuckSimon8.jpg

Simon spent nearly six years working for Hall of Famer Jerkens.

“He was totally different than anybody I’d ever worked for,” Simon said. “He would do things you’d never even considered, and it would make you feel stupid sometimes. …

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Lee and Susan Searing, CRK Stable (Honor A.P.) and Maggi Moss and Greg Tramontin (No Parole)

Grade 1 OwnersBy Bill HellerLee and Susan Searing, CRK Stable (Honor A.P.)Maybe it’s the genes. Maybe that’s why 72-year-old Lee Searing gets up every morning looking forward to going to work at his company, Searing Industries Steel Tubing in Rancho Cucamonga, Calif., and why his first Santa Anita Derby victory with Honor A.P. was the culmination of a life-long passion for horses he shares with wife Susan, his high school sweetheart. “My dad, until the day he died, worked; and until the day he died, he bet on horses,” Searing said rather proudly. “My mom was an avid horseplayer, too. It’s always been in my blood to own horses and try to achieve some things I’ve always dreamed of doing.”Racing was also in his father’s genes. “My grandfather, an Irishman who loved horse racing, introduced it to my dad,” Searing said. In turn, his father introduced racing to Searing. “I attended the races at Santa Anita as an eight-year-old,” he said. “I remember the day.”There were dozens of more racing days at Hollywood Park and at Caliente in Tijuana, Mexico. “I traveled down there to Mexico every weekend,” Searing said.The family’s love of horse racing escalated when Searing’s father purchased their first horse. “My dad had Thoroughbreds, Standardbreds and Quarter Horses,” Searing said. “I gave it up for 10 years to start my company. My dad ran the first tubing machine and started two other companies. In 1985, we started Searing Industries—my dad, my brother Jim and me. We manufacture welded steel tubing.”A visit to the company’s website speaks volumes about the company’s vision: “Others see steel; we see possibilities”; and the way the Searings treat 200 employees: “Related or not, we consider all our team members to be part of the Searing family.”Searing said, “That message about our employees, my dad taught me. Respect the working man. We share profits, and there’s very little turnover.”He has no thoughts about retiring. “When I lose it, I will retire,” he said. “I wake up every morning and go to work. I want to accomplish more. That’s maybe one reason, right now, I relate so much to a barn, a trainer, a hotwalker, a groom. They wake up, and they want to take care of their horses.”He considers himself lucky to have trainers John Shirreffs and John Sadler tending to his horses. “I’ve had great trainers,” he said.He’s also had a great partner, Susan, who retired after working 37 years as a special education teacher. “We started dating at the age of 18,” Searing said. “Racing was a weekly affair. We’d go to Caliente on weekends. It was a great place to go. She’s always followed racing and loves it.”Her personal highlight may have come in the 2004 Gp1 Golden Shaheen, when Our New Recruit won the $2 million race. “She was the first woman to stand on the winner’s stand in Dubai,” Searing said. “They didn’t want to let her. She’s very persuasive.”Our New Recruit, who won six of 19 starts, is one of four millionaires the Searings have campaigned under CRK Stable, named for the first initial of their three children: Christiana, Richard and Katherine. Candy Boy, who had a rough trip and finished 13th in the 2004 Kentucky Derby, Switch and Kobe’s Back have also earned seven figures. “Switch was a valuable asset,” Searing said. “She won Gr1’s.Honor A.P., a son of Honor Code out of the outstanding mare Hollywood Story by Wild Rush, nearly cost seven figures. The Searings purchased him at Saratoga for $850,000, making him the highest priced yearling in Honor Code’s first crop. Honor Code was one of 36 foals from the last crop of A.P. Indy.“We knew we’d have to pay for him,” Searing said. “We hung in there. We got him. I named him Honor A.P. in homage to his grandsire, the breed-shaping A.P. Indy. I loved A.P. Indy. It’s always been my goal to race a horse of this caliber and to stand him at Lane’s End (which stands Honor Code). I hope this horse has a chance at a second career.”Lane End’s Will Farish is thrilled to stand Honor A.P. “He’s a horse that we have had an eye on since he was sold as a yearling,” Farish said. “April Mayberry was quietly touting him while being broken, and John Shirreffs has been high on him since he arrived at Santa Anita.”Honor A.P. has only four lifetime starts, working around a minor foot injury. He was second to unbeaten Authentic in the Gr3 San Felipe on March 7, then defeated Authentic going away by 2 ¾ lengths in the rescheduled Gr1 Santa Anita Derby on June 20.Because of the coronavirus pandemic, Searing had to watch Honor A.P. on TV. “We had a small Santa Anita Derby party at our house,” Searing said. “Family, a few friends. It was very exciting to see that horse make that move on the turn and draw away. You know what? It finally happened. I just really, really love being able to buy a horse like this. When we bought this horse, we knew we had a chance.”Now Searing has a chance to win the Kentucky Derby on September 5. The game plan is to prep Honor A.P. in the Shared Belief Stakes at Del Mar on August 1. “We would prefer to stay home,” Searing said. “He’s got enough points.”Searing is thrilled to be on the ride to Louisville. “After being in racing all this time, it’s exciting for me and my family,” he said. “We have been around the world for racing. I buy a horse, hoping for a chance he’ll bring us to these amazing races. I will participate to the limit I can.”He will do that every day. His father and grandfather wouldn’t have wanted it any other way.Maggi Moss and Greg Tramontin (No Parole)This was an unlikely partnership because Maggi Moss’ storied career as an owner was strictly a solo act (including being named national owner of the year by the Thoroughbred Owner and Breeders Association in 2007 after becoming the first woman to finish as the leading owner in the country since 1945). “I’m a real control freak,” Moss, an attorney in Des Moines, Iowa, said. “I don’t play with others. It’s my money. It’s my horses. I take in the good news, the bad news, the disappointments and everything in between. If something goes wrong, it’s on me. I’m a one-man band, and it worked well with me.”Until February. Still suffering from the loss of her mother last December, Moss was flooded with offers to buy her undefeated three-year-old colt No Parole, who had won his first three starts for Louisiana-breds, a maiden race by 14 ¼ lengths, an allowance race by 13 ¼ lengths and the a $100,000 Premier Night Prince Stakes by 6 ½ for Tom Amoss, Moss’ long-time trainer. “I received several generous offers—very generous—over a million dollars,” she said. “I didn’t take partners, but most of those offers were by individuals who wanted 100 percent of the horse, and more importantly, wanted to take him away from Tom. I am fiercely loyal to Tom after 17 years. He had developed the horse. I bought him, but Tom developed him. He won those races—he and his crew. Taking the horse away from him didn’t seem right.”That opened up a possibility: finding a partner who would take less than 50 percent and be happy to keep Amoss as trainer. Tom suggested Greg Tramontin. “I didn’t know who he was, but I trusted Tom. Tom said he would be a great partner,” Moss said. “The deal was really smooth. He’s wonderful. He’s smart. He is the perfect partner. Now we’ve partnered on another horse.”Tramontin, the 2009 founder and CEO of GoAuto Insurance in Louisiana, had just reconnected to horse racing and was delighted to take a 49 percent interest in No Parole, who improved his career record to five-for-six with a powerful 3 ¾ length victory in the Gr1 Woody Stephens Stakes at Belmont Park June 20.“I had called Tom in January to see if we can get anyone for the Kentucky Derby—a bucket item,” Tramontin said. “He said he has a fantastic horse, not just a fantastic Louisiana-bred. I didn’t know Maggi, but now we talk on the phone almost every day. She’s the best partner you could have. She’s been a fantastic partner. Tom put us together. Now, we’ve purchased another horse at the March Sale, Let It Be. We’re now 50-50 partners. I gained one percent.”Joking aside, Tramontin, now 66, tipped off his future business acumen at the age of six. That’s when he won a competition at his Chicago Catholic school for selling the most doughnuts in his first-grade class. “The doughnut contest?” he asked. “I’m a competitive guy by nature. I was a cute little first grader. I went up and down every block in Chicago. I sold more than any kid in the whole school. They brought a truck to deliver those doughnuts. My mom didn’t know she had to deliver them. She got mad at me.” Tramontin received a wooden statue trophy of the Virgin Mary. “That’s still on my desk,” he said.His business education was aided mightily by his grandmother around the same time. “She gave me three stocks,” he said. “I had to come home and look them up in the paper every day. The three stocks were Sears, Marquette Cement and El Paso National Gas. That wound up paying my tuition to LSU. That got me from Chicago to Baton Rouge.”The son of a tool company worker, Tramontin grew up near Sportsman’s Park, but he didn’t get into horse racing until his close friend Bob Asaro bought a horse for $2,500 in 1989. That horse, Genuine Meaning, was named Louisiana-bred Two-Year-Old Champion and earned nearly $300,000. “Bob’s telling me, `This is easy,’” Tramontin said.It’s not. Tramontin bought his first horse, Windcracker, who broke down in training and had to be euthanized. “Then Tom, who’s always been my trainer, calls me from England and said there’s a Louisiana horse, Artic Tracker, in a sale there,” Tramontin said. “He said he was Group placed in the 2,000 Guineas but caught the equine virus. He said, `This is a really nice horse. We’ll have to pay $40,000.’”Tramontin said, “I’ll do it one more time, Tom.’”They got the horse...for $80,000. Amoss told him not to worry because he found a partner for the horse in Texas. That partner reneged, so Amoss took a $10,000 share as did Bob Asaro. Artic Tracker was worth it, earning $241,795 from eight victories, nine seconds and 11 thirds from 47 starts.In August 1994, Tramontin almost bought the horse of a lifetime, two-time Horse of the Year Cigar. “Artic Tracker had just won a stakes at Louisiana Downs,” he said. “I told Tom, `Let’s find another horse and try to get into the next level.’ He called and said, `I found one: a three-year-old in California.’ Tom said he’d been racing on turf, and that the horse is racing on the wrong surface. We made a bid for $175,000 on a Friday, and they said they’d consider it.”Over the weekend, owner Allen Paulson decided not to sell his would-be star. “In October, he wins the first of 16 straight on dirt,” Tramontin said. “I watched him on TV and threw my sock at the TV.” By the end of Cigar’s run, Tramontin was out of socks.Despite missing out on Cigar, Tramontin was enjoying racing, but he decided to get out when he entered the insurance business in 1995 after a successful five-year run with the Yellow Pages, beginning as a sales rep. “I didn’t want to get criticized for being in the horse business,” he said. “Insurance is a regulated industry. I took a hiatus from racing.”He didn’t return for 23 years.While Tramontin was out of the game, Moss, a three-time champion hunter/jumper, was flourishing. Horses have always been in her life. “It started when I was eight years old,” she said. “My dad was very adamant about learning about horses before he bought me show horses,” she said. “He had come from Chicago, and he loved horses.”Moss joined the pony club, then got involved in hunters and jumpers. She won a national show jumping championship at Madison Square Garden.“I came up with some of the greatest horsemen you’ll ever meet,” she said. “I rode competitively until I went to school at the University of Kentucky.”She brought her horses to Lexington to keep competing, but found a whole new way of life in college and asked her father to pick up the horses and take them back home. “I had never had a social life,” she said. “I never had any life other than horses. I’d never left my mom and dad. I joined a sorority. You drink, you party, you meet boys. I had the time of my life. I had too good of a time—a way too good of a time. I did all the crazy things. I was in college. I got placed on probation the first semester.”Eventually, Moss calmed down her college lifestyle, deciding to go to law school. “I got involved in law,” Moss said. “I got really serious. I worked in the Appalachian mountains with poor people. I switched from animals to people.”She served as a public defender, then as a prosecutor and finally in a private practice. “I had some high-profile cases,” she said. Most were with personal injury, discrimination and victims’ rights.“My last case was dealing with grown men who were abused as kids,” she said. “I had to deal with the Catholic Diocese. That brought me to my knees. I had to walk away.”Since 2008, she deals solely with equine law as she continues her work with Hope After Racing Thoroughbreds (H.A.R.T.), the only retirement facility for horses in Iowa she founded in 2012. H.A.R.T. takes in horses who are either injured or uncompetitive at Prairie Meadows. She has made horse rescue her mission.Her ownership of Thoroughbreds has never needed rescue as she’s accumulated—through June 2020—2,351 victories and earnings topping $51 million.She led the nation with 211 victories in 2006 and has posted more than $1 million in earnings every year since 2002. She has also been the leading owner multiple times at Aqueduct, Belmont Park, Churchill Downs, Fair Grounds and a dozen times at Prairie Meadows.Her top horses include So Many Ways, who captured the Gr1 Spinaway Stakes, the Gr3 Schuylerville Stakes and the Gr3 Eight Bells, and Gr2 Churchill Downs Stakes victor Delaunay. “Delaunay was a claim,” Moss said. “He was one of my favorites.” So was Big World, who won the Gr1 La Troienne Stakes in 2017.Now Moss has a new favorite, No Parole. “I found him, and when I looked at him (at the 2018 Keeneland September Yearling Sale), I fell in love with him physically,” Moss said in a 2020 interview with The Blood-Horse MarketWatch. “He bit me really hard, and that won my heart. He was the quickest horse I’ve ever seen at grabbing, and he grabbed me pretty hard. But he was purchased (for $75,000) primarily to compete in the Louisiana-bred program.”When he blitzed state-bred competition in his first three starts, the calls to Moss came from a lot of people struck with Kentucky Derby fever.After a gap of 23 years, Tramontin decided to get back into racing. With his buddy Bob Asaro, they purchased Make Me Smile for $12,000 as a two-year-old in 2018, and he has won four of 14 starts and earned more than $120,000, which freed Tramontin to ask Amoss about getting a Derby contender.When No Parole finished a distant eighth in the mile-and-a-sixteenth Gr2 Rebel Stakes on a sloppy track at Oaklawn Park on March 14, his connections made the wise decision to cut him back to a sprint. He upped his career record to four-for-five with a 2 ¾ length victory in an allowance at Oaklawn Park, then delivered a powerful performance in taking the Gr1 Woody Stephens Stakes.“Maggi was sobbing with joy on the phone after the win,” Tramontin said.She explained, “I’m usually a cool cucumber, but it was emotional. I think it was a culmination of what we’re living through now, and my mom’s passing. She was my biggest fan. She was my soulmate. She loved, loved horses. She was lost in December. Ever since she passed away, I could hear her. Her not being here to see No Parole, it was emotional. It was raw.”And joyous, so very joyous.

By Bill Heller

Lee and Susan Searing, CRK Stable (Honor A.P.)

Maybe it’s the genes. Maybe that’s why 72-year-old Lee Searing gets up every morning looking forward to going to work at his company, Searing Industries Steel Tubing in Rancho Cucamonga, Calif., and why his first Santa Anita Derby victory with Honor A.P. was the culmination of a life-long passion for horses he shares with wife Susan, his high school sweetheart. “My dad, until the day he died, worked; and until the day he died, he bet on horses,” Searing said rather proudly. “My mom was an avid horseplayer, too. It’s always been in my blood to own horses and try to achieve some things I’ve always dreamed of doing.”

Racing was also in his father’s genes. “My grandfather, an Irishman who loved horse racing, introduced it to my dad,” Searing said. In turn, his father introduced racing to Searing. “I attended the races at Santa Anita as an eight-year-old,” he said. “I remember the day.”

There were dozens of more racing days at Hollywood Park and at Caliente in Tijuana, Mexico. “I traveled down there to Mexico every weekend,” Searing said.

The family’s love of horse racing escalated when Searing’s father purchased their first horse. “My dad had Thoroughbreds, Standardbreds and Quarter Horses,” Searing said. “I gave it up for 10 years to start my company. My dad ran the first tubing machine and started two other companies. In 1985, we started Searing Industries—my dad, my brother Jim and me. We manufacture welded steel tubing.”

Lee and Susan Searing

Lee and Susan Searing

A visit to the company’s website speaks volumes about the company’s vision: “Others see steel; we see possibilities”; and the way the Searings treat 200 employees: “Related or not, we consider all our team members to be part of the Searing family.”

Searing said, “That message about our employees, my dad taught me. Respect the working man. We share profits, and there’s very little turnover.”

He has no thoughts about retiring. “When I lose it, I will retire,” he said. “I wake up every morning and go to work. I want to accomplish more. That’s maybe one reason, right now, I relate so much to a barn, a trainer, a hotwalker, a groom. They wake up, and they want to take care of their horses.”

He considers himself lucky to have trainers John Shirreffs and John Sadler tending to his horses. “I’ve had great trainers,” he said.

He’s also had a great partner, Susan, who retired after working 37 years as a special education teacher.

“We started dating at the age of 18,” Searing said. “Racing was a weekly affair. We’d go to Caliente on weekends. It was a great place to go. She’s always followed racing and loves it.”

Her personal highlight may have come in the 2004 Gp1 Golden Shaheen, when Our New Recruit won the $2 million race. “She was the first woman to stand on the winner’s stand in Dubai,” Searing said. “They didn’t want to let her. She’s very persuasive.”

Our New Recruit, who won six of 19 starts, is one of four millionaires the Searings have campaigned under CRK Stable, named for the first initial of their three children: Christiana, Richard and Katherine. Candy Boy, who had a rough trip and finished 13th in the 2004 Kentucky Derby, Switch and Kobe’s Back have also earned seven figures. “Switch was a valuable asset,” Searing said. “She won Gr1’s.

Honor A.P., a son of Honor Code out of the outstanding mare Hollywood Story by Wild Rush, nearly cost seven figures. The Searings purchased him at Saratoga for $850,000, making him the highest priced yearling in Honor Code’s first crop. Honor Code was one of 36 foals from the last crop of A.P. Indy.   

 “We knew we’d have to pay for him,” Searing said. “We hung in there. We got him. I named him Honor A.P. in homage to his grandsire, the breed-shaping A.P. Indy. I loved A.P. Indy. It’s always been my goal to race a horse of this caliber and to stand him at Lane’s End (which stands Honor Code). I hope this horse has a chance at a second career.”

Lee and Susan with jockey Joel Rosario.

Lee and Susan with jockey Joel Rosario.

Lane End’s Will Farish is thrilled to stand Honor A.P. “He’s a horse that we have had an eye on since he was sold as a yearling,” Farish said. “April Mayberry was quietly touting him while being broken, and John Shirreffs has been high on him since he arrived at Santa Anita.”

Honor A.P. has only four lifetime starts, working around a minor foot injury. He was second to unbeaten Authentic in the Gr3 San Felipe on March 7, then defeated Authentic going away by 2 ¾ lengths in the rescheduled Gr1 Santa Anita Derby on June 20.

Because of the coronavirus pandemic, Searing had to watch Honor A.P. on TV. “We had a small Santa Anita Derby party at our house,” Searing said. “Family, a few friends. It was very exciting to see that horse make that move on the turn and draw away. You know what? It finally happened. I just really, really love being able to buy a horse like this. When we bought this horse, we knew we had a chance.”

Now Searing has a chance to win the Kentucky Derby on September 5. The game plan is to prep Honor A.P. in the Shared Belief Stakes at Del Mar on August 1. “We would prefer to stay home,” Searing said. “He’s got enough points.”

Searing is thrilled to be on the ride to Louisville. “After being in racing all this time, it’s exciting for me and my family,” he said. “We have been around the world for racing. I buy a horse, hoping for a chance he’ll bring us to these amazing races. I will participate to the limit I can.”

He will do that every day. His father and grandfather wouldn’t have wanted it any other way.


Maggi Moss and Greg Tramontin (No Parole)

This was an unlikely partnership because Maggi Moss’ storied career as an owner was strictly a solo act (including being named national owner of the year by the Thoroughbred Owner and Breeders Association in 2007 after becoming the first woman to finish as the leading owner in the country since 1945). “I’m a real control freak,” Moss, an attorney in Des Moines, Iowa, said. “I don’t play with others. It’s my money. It’s my horses. I take in the good news, the bad news, the disappointments and everything in between. If something goes wrong, it’s on me. I’m a one-man band, and it worked well with me.”

no parole the woody stephens credit rob mauhar (1).jpg

Until February. Still suffering from the loss of her mother last December, Moss was flooded with offers to buy her undefeated three-year-old colt No Parole, who had won his first three starts for Louisiana-breds, a maiden race by 14 ¼ lengths, an allowance race by 13 ¼ lengths and the a $100,000 Premier Night Prince Stakes by 6 ½ for Tom Amoss, Moss’ long-time trainer. “I received several generous offers—very generous—over a million dollars,” she said. “I didn’t take partners, but most of those offers were by individuals who wanted 100 percent of the horse, and more importantly, wanted to take him away from Tom. I am fiercely loyal to Tom after 17 years. He had developed the horse. I bought him, but Tom developed him. He won those races—he and his crew. Taking the horse away from him didn’t seem right.”

No Parole and jockey Luis Saez.

No Parole and jockey Luis Saez.

That opened up a possibility: finding a partner who would take less than 50 percent and be happy to keep Amoss as trainer. Tom suggested Greg Tramontin. “I didn’t know who he was, but I trusted Tom. Tom said he would be a great partner,” Moss said. “The deal was really smooth. He’s wonderful. He’s smart. He is the perfect partner. Now we’ve partnered on another horse.”

Tramontin, the 2009 founder and CEO of GoAuto Insurance in Louisiana, had just reconnected to horse racing and was delighted to take a 49 percent interest in No Parole, who improved his career record to five-for-six with a powerful 3 ¾ length victory in the Gr1 Woody Stephens Stakes at Belmont Park June 20.

“I had called Tom in January to see if we can get anyone for the Kentucky Derby—a bucket item,” Tramontin said. “He said he has a fantastic horse, not just a fantastic Louisiana-bred. I didn’t know Maggi, but now we talk on the phone almost every day. She’s the best partner you could have. She’s been a fantastic partner. Tom put us together. Now, we’ve purchased another horse at the March Sale, Let It Be. We’re now 50-50 partners. I gained one percent.”

Joking aside, Tramontin, now 66, tipped off his future business acumen at the age of six. That’s when he won a competition at his Chicago Catholic school for selling the most doughnuts in his first-grade class. “The doughnut contest?” he asked. “I’m a competitive guy by nature. I was a cute little first grader. I went up and down every block in Chicago. I sold more than any kid in the whole school. They brought a truck to deliver those doughnuts. My mom didn’t know she had to deliver them. She got mad at me.” Tramontin received a wooden statue trophy of the Virgin Mary. “That’s still on my desk,” he said.

His business education was aided mightily by his grandmother around the same time. “She gave me three stocks,” he said. “I had to come home and look them up in the paper every day. The three stocks were Sears, Marquette Cement and El Paso National Gas. That wound up paying my tuition to LSU. That got me from Chicago to Baton Rouge.”

The son of a tool company worker, Tramontin grew up near Sportsman’s Park, but he didn’t get into horse racing until his close friend Bob Asaro bought a horse for $2,500 in 1989. That horse, Genuine Meaning, was named Louisiana-bred Two-Year-Old Champion and earned nearly $300,000. “Bob’s telling me, `This is easy,’” Tramontin said.

It’s not. Tramontin bought his first horse, Windcracker, who broke down in training and had to be euthanized. “Then Tom, who’s always been my trainer, calls me from England and said there’s a Louisiana horse, Artic Tracker, in a sale there,” Tramontin said. “He said he was Group placed in the 2,000 Guineas but caught the equine virus. He said, `This is a really nice horse. We’ll have to pay $40,000.’”

Tramontin said, “I’ll do it one more time, Tom.’”

They got the horse...for $80,000. Amoss told him not to worry because he found a partner for the horse in Texas. That partner reneged, so Amoss took a $10,000 share as did Bob Asaro. Artic Tracker was worth it, earning $241,795 from eight victories, nine seconds and 11 thirds from 47 starts.

In August 1994, Tramontin almost bought the horse of a lifetime, two-time Horse of the Year Cigar. “Artic Tracker had just won a stakes at Louisiana Downs,” he said. “I told Tom, `Let’s find another horse and try to get into the next level.’ He called and said, `I found one: a three-year-old in California.’ Tom said he’d been racing on turf, and that the horse is racing on the wrong surface. We made a bid for $175,000 on a Friday, and they said they’d consider it.”

Over the weekend, owner Allen Paulson decided not to sell his would-be star. “In October, he wins the first of 16 straight on dirt,” Tramontin said. “I watched him on TV and threw my sock at the TV.” By the end of Cigar’s run, Tramontin was out of socks.

Despite missing out on Cigar, Tramontin was enjoying racing, but he decided to get out when he entered the insurance business in 1995 after a successful five-year run with the Yellow Pages, beginning as a sales rep. “I didn’t want to get criticized for being in the horse business,” he said. “Insurance is a regulated industry. I took a hiatus from racing.”

He didn’t return for 23 years.

Maggi Moss

Maggi Moss

While Tramontin was out of the game, Moss, a three-time champion hunter/jumper, was flourishing. Horses have always been in her life. “It started when I was eight years old,” she said. “My dad was very adamant about learning about horses before he bought me show horses,” she said. “He had come from Chicago, and he loved horses.”

Moss joined the pony club, then got involved in hunters and jumpers. She won a national show jumping championship at Madison Square Garden.

“I came up with some of the greatest horsemen you’ll ever meet,” she said. “I rode competitively until I went to school at the University of Kentucky.”

She brought her horses to Lexington to keep competing, but found a whole new way of life in college and asked her father to pick up the horses and take them back home. “I had never had a social life,” she said. “I never had any life other than horses. I’d never left my mom and dad. I joined a sorority. You drink, you party, you meet boys. I had the time of my life. I had too good of a time—a way too good of a time. I did all the crazy things. I was in college. I got placed on probation the first semester.”

Eventually, Moss calmed down her college lifestyle, deciding to go to law school. “I got involved in law,” Moss said. “I got really serious. I worked in the Appalachian mountains with poor people. I switched from animals to people.”

She served as a public defender, then as a prosecutor and finally in a private practice. “I had some high-profile cases,” she said. Most were with personal injury, discrimination and victims’ rights. …

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#Soundbites - If you could add one Breeders’ Cup race, what would it be? Or are there enough Breeders’ Cup races already?

#SoundbitesBy Bill HellerIf you could add one Breeders’ Cup race, what would it be? Or are there enough Breeders’ Cup races already?Dale RomansIt’s a good question. Let me think for a minute. A filly and mare turf mile. I just think it would be a good race.************************************Al StallI’ve never thought about that. I’m not sure. It seems like they have it covered. I think it’s fine as is.************************************Craig DollaseA straight three-year-old dirt race for fillies and one for the boys. That might be something. They don’t have that. With the situation right now, all the three-year-olds are backed up because of the virus and are racing in the fall. See if that sparks some interest moving forward. It would produce big fields.*************************************Richard MandellaI remember the first one in one day. It seemed more important with one day. But racing needs desperately to get people involved in it and interested in it. If they want to add another race, have one and then have an auction afterwards. You put up a good purse of $300,000, $400,000 or $500,000. And then anyone can bid on the winner. You would have to have the money in an account and a rule so that the current owner couldn’t bid and keep his horse. You make it the last race of the day. Get the winner, get the bids, and anyone could get the horse. If you did it once, it might start a following. It might get the public involved.*************************************David DonkI think they pretty much cover all the divisions. I think it would dilute the quality. I think what they have is sufficient because of the horse population in the country. It’s an owner issue, not a trainer issue. At the end of the day, the buck stops there.*************************************D. Wayne LukasI think I’d leave it alone. I don‘t think there’s any other race that would have much significance. I might change the format on Friday and Saturday. I think they definitely need to beef up the Friday card.************************************Michael MatzAre there any divisions left? I think it’s enough the way it is. You don’t want to water it down anymore than it already is.*************************************Mark HennigThey keep changing it so often. They’ve got 14 now. Allowing races strictly for three-year-olds would make the Classic a disaster. Most years, the older horses have been depleted, and the three-year-olds have done well. To me, do a turf mile for fillies and mares just like the boys.

By Bill Heller

If you could add one Breeders’ Cup race, what would it be? Or are there enough Breeders’ Cup races already?

Dale Romans

Dale Romans

It’s a good question. Let me think for a minute. A filly and mare turf mile. I just think it would be a good race.

************************************

Al Stall

I’ve never thought about that. I’m not sure. It seems like they have it covered. I think it’s fine as is.

************************************

Craig Dollase

Craig Dollase

Craig Dollase

A straight three-year-old dirt race for fillies and one for the boys. That might be something. They don’t have that. With the situation right now, all the three-year-olds are backed up because of the virus and are racing in the fall. See if that sparks some interest moving forward. It would produce big fields.

*************************************

Richard Mandella

Richard Mandella

Richard Mandella

I remember the first one in one day. It seemed more important with one day. But racing needs desperately to get people involved in it and interested in it. If they want to add another race, have one and then have an auction afterwards. You put up a good purse of $300,000, $400,000 or $500,000. And then anyone can bid on the winner. You would have to have the money in an account and a rule so that the current owner couldn’t bid and keep his horse. You make it the last race of the day. Get the winner, get the bids, and anyone could get the horse. If you did it once, it might start a following. It might get the public involved.

*************************************

David Donk

I think they pretty much cover all the divisions. I think it would dilute the quality. I think what they have is sufficient because of the horse population in the country. It’s an owner issue, not a trainer issue. At the end of the day, the buck stops there.

*************************************

D. Wayne Lukas

David Donk

David Donk

I think I’d leave it alone. I don‘t think there’s any other race that would have much significance. I might change the format on Friday and Saturday. I think they definitely need to beef up the Friday card.

************************************

Michael Matz

Michael Matz

Michael Matz

Are there any divisions left? I think it’s enough the way it is. You don’t want to water it down anymore than it already is.

*************************************

Mark Hennig

They keep changing it so often. They’ve got 14 now. Allowing races strictly for three-year-olds would make the Classic a disaster. Most years, the older horses have been depleted, and the three-year-olds have done well. To me, do a turf mile for fillies and mares just like the boys. …

****************************************


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Maggi Moss and Greg Tramontin

This was an unlikely partnership because Maggi Moss’ storied career as an owner was strictly a solo act (including being named national owner of the year by the Thoroughbred Owner and Breeders Association in 2007 after becoming the first woman to finish as the leading owner in the country since 1945). “I’m a real control freak,” Moss, an attorney in Des Moines, Iowa, said. “I don’t play with others. It’s my money. It’s my horses. I take in the good news, the bad news, the disappointments and everything in between. If something goes wrong, it’s on me. I’m a one-man band, and it worked well with me.”

Until February. Still suffering from the loss of her mother last December, Moss was flooded with offers to buy her undefeated three-year-old colt No Parole, who had won his first three starts for Louisiana-breds, a maiden race by 14 ¼ lengths, an allowance race by 13 ¼ lengths and the a $100,000 Premier Night Prince Stakes by 6 ½ for Tom Amoss, Moss’ long-time trainer. “I received several generous offers—very generous—over a million dollars,” she said. “I didn’t take partners, but most of those offers were by individuals who wanted 100 percent of the horse, and more importantly, wanted to take him away from Tom. I am fiercely loyal to Tom after 17 years. He had developed the horse. I bought him, but Tom developed him. He won those races—he and his crew. Taking the horse away from him didn’t seem right.”

That opened up a possibility: finding a partner who would take less than 50 percent and be happy to keep Amoss as trainer. Tom suggested Greg Tramontin. “I didn’t know who he was, but I trusted Tom. Tom said he would be a great partner,” Moss said. “The deal was really smooth. He’s wonderful. He’s smart. He is the perfect partner. Now we’ve partnered on another horse.”

Tramontin, the 2009 founder and CEO of GoAuto Insurance in Louisiana, had just reconnected to horse racing and was delighted to take a 49 percent interest in No Parole, who improved his career record to five-for-six with a powerful 3 ¾ length victory in the Gr1 Woody Stephens Stakes at Belmont Park June 20.

“I had called Tom in January to see if we can get anyone for the Kentucky Derby—a bucket item,” Tramontin said. “He said he has a fantastic horse, not just a fantastic Louisiana-bred. I didn’t know Maggi, but now we talk on the phone almost every day. She’s the best partner you could have. She’s been a fantastic partner. Tom put us together. Now, we’ve purchased another horse at the March Sale, Let It Be. We’re now 50-50 partners. I gained one percent.”

Joking aside, Tramontin, now 66, tipped off his future business acumen at the age of six. That’s when he won a competition at his Chicago Catholic school for selling the most doughnuts in his first-grade class. “The doughnut contest?” he asked. “I’m a competitive guy by nature. I was a cute little first grader. I went up and down every block in Chicago. I sold more than any kid in the whole school. They brought a truck to deliver those doughnuts. My mom didn’t know she had to deliver them. She got mad at me.” Tramontin received a wooden statue trophy of the Virgin Mary. “That’s still on my desk,” he said.

His business education was aided mightily by his grandmother around the same time. “She gave me three stocks,” he said. “I had to come home and look them up in the paper every day. The three stocks were Sears, Marquette Cement and El Paso National Gas. That wound up paying my tuition to LSU. That got me from Chicago to Baton Rouge.”

The son of a tool company worker, Tramontin grew up near Sportsman’s Park, but he didn’t get into horse racing until his close friend Bob Asaro bought a horse for $2,500 in 1989. That horse, Genuine Meaning, was named Louisiana-bred Two-Year-Old Champion and earned nearly $300,000. “Bob’s telling me, `This is easy,’” Tramontin said.

It’s not. Tramontin bought his first horse, Windcracker, who broke down in training and had to be euthanized. “Then Tom, who’s always been my trainer, calls me from England and said there’s a Louisiana horse, Artic Tracker, in a sale there,” Tramontin said. “He said he was Group placed in the 2,000 Guineas but caught the equine virus. He said, `This is a really nice horse. We’ll have to pay $40,000.’”

Tramontin said, “I’ll do it one more time, Tom.’”

They got the horse...for $80,000. Amoss told him not to worry because he found a partner for the horse in Texas. That partner reneged, so Amoss took a $10,000 share as did Bob Asaro. Artic Tracker was worth it, earning $241,795 from eight victories, nine seconds and 11 thirds from 47 starts.

In August 1994, Tramontin almost bought the horse of a lifetime, two-time Horse of the Year Cigar. “Artic Tracker had just won a stakes at Louisiana Downs,” he said. “I told Tom, `Let’s find another horse and try to get into the next level.’ He called and said, `I found one: a three-year-old in California.’ Tom said he’d been racing on turf, and that the horse is racing on the wrong surface. We made a bid for $175,000 on a Friday, and they said they’d consider it.”

Over the weekend, owner Allen Paulson decided not to sell his would-be star. “In October, he wins the first of 16 straight on dirt,” Tramontin said. “I watched him on TV and threw my sock at the TV.” By the end of Cigar’s run, Tramontin was out of socks.

Despite missing out on Cigar, Tramontin was enjoying racing, but he decided to get out when he entered the insurance business in 1995 after a successful five-year run with the Yellow Pages, beginning as a sales rep. “I didn’t want to get criticized for being in the horse business,” he said. “Insurance is a regulated industry. I took a hiatus from racing.”

He didn’t return for 23 years.

While Tramontin was out of the game, Moss, a three-time champion hunter/jumper, was flourishing. Horses have always been in her life. “It started when I was eight years old,” she said. “My dad was very adamant about learning about horses before he bought me show horses,” she said. “He had come from Chicago, and he loved horses.”

Moss joined the pony club, then got involved in hunters and jumpers. She won a national show jumping championship at Madison Square Garden.

“I came up with some of the greatest horsemen you’ll ever meet,” she said. “I rode competitively until I went to school at the University of Kentucky.”

She brought her horses to Lexington to keep competing, but found a whole new way of life in college and asked her father to pick up the horses and take them back home. “I had never had a social life,” she said. “I never had any life other than horses. I’d never left my mom and dad. I joined a sorority. You drink, you party, you meet boys. I had the time of my life. I had too good of a time—a way too good of a time. I did all the crazy things. I was in college. I got placed on probation the first semester.”

Eventually, Moss calmed down her college lifestyle, deciding to go to law school. “I got involved in law,” Moss said. “I got really serious. I worked in the Appalachian mountains with poor people. I switched from animals to people.”

She served as a public defender, then as a prosecutor and finally in a private practice. “I had some high-profile cases,” she said. Most were with personal injury, discrimination and victims’ rights.

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Lee and Susan Searing - CRK Stable

Maybe it’s the genes. Maybe that’s why 72-year-old Lee Searing gets up every morning looking forward to going to work at his company, Searing Industries Steel Tubing in Rancho Cucamonga, Calif., and why his first Santa Anita Derby victory with Honor A.P. was the culmination of a life-long passion for horses he shares with wife Susan, his high school sweetheart. “My dad, until the day he died, worked; and until the day he died, he bet on horses,” Searing said rather proudly. “My mom was an avid horseplayer, too. It’s always been in my blood to own horses and try to achieve some things I’ve always dreamed of doing.”

Racing was also in his father’s genes. “My grandfather, an Irishman who loved horse racing, introduced it to my dad,” Searing said. In turn, his father introduced racing to Searing. “I attended the races at Santa Anita as an eight-year-old,” he said. “I remember the day.”

There were dozens of more racing days at Hollywood Park and at Caliente in Tijuana, Mexico. “I traveled down there to Mexico every weekend,” Searing said.

The family’s love of horse racing escalated when Searing’s father purchased their first horse. “My dad had Thoroughbreds, Standardbreds and Quarter Horses,” Searing said. “I gave it up for 10 years to start my company. My dad ran the first tubing machine and started two other companies. In 1985, we started Searing Industries—my dad, my brother Jim and me. We manufacture welded steel tubing.”

A visit to the company’s website speaks volumes about the company’s vision: “Others see steel; we see possibilities”; and the way the Searings treat 200 employees: “Related or not, we consider all our team members to be part of the Searing family.”

Searing said, “That message about our employees, my dad taught me. Respect the working man. We share profits, and there’s very little turnover.”

He has no thoughts about retiring. “When I lose it, I will retire,” he said. “I wake up every morning and go to work. I want to accomplish more. That’s maybe one reason, right now, I relate so much to a barn, a trainer, a hotwalker, a groom. They wake up, and they want to take care of their horses.”

He considers himself lucky to have trainers John Shirreffs and John Sadler tending to his horses. “I’ve had great trainers,” he said.

He’s also had a great partner, Susan, who retired after working 37 years as a special education teacher.

“We started dating at the age of 18,” Searing said. “Racing was a weekly affair. We’d go to Caliente on weekends. It was a great place to go. She’s always followed racing and loves it.”

Her personal highlight may have come in the 2004 Gp1 Golden Shaheen, when Our New Recruit won the $2 million race. “She was the first woman to stand on the winner’s stand in Dubai,” Searing said. “They didn’t want to let her. She’s very persuasive.”

Our New Recruit, who won six of 19 starts, is one of four millionaires the Searings have campaigned under CRK Stable, named for the first initial of their three children: Christiana, Richard and Katherine. Candy Boy, who had a rough trip and finished 13th in the 2004 Kentucky Derby, Switch and Kobe’s Back have also earned seven figures. “Switch was a valuable asset,” Searing said. “She won Gr1’s.

Honor A.P., a son of Honor Code out of the outstanding mare Hollywood Story by Wild Rush, nearly cost seven figures. The Searings purchased him at Saratoga for $850,000, making him the highest priced yearling in Honor Code’s first crop. Honor Code was one of 36 foals from the last crop of A.P. Indy.   

 “We knew we’d have to pay for him,” Searing said. “We hung in there. We got him. I named him Honor A.P. in homage to his grandsire, the breed-shaping A.P. Indy. I loved A.P. Indy. It’s always been my goal to race a horse of this caliber and to stand him at Lane’s End (which stands Honor Code). I hope this horse has a chance at a second career.”

Lane End’s Will Farish is thrilled to stand Honor A.P. “He’s a horse that we have had an eye on since he was sold as a yearling,” Farish said. “April Mayberry was quietly touting him while being broken, and John Shirreffs has been high on him since he arrived at Santa Anita.”

Honor A.P. has only four lifetime starts, working around a minor foot injury. He was second to unbeaten Authentic in the Gr3 San Felipe on March 7, then defeated Authentic going away by 2 ¾ lengths in the rescheduled Gr1 Santa Anita Derby on June 20.

Because of the coronavirus pandemic, Searing had to watch Honor A.P. on TV. “We had a small Santa Anita Derby party at our house,” Searing said. “Family, a few friends. It was very exciting to see that horse make that move on the turn and draw away. You know what? It finally happened. I just really, really love being able to buy a horse like this. When we bought this horse, we knew we had a chance.”

Now Searing has a chance to win the Kentucky Derby on September 5. The game plan is to prep Honor A.P. in the Shared Belief Stakes at Del Mar on August 1. “We would prefer to stay home,” Searing said. “He’s got enough points.”

Searing is thrilled to be on the ride to Louisville. “After being in racing all this time, it’s exciting for me and my family,” he said. “We have been around the world for racing. I buy a horse, hoping for a chance he’ll bring us to these amazing races. I will participate to the limit I can.”

He will do that every day. His father and grandfather wouldn’t have wanted it any other way.

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Alan F. Balch - Is this herd safe?

In short, no, it isn’t.

And it’s long past time for racing’s leaders to recognize the overwhelming threats to the sport and act decisively and intelligently.  Up ‘til now, every monumental effort we’ve made has, in reality, been only a half-measure.  

Month after month, the California Horse Racing Board has been under siege by a small band of “animal rights” extremists.  By extension, so has our governor’s office and several local jurisdictions as well. Not too long ago, authorities in New York were similarly besieged, as were U.S. Senators and members of Congress. Key editorial boards and journalists of American newspapers are constantly surrounded and pummeled by well-organized and funded opponents of racing who detest our livelihoods. Important radio and television broadcasters in racing markets, and nationally, not to mention legislators in almost every state where racing is conducted, are all under the same gun. Then there’s “social media” – don’t get me started on that fount of misinformation and misdirection.

While I’ve touched on this issue in these pages before, without noticeable effect, let’s be even more explicit. If racing’s leadership doesn’t now organize and fund what’s needed to be done for many years, the battle to protect and advance racing will be hopelessly lost, if it isn’t already.

We take for granted the most elementary aspects of basic horsemanship, and we shouldn’t. A reporter recently contacted me with an allegation received from an activist that “these horses are in their 12’ by 12’ stalls 23 hours a day. They’re confined most of their lives. It’s kind of like a prisoner in solitary confinement. You let them out for one hour, they’re going to go crazy. They’re going to exercise, they’re going to run around, they go insane. So that’s what these horses do. You let them out of their stalls, and you line them up and you put them in the starting gate. Of course, you open up that gate, they’re gonna run like hell because they’ve been locked up all day.”

So, the reporter innocently (and seriously) asked me, “Can you speak to this point? Is this an accurate claim, or is this false or an exaggeration?”

First, understand clearly that such an allegation, however false, sounds entirely plausible to anyone unfamiliar with basic horsemanship. In other words, it’s taken seriously by probably 95% of the general population, or even more—including, by the way, the aforementioned editorial boards, politicians, journalists, broadcasters and social media addicts, who receive other such accusations constantly.

As a horse-crazy marketer at heart myself, I trace our failings back a long way . . . to the increasing abandonment of promoting on-track attendance, which coincided with the advent of Advance Deposit Wagering and simulcasting before it. I have always felt that selling our gaming at the expense of the horses and sport was suicidal, since no sport can compare with ours, but every other game can.  Continually emphasizing the game detracts dangerously from the horse, the essence of our sport. Its unique selling proposition.

The “animal rights” activists sense this. They are accomplished strategists. Their appetites have been whetted as they have learned from their own case studies that precede us: fashionable furs, elephants at the circus, and orcas at marine parks, which, in truth, are all importantly different from racing. Lately, their approach to racing is two-fold: people really don’t need horses to bet on (because there’s historical racing in the first place and plenty of other ways to bet). Real horses are miserably abused and killed when they should be running free. Or, more logically, they’re not bred in the first place.

Racing’s wealth has been spent (wasted?) so far on defense, often taking positions that actually worsen our public reputation. The Jockey Club has devoted a fortune to advancing anti-Lasix legislation, that has fed and even emphasized a false narrative that race horses are unconscionably drugged. Some tracks have pursued advertising campaigns that even call attention to break down statistics in the name of improving safety, thus affirming our attackers. “Crisis management” firms have largely failed, it would seem, at enormous and an often counterproductive expense.

Understanding our opponents and their goals is key. Then we must take the offensive to save our sport, all the while continuing and increasing ever more effective efforts to breed and race and enhance soundness in our horses.

We are confused when the “animal rights” extremists don’t respect or appreciate our efforts to improve animal welfare. We shouldn’t be. To them, the two concepts are fundamentally incompatible. To a human who believes that any (“other”) animal is equivalent to a human, that it is therefore entitled to express its informed consent before undertaking any activity, the very concept of human husbandry of animals is moronic. To the true believers, the extremists who drive opposition to racing, no animal can be raised or processed for food or any byproduct. No animal can be a pet. No animal can be farmed—meaning bred—for any purpose at all. Their informed consent is literally impossible.

Moreover, these extremists seek to impose their own beliefs and conduct on all the rest of us, while secretly ridiculing and marginalizing any effort to improve animal welfare. Let us recognize that only the tiniest fraction of the public would support such extreme views, if their motives were understood. Nor would the public accept such a draconian restriction on the freedom of others if they knew what was at stake.

When that reporter posed those questions to me, I thought about how stables had evolved over thousands of years, for the safety, protection, happiness and well-being of our herds. We owe it to them, and to our sport, to convene the brightest minds and deepest pockets we have, all together, to develop effective strategies, using the most modern methods, to combat our enemies in the public sphere.

Everyone who truly loves animals, for the joy and even the sustenance they bring to human life, needs to understand how threatened they are.  


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Jack Knowlton

Can it be 17 years since Sackatoga Stable partners rolled into Churchill Downs on a rented yellow school bus and left with all the roses when Funny Cide became the first New York-bred to win the Kentucky Derby? Funny Cide added the 2003 Preakness Stakes for the stable, which returns to this year’s Triple Crown chase with another New York-bred: Gr1 Florida Derby winner Tiz the Law, whose four-for-five record stamps him as one of the top contenders for this year’s revamped Triple Crown; he’s now beginning with the mile-and-an-eighth Belmont Stakes on June 20.

Tiz the Law’s co-owner Jack Knowlton, the managing partner of Sackatoga Stable, can’t wait to see Tiz the Law back in action off his impressive victory in the Florida Derby March 28. “The good news is this horse has proven twice he could win off layoffs,” Knowlton said.

It was Knowlton, who runs a health consulting firm in Saratoga Springs and created Sackatoga Stable by a seemingly innocuous question to his long-time buddies at a 1995 Memorial Day barbecue in Sackets Harbor on the shore of Lake Ontario: “Do you want to take a shot?”

They did, and now they’re taking another with a whole different group of investors who comprise Sackatoga Stable—a name derived from his hometown, Sackets Harbor and Saratoga, where Knowlton works and lives. “Our merry band of 10 people, including five guys I went to school with, was a very closely held group,” Knowlton said. “After Funny Cide retired in 2007, it made sense to try to expand the horizons. We formed a management entity, Sackatoga Stable, Ltd. Then we formed 2 LLCs after that.”

Only Knowlton and Lou Titterton remain in Sackatoga, which now numbers 50 people. There are 35 partners on Tiz the Law. “What’s great is we have numerous people who have been with me for 10 to 15 years,” Knowlton said. “We’ve vastly expanded geographically.”

He has partners from California, Colorado, Delaware, Florida, Georgia, Maryland, Massachusetts, Michigan, New York of course, South Carolina and Texas. “It’s much more challenging logistically to put on events for 60 to 80 people,” Knowlton said. “For the Holy Bull, we had four suites at Gulfstream Park. We had a crew. We’ve got a lot of people who love the game.”  

It’s hard to imagine anyone loving horse racing as much as Knowlton, who had previously raced Standardbreds at Saratoga Harness across the street from Saratoga Race Course with Frank Coppola—a top driver and trainer at Saratoga Harness. They called their stable The Breakfast Club because they’d go out for breakfast together on Saturday mornings after their horses finished training. They did well, especially with Sunset Blue, who won more than $270,000 from 33 victories, 33 seconds and 32 thirds from 209 starts over seven years; and Paulas Big Guy, who posted 49 wins, 52 seconds and 35 thirds in 259 starts. The Breakfast Club owned both horses for part of their careers.

A labor dispute and a horsemen’s strike at Saratoga Harness in 1994 pushed Knowlton out of harness racing. The following May, he popped that innocuous question to his buddies at a barbecue and the rest is history—wonderful history for Knowlton and his partners.

Sackatoga Stable’s first horse was Sackets Six, a New York-bred who cost $22,000 and earned $111,730 under the guidance of trainer Tim Kelly. Four years later, they hired Tagg. Their first horse with Tagg, Bail Money, was purchased for $40,000 and earned $108,665 before he was claimed for $62,500. 

When Funny Cide lost his Triple Crown bid by finishing third to Empire Maker in the sloppy Belmont Stakes, Knowlton simply shrugged his shoulders and kind of smiled—a classy gesture by a classy man seen on national TV and in many pictures.

Knowlton has used Funny Cide’s success to help the sport he loves by doing anything he can. He served as a member of the National Thoroughbred Racing Association’s Jockey Insurance Working Group; with the Ad Hoc Committee on the Future of Racing in New York State; with the New York State’s Task Force on Retired Race Horses; and as a member of the New York State Gaming Commission’s Aftercare Summits in Saratoga Springs.

After Tiz the Law’s victory in the Florida Derby, Knowlton was doing a TV interview with Kenny Rice. “The second half of the talk was about Funny Cide,” Knowlton said. “The school bus—it never gets old. We became everybody’s darling. It was a feel-good story when the county needed a feel-good story.”

Sounds like today, doesn’t it?  

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George Bolton

Having campaigned such stars as two-time Horse of the Year Curlin, Lady Aurelia, My Miss Aurelia and The Factor did absolutely nothing to diminish George Bolton’s excitement for his latest home-run hitter, the undefeated three-year-old colt Nadal, whom he owns in partnership with Barry Lipman, Mark Mathiesen and Arthur Hoyeau.

Unfortunately, on May 28, after working a half-mile at Santa Anita, Nadal suffered a colyndar fracture of his left front knee. Surgery was done with two screws were inserted, and Nadal will be able to start a new career as a stallion.

Bolton is thankful that he saw all of Nadal’s four victories. Bolton sneaked into Oaklawn Park May 5 to watch Nadal improve his record to four-for-four by taking the second division of the rescheduled Gr1 Arkansas Derby for trainer Bob Baffert.

“If they can really run, you get your ass there,” Bolton said. “I went to see every one of his races: his maiden, his San Vincente, Rebel and the Arkansas Derby. I was the only owner allowed in at Oaklawn. I snuck in. I had a mask on, but I wasn’t near anyone. I wanted to be with the horse. This is a special horse. I spent as much time at the barn after his race as before. I never missed Curlin, Lady Aurelia, The Factor and My Miss Aurelia. For me, you get the one that’s good, you go see him.”

He was perfectly happy sharing the experience with his partners. “Celebrating by yourself isn’t much fun,” Bolton said. “You spread the risk. At the level I play at, when you’re buying, you have to do it as a partnership.”

Bolton, who is the chief investment officer, portfolio manager and partner of WestEnd Capital Management in San Francisco, currently lives in Key Largo, Fla. He was born near Pimlico Race Course in Baltimore. “I grew up on a farm that my great, great aunt owned,” he said. “It was left to my father. He had a lot of jumpers. I grew up around it.”

He graduated with honors from the University of Virginia in 1985 with a Bachelor of Arts degree in economics. He’s been an avid supporter of the Cavaliers, and rode the roller coaster of seeing Virginia become the first basketball No. 1 seed to lose to a No. 16 seed—the University of Maryland-Baltimore-County—in the NCAA Tournament, and winning the national championship the following season. “I’ve been swinging with the Cavaliers for a long time,” he said. “Virginia is a great place.”

In college, Bolton had the good fortune of becoming friends with Bill Farish, whose father, Will, a former United States Ambassador to the United Kingdom, was building Lane’s End Farm in Kentucky. 

“Bill asked me to get involved in the business in 1989,” Bolton said. “I just got off to a good start. I didn’t have anybody marking up horses for me.”

 By 1989, Bolton had moved to San Francisco after working for Alex Brown & Sons in Baltimore. He continued to work for them in San Francisco, becoming the firm’s youngest managing partner in 1991. While leading institutional equity sales on the West Coast, he also separately managed accounts for high net-worth individuals. In 2004, Bolton left Alex Brown to become a partner and chief investment officer at WestEnd Capital Management.

His ongoing success has allowed him to pursue his passion, where he’s become a major player. The Farishes brought Bolton in on a Miswaki filly named Exotic Moves. “We sold her after she won three races for a clean `double,’ and I was hooked,” he told the Paulick Report in a March 26, 2018 story.

Curlin—the 2007 and 2008 Horse of the Year—took him to a whole new level, winning 11 of 16 starts and earning more than $10.5 million. No victory was more meaningful to him than Curlin’s come-again victory in the Preakness in Pimlico. “He got passed, and he came again,” Bolton said. “It was crazy. Most of the stretch, I thought he would lose.”

Bolton’s My Miss Aurelia, the 2011 Champion Two-Year-Old Filly won the first six starts of her career and never finished out of the money in 11 starts, earning more than $2.5 million. The Factor, who continues a marvelous stallion career at Lane’s End, won six of 13 starts and more than $900,000. And Lady Aurelia, who won five of 10 starts and more than $800,00, captured the 2017 Gp1 King’s Stand Stakes at Royal Ascot, defeating 17 colts and three fillies.

The international bloodstock agent Kerri Radcliffe hooked up with Bolton in 2018, buying yearlings for him in Australia, Europe and the United States. “George got in touch with me, and he said `I want you to buy for me,’” she said in a phone interview from Newmarket May 15.

She purchased Nadal—a massive, muscular colt by Blame out of the Pulpit mare Ascending Angel bred by Sierra Farm—for $700,000 at the 2019 Gulfstream Park Two-Year-Olds-in-Training Sale that March for Bolton and another investor. The second investor bailed, and Bolton reached out to Lipman, Mathiesen and Hoyeau. Trainer Randy Bradshaw had originally purchased Nadal for $65,000 as a yearling. “When I was looking at him, Randy told me, `Kerri, this is a special horse,’” Radcliffe said. “He breezed like a monster, and when you saw his breeze and saw how big he was, you couldn’t quite figure out how that horse did that.”

She named him for tennis star Rafael Nadal. Previously, she had named a colt Gronkowski for Ron Gronkowski, the All-Pro tight end of the New England Patriots. 

The equine Nadal had a rough time getting to the races. After beginning training at Los Alamitos, Baffert shipped Nadal to his barn at Santa Anita. On the van trip there, he kicked out of his stall and got his hind leg caught over the partition. “He flipped over,” Bolton said. “He cut himself on the back of his legs and had lacerations on his hocks. When we finally got him back, he wasn’t working well. We examined him again and gave him three months off. Sometimes, missing a two-year-old year helps as a three-year-old.”

Nadal, who weighs in at 1,325 pounds, hasn’t done a thing wrong since returning to Baffert. “He’s a monster,” said Bolton, who compared him to former New York Giants tight end Jeremy Shockey and legendary Hall of Fame Buffalo Bills’ defensive end Bruce Smith. “It takes him a little while to get going, but his gait versus the other horses is exciting.”

So are the results. “I had 68 texts right after the Arkansas Derby,” Bolton said. “Twenty-eight were from racing people; 40 of them were from Virginia and business people. All of them watched the Derby. It was great for the sport because it’s great that people know him.”

And the tennis star he’s named for? “I’ve talked to his agent,” Bolton said. “He’s aware of the horse. I am a big fan of him as a person and as an athlete. I hope he’s enjoying the horse.”

Bolton sure did. So did Nadal’s other owners: Lipman, whose family runs Lipman Family Farms—North America’s largest tomato grower with headquarters in Florida; Mathiesen, who owns a medical service company and was introduced to racing by his daughter Hannah; and Hoyeau, a French-based bloodstock agent. “These guys are guys you want to work with,” Bolton said.

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Juan Carlos Avila - trainer of Kentucky Derby hopeful - King Guillermo - in profile

By Bill Heller

Too often, dreams are derailed, deferred or dismissed. That doesn’t mean they never come true. Even if they’re delayed.

Before he emigrated from Venezuela to America in 2018, trainer Juan Carlos Avila had one dream: “To watch the Kentucky Derby as a fan,” he said.

Now he’s in it.

So is another dreamer—retired five-time All-Star baseball player Victor Martinez, a Venezuelan who followed through on his discussions with his wife about what they might do when he retired: buy a Thoroughbred. When that moment arrived, he told his trainer Juan Carlos Avila, “I don’t want a horse that can run in the Kentucky Derby, I want a horse to win the Derby.”

Avila replied, “You’re crazy.”

Not that crazy. Martinez is in it, too.

Avila5.jpg

Yet another Venezuelan, Jockey Samy Camacho, dreamed of riding in the United States in major races. “That’s the dream of every jockey—like a baseball player—to move to the big time.” he said. “Everybody wants to ride here.”

He’s in the Derby, too.

All three—Avila, Martinez and Camacho—will have to wait a bit to realize that accomplishment as they and the entire world pray that the coronavirus pandemic, which led to Churchill Downs delaying the Derby from the first Saturday in May (May 2) to the first Saturday in September (September 5), has subsided by then.

The horse that has led to this incredible confluence of Venezuelan dreamers is King Guillermo, named for Martinez’s father who died when Martinez was seven years old. King Guillermo’s dominant 4 ¾ length victory in the Gr2 Tampa Bay Derby at odds of 49-1 March 7 made him a legitimate Derby contender. His winning time was the third fastest in the Tampa Bay Derby’s 40-year-history.

He followed that performance with a strong second to undefeated Nadal in the second division of the rescheduled Gr1 Arkansas Derby at Oaklawn Park on May 5. King Guillermo finished three lengths behind Nadal while a length and a half ahead of Finnick the Fierce in third.

“He put his heart out,” Martinez said May 7. “He showed a lot of people what he did in Tampa wasn’t a fluke. He’s got a big heart. I was really happy.”

Martinez, who watched the Arkansas Derby with his family on their ranch in Okeechobee, Fla., says King Guillermo would likely get another start before the Derby. He’s also hoping the coronavirus pandemic won’t cause Churchill Downs to change the September date. “Right now, I don’t know what’s going to happen,” he said. “It’s still a lot of questions with this virus going around. There’s nothing you can do about it. You hope it goes back to normal.”

Having a starter in the Derby is his new normal, and he couldn’t be happier about that. Making King Guillermo’s ascension even more unbelievable is that Martinez might not have stayed in the U.S. to become a baseball star had his mother not advised him at a critical point at the beginning of his career to not abandon his dreams and continue to work hard. He did and he prospered. 

When he retired, Martinez bought two horses at the 2019 Ocala Breeders’ Sales Company’s April Two-Year-Olds in Training Sale and headed home to his family in Orlando. He purchased a colt, Tio Will, and a filly, Princess Coro, who have begun their careers while still seeking their first victory. That night, Martinez dreamt of owning a horse by Uncle Mo. The next morning, his wife gave him an okay to buy a third horse. When King Guillermo failed to reach his RNA, Martinez was able to purchase him for $150,000.

Camacho, who was the leading rider at Tampa Bay Downs in its 2018-2019 season and is currently second in the 2019-2020 jockey standings, only got the chance to ride King Guillermo—who he had never sat on in a race or workout—in the Tampa Bay Derby after Paco Lopez opted to ride Chance It (who went off the 5-2 second choice in the race and finished fifth).

Then there’s King Guillermo himself. In his only prior dirt race, he had finished sixth by 11 ¼ lengths in his maiden debut last September 29 at Gulfstream Park. He wouldn’t have been in the Tampa Bay Derby had Martinez not reminded Avila that he wanted a horse to win the Kentucky Derby; and he deserved a second chance to race on dirt. Avila caved and said okay. Then Martinez told his trainer he wanted that start to be in a race with qualifying points to get into the Derby. That was the Tampa Bay Derby. And King Guillermo delivered a sublime performance, prompting announcer Richard Grunder to call in the stretch, “Do you believe this?”

Minutes later in the winner’s circle, there were three delirious believers from Venezuela celebrating in utter joy—their ticket to the Kentucky Derby punched.

“We still don’t believe it,” Avila said.

Five days after the Tampa Bay Derby, Martinez said, “Man, we’re still talking about it. It’s 24/7 in my house, and we don’t get bored talking about it. We can’t believe it.”

They are hopefully headed to Louisville on the first Saturday in September—49 years after Canonero II (Venezuelan owned, trained and ridden) shocked the equine world by winning the Kentucky Derby and Preakness before finishing fourth in the 1971 Belmont Stakes.

Avila had decided to train King Guillermo up to the Derby without another prep race, before the news broke of the Derby Delay. He had given King Guillermo a week of R&R at Savannah Farms in Ocala after his extraordinary win in the Tampa Bay Derby. “He’s very intense in that every time he works out, he wants to make holes in the dirt,” Avila said. “He puts so much into his workouts. He works better than any horse I’ve trained in 30 years. We wanted him to relax for a week. At 6 a.m., he goes into the paddock. He’s just running around to 2 p.m. when they come out to get him.”

Avila, 56, was born in Caracas, Venezuela, without any family background in racing. He played baseball, then decided to go to the racetrack in Caracas, La Rinconada Hippodrome. “I never touched a horse before that,” he said. “I was looking. I was learning.” He began as a hotwalker, advanced to groom and ultimately to trainer—winning nine training titles, including seven straight, while compiling nearly 3,000 victories.

Avila31.jpg

He thought long and hard about leaving troubled Venezuela for the United States and did so in 2018. “It was the situation in the country,” he said. “The insecurity we had over there. It was dangerous. It was tough to live there. If you went out of your house, you didn’t know if you’d come back.”

He showed up at Gulfstream Park in February 2018, and he began the arduous task of finding owners. It didn’t take him long to make an impression. On behalf of JCA Racing Stables, he purchased Trophy Chaser, a Twirling Candy colt out of European Union by Successful Appeal, for $42,000 at the March Ocala Breeders Two-Year-Olds-in Training Sale. Trophy Chaser made his debut on August 25 that year and won a maiden race by 15 ¾ lengths. He had one win, one second and one third from five starts in 2019, then won his four-year-old debut this year at Gulfstream Park in an allowance race at Gulfstream Park by 8 ¼ lengths. Then, on the Tampa Bay Derby undercard, he won the Gr3 Challenger Stakes by a head with Paco Lopez riding him for the first time.

Avila met Martinez a month before the 2019 Ocala Two-Year-Olds-in Training April Sale through Martinez’s baseball agent Wilfredo Polidor. Avila had trained Thoroughbreds for Polidor in Venezuela.

Born in Bolivar, Venezuela, on December 23, 1978, Martinez is forever grateful for how hard his mother worked, especially after his father died. “My mom was a nurse,” he said. “She used to make $100 a month to support four kids in Venezuela.”

The Cleveland Indians signed him as an amateur free agent in 1996. “I came to this country in 1997 with zero dollars in my pocket,” he said. …

Avila47.jpg

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Bleeders - facts- fiction - future - treatment - of exercise-induced haemorrhages

By Dr. David MarlinWe are now approaching half a century since Bob Cook pioneered the use of the flexible fibreoptic endoscope, which allowed examination of the respiratory tract in the conscious horse. One of the important outcomes of this technique was that it opened the door to the study of “bleeding” or exercise-induced pulmonary hemorrhage (EIPH).But nearly 50 years on the irony is perhaps that whilst we have become good at describing the prevalence of EIPH and some of the factors that appear to increase the severity of EIPH within individual horses, we still lack a clear understanding of the condition and how to manage it.I use the term manage rather than treat or prevent as our knowledge of EIPH must show us that EIPH cannot be stopped entirely; it is a consequence of intense exercise. The other irony is that in the past 50 years, by far the majority of research into the management of EIPH has focused on the use of the diuretic furosemide. Whilst we have good evidence from controlled studies that furosemide reduces the severity of EIPH on a single occasion, we still lack good evidence to suggest that furosemide is effective when used repeatedly during training and or racing; and there is also evidence to the contrary. Let’s review some basic facts about EIPH, which should not be contentious.• EIPH is the appearance of blood in the airways associated with exercise.• EIPH occurs as a result of moderate to intense exercise. In fact, EIPH has been found after trotting when deep lung wash (bronchoalveolar lavage or BAL) is done after exercise.• EIPH most often involves the smallest blood vessels (capillaries) but can sometimes and less commonly be due to the rupture of larger blood vessels.• The smallest blood vessels are extremely thin. Around 1/100th the thickness of a human hair. But this extremely thin membrane is also what allows racehorses such as Thoroughbreds, Standardbreds and Arabs to use oxygen at such a high rate and is a major reason for their athleticism.• EIPH is a progressive condition. The chance of seeing blood in the trachea after exercise increases with time in racing.• EIPH is variable over time, even when horses are scoped after the same type of work.• If you ‘scope a horse after three gallops in a row, you can expect to see blood in the trachea on at least one occasion.• EIPH damage to the lungs starts at the back and top, and over time moves forward and down and is approximately symmetrical.• Following EIPH the lung becomes fibrotic (as scar tissue), stiffer and does not work as well. The iron from the blood is combined with protein and stored permanently in the lung tissue where it can cause inflammation.• High blood pressure within the lung is a contributing factor in EIPH. Horses with higher blood pressure appear to suffer worse EIPH.• There is also evidence that upper airway resistance and breathing pattern can play a role in EIPH.• Airway inflammation and poor air quality may increase the severity of EIPH within individual horses.• Increasing severity of EIPH appears to have an increasing negative effect on performance.• Visible bleeding (epistaxis) has a very clear and marked negative effect on performance. In order to make progress in the management of EIPH (i.e., to minimize the severity of EIPH in each individual), there are certain steps that trainers can take based on the information we have to date. These include:• Ensuring good air quality in stables • Regular respiratory examination and treatment of airway inflammation • Reduced intensity of training during periods of treatment for moderate to severe airway inflammation• Extended periods of rest and light work with a slower return to work for horses following viral infection• Addressing anything that increases upper airway resistance (e.g., roaring, gurgling)• Avoiding intense work in cold weather• Avoiding extremes of going• Limiting number of training days in race preparation and increasing interval between races.FUTURE OPPORTUNITIES IN UNDERSTANDING AND MANAGING EIPHWe have to accept EIPH as a normal consequence of intense exercise in horses. Our aim should be to reduce the severity to a minimum in each individual horse. However, there are areas in which we still need a much greater scientific understanding.What actually causes the capillaries to leak or rupture?If you ask any vet, scientist or informed trainer what is the cause of EIPH, they will give the phrase “pulmonary capillary stress-failure”.But this is simply a description of what happens—NOT an explanation or a mechanism. EIPH and pulmonary capillary stress-failure are both descriptions of what’s happening. We know high blood pressure makes the capillaries stiff. But what makes them actually rupture? A balloon filled with water may be distended and under a lot of stress. But a pin prick will actually make it burst. The pin is the cause.Assessing EIPHAt present the most common way to assess the severity of EIPH in horses in training and racing is by ‘scoping 30-40 minutes after exercise and scoring the amount of blood in the trachea. This is a crude method, and when we see a horse that has a score of 1 after one gallop and a 3 after the next gallop, we don’t know whether this is due to differences in how quickly the blood has moved from the periphery of the lung into the trachea or due to a true difference in the amount of bleeding. We know our ‘scoping scores vary from gallop to gallop; we just don’t know why.BAL (deep lung wash) is not the answer either. It will pick up blood when there is none to be seen in the trachea (i.e., it’s a more sensitive technique), but with BAL we are looking atrelatively small areas of the lung. What we need is a technique that will allow us to image the whole lung and map the blood that is in the airways and not in the blood vessels so we can assess volume and distribution of hemorrhage.

By Dr. David Marlin

We are now approaching half a century since Bob Cook pioneered the use of the flexible fibreoptic endoscope, which allowed examination of the respiratory tract in the conscious horse. One of the important outcomes of this technique was that it opened the door to the study of “bleeding” or exercise-induced pulmonary hemorrhage (EIPH).

But nearly 50 years on the irony is perhaps that whilst we have become good at describing the prevalence of EIPH and some of the factors that appear to increase the severity of EIPH within individual horses, we still lack a clear understanding of the condition and how to manage it.

I use the term manage rather than treat or prevent as our knowledge of EIPH must show us that EIPH cannot be stopped entirely; it is a consequence of intense exercise. The other irony is that in the past 50 years, by far the majority of research into the management of EIPH has focused on the use of the diuretic furosemide. Whilst we have good evidence from controlled studies that furosemide reduces the severity of EIPH on a single occasion, we still lack good evidence to suggest that furosemide is effective when used repeatedly during training and or racing; and there is also evidence to the contrary. Let’s review some basic facts about EIPH, which should not be contentious.

• EIPH is the appearance of blood in the airways associated with exercise.

• EIPH occurs as a result of moderate to intense exercise. In fact, EIPH has been found after trotting when deep lung wash (bronchoalveolar lavage or BAL) is done after exercise.

• EIPH most often involves the smallest blood vessels (capillaries) but can sometimes and less commonly be due to the rupture of larger blood vessels.

• The smallest blood vessels are extremely thin. Around 1/100th the thickness of a human hair. But this extremely thin membrane is also what allows racehorses such as Thoroughbreds, Standardbreds and Arabs to use oxygen at such a high rate and is a major reason for their athleticism.

• EIPH is a progressive condition. The chance of seeing blood in the trachea after exercise increases with time in racing.

• EIPH is variable over time, even when horses are scoped after the same type of work.

• If you ‘scope a horse after three gallops in a row, you can expect to see blood in the trachea on at least one occasion.

• EIPH damage to the lungs starts at the back and top, and over time moves forward and down and is approximately symmetrical.

• Following EIPH the lung becomes fibrotic (as scar tissue), stiffer and does not work as well. The iron from the blood is combined with protein and stored permanently in the lung tissue where it can cause inflammation.

• High blood pressure within the lung is a contributing factor in EIPH. Horses with higher blood pressure appear to suffer worse EIPH.

• There is also evidence that upper airway resistance and breathing pattern can play a role in EIPH.

• Airway inflammation and poor air quality may increase the severity of EIPH within individual horses.

• Increasing severity of EIPH appears to have an increasing negative effect on performance.

• Visible bleeding (epistaxis) has a very clear and marked negative effect on performance. In order to make progress in the management of EIPH (i.e., to minimize the severity of EIPH in each individual), there are certain steps that trainers can take based on the information we have to date. These include:

• Ensuring good air quality in stables • Regular respiratory examination and treatment of airway inflammation • Reduced intensity of training during periods of treatment for moderate to severe airway inflammation

• Extended periods of rest and light work with a slower return to work for horses following viral infection

• Addressing anything that increases upper airway resistance (e.g., roaring, gurgling)

• Avoiding intense work in cold weather

• Avoiding extremes of going

endoscopy.jpg

• Limiting number of training days in race preparation and increasing interval between races.

FUTURE OPPORTUNITIES IN UNDERSTANDING AND MANAGING EIPH

We have to accept EIPH as a normal consequence of intense exercise in horses. Our aim should be to reduce the severity to a minimum in each individual horse. However, there are areas in which we still need a much greater scientific understanding.

What actually causes the capillaries to leak or rupture?

If you ask any vet, scientist or informed trainer what is the cause of EIPH, they will give the phrase “pulmonary capillary stress-failure”. But this is simply a description of what happens—NOT an explanation or a mechanism. EIPH and pulmonary capillary stress-failure are both descriptions of what’s happening. We know high blood pressure makes the capillaries stiff. But what makes them actually rupture? A balloon filled with water may be distended and under a lot of stress. But a pin prick will actually make it burst. The pin is the cause.

Assessing EIPH

At present the most common way to assess the severity of EIPH in horses in training and racing is by ‘scoping 30-40 minutes after exercise and scoring the amount of blood in the trachea. This is a crude method, and when we see a horse that has a score of 1 after one gallop and a 3 after the next gallop, we don’t know whether this is due to differences in how quickly the blood has moved from the periphery of the lung into the trachea or due to a true difference in the amount of bleeding. We know our ‘scoping scores vary from gallop to gallop; we just don’t know why.BAL (deep lung wash) is not the answer either. It will pick up blood when there is none to be seen in the trachea (i.e., it’s a more sensitive technique), but with BAL we are looking atrelatively small areas of the lung. What we need is a technique that will allow us to image the whole lung and map the blood that is in the airways and not in the blood vessels so we can assess volume and distribution of hemorrhage.

Furosemide is not the answer

Screenshot 2019-09-19 at 17.04.30.png
Fig 3e.jpg

A number of well-conducted and well-written scientific studies have shown conclusively that furosemide is effective in reducing the severity of EIPH in individual horses when used ONE time! We lack convincing studies that prove furosemide works as well when used one to two times a week for two to three months. In fact, several studies suggest that furosemide becomes less effective with regular use, such as the return to previous performance of horses after initial racing and improved performance on furosemide. In human medicine, repetitive administration of furosemide induces short-term (braking phenomenon, acute diuretic resistance) and longterm (chronic diuretic resistance) tolerance (i.e., if you give the same dose repeatedly, the body becomes tolerant and you get less and less urine production). A study in horses from Michigan State University in 2017 showed horses develop tolerance to furosemide. Why, when we have had nearly 50 years of research into EIPH with more published studies devoted to furosemide than any other aspect, do we still not know if furosemide is effective when used on a regular basis?

Is EIPH really blood?…

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Jessica Buckley - Senior Vice President of Racing Operations - Woodbine and Woodbine Mohawk

Jessica Buckley ProfileBy: Alex CampbellAfter the Woodbine Entertainment Group announced a reorganization of their senior leadership team in January, Jessica Buckley—the former president of the company’s Standardbred track, Woodbine Mohawk Park—was named Senior Vice President of Racing Operations for both Thoroughbred racing and Standardbred racing.Buckley’s role of managing racing operations for two different breeds at the same time appears to be unique in North American racing. And while she has direct experience running a Standardbred racetrack, she also has strong roots in Thoroughbred racing in the province of Ontario. Buckley is the daughter of the late Canadian Horse Racing Hall of Fame inductee Robert Anderson, who operated leading breeding operation, Anderson Farms, in St. Thomas, Ontario for more than 40 years. Buckley said she has fond memories growing up on the farm that produced the likes of 1992 Preakness Stakes runner-up Alydeed, and Canadian champions Larkwhistle, Prince Avatar and Fifty Proof.“I couldn’t help but be interested in the horses,” she said. “I always knew how lucky I was to have horses like that in my backyard. It was a really great childhood growing up with the mares in foal. My first job on the farm was doing my homework in the barn, on foal watching in the evenings. I always loved the horses.”Despite her love of horses, Buckley did not plan on having a career in the racing industry. She graduated from Western University in nearby London, Ontario in 1994, and had aspirations of becoming a television producer.“I found myself graduating in the nineties in a recession and couldn’t find a job in the field that I was interested in at the time,” Buckley said. “They were hiring at Woodbine, so I took a position for the summer and that’s where my career in racing began.”Buckley’s summer position at Woodbine in 1994 was in customer service, providing racetrack tours and information on how to place bets. From there, Buckley helped manage the launch of HorsePlayer Interactive—Woodbine’s account wagering service—in 1997.“I got into the operations of the racetrack and racing and realized how fascinating it was and all of the opportunities that were there,” she said. “It was on the cusp of technology in the nineties, and there were a lot of projects on the go that were new and exciting to be involved with.”Buckley remained with Woodbine until 2001, when an opportunity came up for her and her family to move to Pasadena, Calif., to join The Stronach Group for the launch of Xpressbet’s account wagering service there. Buckley remained with Xpressbet as the Director of Account Wagering until 2003, when she moved into television as the Director of Marketing for HRTV.“That was the serendipity to me,” she said. “I had always been interested in television, and then ended up getting involved with the launch of HRTV. I wasn’t a producer, but I was involved on the marketing side and affiliate sales and distribution and getting our product distributed across the United States.”Buckley remained with HRTV for more than nine years before leaving The Stronach Group in 2011. Her father had passed away in 2010, and she managed Anderson Farms with her brother, David Anderson, for a short period of time before Anderson bought out Buckley’s share in the farm.“It was great working with my brother, and it certainly felt like we were closer with my dad and his legacy,” she said. “I was living in New Jersey at the time with my family. My brother was the brains on the breeding side and doing all of the work and making all of the really great decisions that he made back then that have now really paid off for him. He was the one really running with it and making the business succeed, and we just made the decision that he would buy me out and continue on running Anderson Farms.”Buckley’s husband’s career wound up bringing the family back to Canada in 2013. Buckley was running a children’s winter accessory business when Woodbine offered her the role of Vice President of Community and Government relations in 2015.“They were looking ahead to some exciting projects that were going to be happening,” she said. “They were working on a lot of things on the property development side and ways to sustain racing and create value and keep racing going for many, many years to come. I started speaking to them about it and then ended up coming back to help them initially with some government relations and community relations work, and things have evolved from there.”In her role, Buckley was involved in a number of initiatives with all three levels of government as the horse racing industry in Ontario dealt with the fallout of the cancellation of the slots at racetracks program; and the evolving gaming landscape, as the Ontario Lottery and Gaming Corporation sought to modernize their operations. Woodbine Entertainment was also looking to begin several development projects on their properties, including converting Woodbine Mohawk Park into a year-round Standardbred racing facility. In 2017, Buckley became the president of Woodbine Mohawk Park to lead that transition.“The decision was made to move Standardbreds year-round to Mohawk, and there was gaming expansion happening as well with the new gaming partner,” she said. “We were creating a real destination for Standardbred racing, gaming and entertainment in the Halton Region.”Under Buckley’s leadership, Woodbine Mohawk Park successfully completed $10 million in capital improvements to allow for year-round racing, rebranded the track and hosted the 2018 Breeders’ Crown.This past January saw Buckley change roles within the Woodbine senior leadership team. Buckley was named Senior Vice President of Standardbred Racing and Thoroughbred Racing, and will report directly to CEO Jim Lawson. Buckley said she is excited to be back involved with Thoroughbred racing again.“It’s been a great challenge to take on the Thoroughbreds as well,” she said. “I’m much more familiar with Thoroughbred racing, and I feel much more comfortable in Thoroughbred racing than I certainly did in Standardbred racing when I first arrived at Mohawk. I had a very steep learning curve, but the people were absolutely fantastic.”Buckley has been dealing with a unique challenge in just her first few months in her new role, as the horse racing industry and the world have dealt with the COVID-19 pandemic. Woodbine Mohawk Park was able to race without spectators for two racing dates in March before having to cancel races indefinitely, while opening day for the Thoroughbreds at Woodbine (originally scheduled for April 18) was postponed. While some tracks, most notably Gulfstream Park and Oaklawn Park, have been able to continue to race during the pandemic, Buckley said a state of emergency issued by the government of Ontario had prevented Woodbine from being able to do the same.“In the state of emergency declaration, we’re a non-essential business,” she said. “We tried to continue to race as long as we could with all of the safety protocols in place without spectators. We were doing so successfully, but then when the state of emergency was declared, we did close.”Buckley said 1,100 Thoroughbreds were stabled on the Woodbine backstretch at the time the state of emergency was declared, and the track opted to keep the backstretch open as opposed to forcing horses off of the grounds.“We made the decision that we would continue to keep the backstretch open for the health and welfare of the horses but that we wouldn’t be conducting any non-essential business activities,” she said. “It has been difficult to strike the right balance, but Jim Lawson has been very focused on keeping people safe, number one; and number two, making sure the horses have the ability to get out of their stalls every day and do some jogging and galloping on the track.”Woodbine implemented a number of health and safety measures for the backstretch, including limiting access to essential employees and licensed personnel only, temperature screening for individuals that are permitted access to the backstretch and physical distancing practices, among others. As of May 13, Woodbine also made it mandatory for all backstretch workers to wear masks. Buckley said Woodbine received positive feedback from Toronto officials on the measures that were put in place.“They were checking on different businesses in the city to ensure we were following protocols,” she said. “They were very complimentary of what we had put in place as far as screening goes, along with mandatory masks on site, and face shields and things like that for our security team.”In May, the Ontario government began to relax their restrictions, which opened the door for racing at both Woodbine and Woodbine Mohawk Park to resume without spectators. Woodbine Mohawk Park resumed racing on June 5, while the Thoroughbreds at Woodbine began their meet on June 6. Despite starting the Thoroughbred meet six weeks later than planned, Woodbine was able to keep average daily purses the same, which were increased from 2019. With the condensed season, Woodbine also revised their stakes schedule, reducing the number of stakes from 87 to 75. The highlight of the meet—the $1-million Queen’s Plate—was moved from its original June 27 date to September 12, while the Gr1 Canadian International was canceled for 2020, due to the number of entrants from Europe that the race normally attracts.The original Woodbine stakes schedule did include a reduction in the number of Ontario-sired stakes that would be run. But to counter that, Buckley said that Ontario-bred and Ontario-sired bonuses have been increased on overnight races. Woodbine ran 18 Ontario-sired stakes last season, while 11 Ontario-sired stakes will be contested this season.“The money and the program has not been reduced; it’s just been distributed differently to try to reward more people,” Buckley said. “We’re still keeping a restricted stakes program in place for those stakes horses but not putting all of the money into that program and spreading it out. The intention of that additional bonus money is truly for horse improvement. The more people that can take part in that and invest in better mares, and increase the quality, is exactly the purpose of it.”With the increased Ontario-bred and Ontario-sired bonuses, maiden special weight races for two-year-olds could feature purses as high as $126,800; while three-year-olds and upward will run for $123,200 at the same condition. A popular condition for Ontario-sired horses—a $40,000 claiming event that is combined with Ontario-sired allowance runners—could feature purses of more than $60,000. A new condition that will be added to the racing program this season is another combined condition, featuring $25,000 maiden claimers and Ontario-sired maidens that will have purses up to $48,300.Woodbine is also looking to attract top caliber Ontario-bred horses that are stabled outside of the province with graded stakes bonuses. Any Ontario-bred horse that ships into Woodbine to win a Gr1 or Gr2 race will receive a $75,000 bonus or a $50,000 bonus.“We are trying to attract as many great horses to Woodbine as possible,” Buckley said. “In addition to talking about the maiden special weights, because I do think those maiden allowance races are really key for owners and trainers with those strong purses, but on our graded stakes program we have our bonuses again this year. Our purse structure is very strong to try and attract the Ontario-bred to race at Woodbine and keep our program strong.”Woodbine’s racing program also includes a number of turf racing options on both the E. P. Taylor turf course and the inner turf course, which opened last season, to go along with the tapeta main track.While navigating through the uncertainty of the COVID-19 pandemic has been challenging on both horse people and racetrack operators, Buckley said she is looking forward to racing resuming in the near future. When racing does resume in the province, Buckley, who also sits on the board of Ontario Racing with her brother David, says she believes Ontario’s horse racing industry is well-positioned for moving forward.“I think that we are in a really good position for the future,” she said. “We have this long-term funding agreement in place. I think the (Ontario Racing) board has done an excellent job. There’s a wide variety of opinions, but people have been very respectful. Each of them that hold a seat keep the broader industry interests in mind at all times. I think it’s worked very well.”

By Alex Campbell

After the Woodbine Entertainment Group announced a reorganization of their senior leadership team in January, Jessica Buckley—the former president of the company’s Standardbred track, Woodbine Mohawk Park—was named Senior Vice President of Racing Operations for both Thoroughbred racing and Standardbred racing.

Buckley’s role of managing racing operations for two different breeds at the same time appears to be unique in North American racing. And while she has direct experience running a Standardbred racetrack, she also has strong roots in Thoroughbred racing in the province of Ontario. Buckley is the daughter of the late Canadian Horse Racing Hall of Fame inductee Robert Anderson, who operated leading breeding operation, Anderson Farms, in St. Thomas, Ontario for more than 40 years. Buckley said she has fond memories growing up on the farm that produced the likes of 1992 Preakness Stakes runner-up Alydeed, and Canadian champions Larkwhistle, Prince Avatar and Fifty Proof.

“I couldn’t help but be interested in the horses,” she said. “I always knew how lucky I was to have horses like that in my backyard. It was a really great childhood growing up with the mares in foal. My first job on the farm was doing my homework in the barn, on foal watching in the evenings. I always loved the horses.”

Despite her love of horses, Buckley did not plan on having a career in the racing industry. She graduated from Western University in nearby London, Ontario in 1994, and had aspirations of becoming a television producer.

“I found myself graduating in the nineties in a recession and couldn’t find a job in the field that I was interested in at the time,” Buckley said. “They were hiring at Woodbine, so I took a position for the summer and that’s where my career in racing began.”

Buckley’s summer position at Woodbine in 1994 was in customer service, providing racetrack tours and information on how to place bets. From there, Buckley helped manage the launch of HorsePlayer Interactive—Woodbine’s account wagering service—in 1997.

Jessica MK, credit_ Clive Cohen, New Image Media.jpg

“I got into the operations of the racetrack and racing and realized how fascinating it was and all of the opportunities that were there,” she said. “It was on the cusp of technology in the nineties, and there were a lot of projects on the go that were new and exciting to be involved with.”

Buckley remained with Woodbine until 2001, when an opportunity came up for her and her family to move to Pasadena, Calif., to join The Stronach Group for the launch of Xpressbet’s account wagering service there. Buckley remained with Xpressbet as the Director of Account Wagering until 2003, when she moved into television as the Director of Marketing for HRTV.

“That was the serendipity to me,” she said. “I had always been interested in television, and then ended up getting involved with the launch of HRTV. I wasn’t a producer, but I was involved on the marketing side and affiliate sales and distribution and getting our product distributed across the United States.”

Buckley remained with HRTV for more than nine years before leaving The Stronach Group in 2011. Her father had passed away in 2010, and she managed Anderson Farms with her brother, David Anderson, for a short period of time before Anderson bought out Buckley’s share in the farm.

Buckley’s father Robert was inducted in 2015 to the Canadian Horse Racing Hall of Fame.

Buckley’s father Robert was inducted in 2015 to the Canadian Horse Racing Hall of Fame.

“It was great working with my brother, and it certainly felt like we were closer with my dad and his legacy,” she said. “I was living in New Jersey at the time with my family. My brother was the brains on the breeding side and doing all of the work and making all of the really great decisions that he made back then that have now really paid off for him. He was the one really running with it and making the business succeed, and we just made the decision that he would buy me out and continue on running Anderson Farms.”

Buckley’s husband’s career wound up bringing the family back to Canada in 2013. Buckley was running a children’s winter accessory business when Woodbine offered her the role of Vice President of Community and Government relations in 2015.

“They were looking ahead to some exciting projects that were going to be happening,” she said. “They were working on a lot of things on the property development side and ways to sustain racing and create value and keep racing going for many, many years to come. I started speaking to them about it and then ended up coming back to help them initially with some government relations and community relations work, and things have evolved from there.”

In her role, Buckley was involved in a number of initiatives with all three levels of government as the horse racing industry in Ontario dealt with the fallout of the cancellation of the slots at racetracks program; and the evolving gaming landscape, as the Ontario Lottery and Gaming Corporation sought to modernize their operations. Woodbine Entertainment was also looking to begin several development projects on their properties, including converting Woodbine Mohawk Park into a year-round Standardbred racing facility. In 2017, Buckley became the president of Woodbine Mohawk Park to lead that transition.

“The decision was made to move Standardbreds year-round to Mohawk, and there was gaming expansion happening as well with the new gaming partner,” she said. “We were creating a real destination for Standardbred racing, gaming and entertainment in the Halton Region.” 

Under Buckley’s leadership, Woodbine Mohawk Park successfully completed $10 million in capital improvements to allow for year-round racing, rebranded the track and hosted the 2018 Breeders’ Crown.

This past January saw Buckley change roles within the Woodbine senior leadership team. Buckley was named Senior Vice President of Standardbred Racing and Thoroughbred Racing, and will report directly to CEO Jim Lawson. Buckley said she is excited to be back involved with Thoroughbred racing again.

Training scenario under new regulations.

Training scenario under new regulations.

“It’s been a great challenge to take on the Thoroughbreds as well,” she said. “I’m much more familiar with Thoroughbred racing, and I feel much more comfortable in Thoroughbred racing than I certainly did in Standardbred racing when I first arrived at Mohawk. I had a very steep learning curve, but the people were absolutely fantastic.”

Buckley has been dealing with a unique challenge in just her first few months in her new role, as the horse racing industry and the world have dealt with the COVID-19 pandemic. Woodbine Mohawk Park was able to race without spectators for two racing dates in March before having to cancel races indefinitely, while opening day for the Thoroughbreds at Woodbine (originally scheduled for April 18) was postponed. While some tracks, most notably Gulfstream Park and Oaklawn Park, have been able to continue to race during the pandemic, Buckley said a state of emergency issued by the government of Ontario had prevented Woodbine from being able to do the same.

“In the state of emergency declaration, we’re a non-essential business,” she said. “We tried to continue to race as long as we could with all of the safety protocols in place without spectators. We were doing so successfully, but then when the state of emergency was declared, we did close.”

Buckley said 1,100 Thoroughbreds were stabled on the Woodbine backstretch at the time the state of emergency was declared, and the track opted to keep the backstretch open as opposed to forcing horses off of the grounds.

“We made the decision that we would continue to keep the backstretch open for the health and welfare of the horses but that we wouldn’t be conducting any non-essential business activities,” she said. “It has been difficult to strike the right balance, but Jim Lawson has been very focused on keeping people safe, number one; and number two, making sure the horses have the ability to get out of their stalls every day and do some jogging and galloping on the track.”…

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Justify & Jimson Weed - from the racetrack to the courtroom - positive test result for a banned substance on race day

By Peter J. Sacopulos

Justify, Jimson Weed & Justice: From the Racetrack to the Courtroom By Peter J. Sacopulos Justify’s victory in the 2018 Santa Anita Derby served as the springboard for trainer Bob Baffert’s second Triple Crown triumph. In the wake of a 2019 New York Times article revealing the colt had tested positive for a banned substance on race day, Ruis Racing has filed a lawsuit against the California Horse Racing Board. Ruis claims the CHRB failed to do its duty, and the 2018 victory and the $600,000 first-place purse rightfully belong to Bolt d’Oro.A Duel at Santa AnitaAs the starting bell sounded for the million-dollar Santa Anita Derby on April 7, 2018, folks who knew racing knew the contest was likely to come down to a duel between two horses: Bolt d’Oro and Justify. Both were big, beautiful and born to run. Bolt d’Oro, owned/trained by Mick Ruis and ridden by Javier Castellano, had experience on his side. Justify, trained by Bob Baffert, had only two races to his credit, but the handsome colt had won both and was already tagged as a rising star. A first- or second-place finish in Santa Anita would guarantee a spot in the Kentucky Derby, and Baffert, who had captured the Triple Crown with American Pharaoh only three years earlier, publicly hinted that his latest protégé could go all the way as well.Baffert’s confidence seemed well placed when Justify, ridden by Mike E. Smith, took an early lead. Having firmly established themselves in second place, Castellano and Bolt D’Oro made their move in the final turn. With announcer Mike Worna describing the match as “prodigious talent versus established class,” Bolt d’Oro closed the gap and appeared ready to nose it out. But Justify sprang ahead in the final furlong, and prodigious talent won the day in an electrifying climax.History in the MakingThe rest, as they say, is history. Bob Baffert and Justify kept their string of victories going through a muddy Kentucky Derby, a foggy, rain-soaked Preakness, and a beautiful day at Belmont. Justify became the thirteenth horse to win the Triple Crown, and Baffert decked his already legendary status with fresh laurels. The trainer had chalked up an astonishing two Triple Crowns, five Kentucky Derbies, seven Preakness Stakes, three Belmont Stakes and three Kentucky Oaks.Baffert had his eyes on The Grand Slam, but a problem with his superstar’s left front ankle led to the stallion’s retirement in late July 2018. Justify had earned $3,798,000 in six races. He followed Seattle Slew as the second winner in Triple Crown history to retire undefeated. Breeding rights were sold for a reported $60 million, plus a $25-million bonus for the Triple Crown triumph. Justify’s stud fee was reportedly set at $150,000.A Stunning Revelation & Angry AllegationsThen, last fall, a dark cloud appeared above the green pastures of Justify’s retirement. On September 11, 2019, The New York Times ran an article headlined, “Justify Failed a Drug Test Before Winning the Triple Crown.” Racing journalist Joe Drape revealed what the California Horse Racing Board and the horse’s trainer and owners had managed to keep secret for over a year. Justify had tested over the acceptable limit for scopolamine on the day of his crucial victory at Santa Anita.That would have been a bombshell in and of itself. But the article went on to detail a series of questionable actions by the California Horse Racing Board (CHRB) in the aftermath of the positive test. Actions that, in the eyes of many, defied logic, violated procedure, and made mockery of ethics and transparency. Some even claimed the governing body had violated California law.Less than two weeks after the Times article appeared, California Governor Gavin Newsom publicly blasted the CHRB and the horse racing industry. “What happened last year was unacceptable, and all of the excuses be damned. We own that going into next season, and we’re going to have to do something about it,” Newsom told the Times. “I’ll tell you, talk about a sport whose time is up unless they reform. That’s horse racing,” the governor continued. He went on to excoriate the industry’s treatment of racehorses and warn that industries that don’t reform themselves get reformed by others.A Race Becomes a CaseIn January 2020, Ruis Racing, which owned and trained Bolt d’Oro, filed a lawsuit in the California courts. The suit contends that, under the California rules for Thoroughbred racing, Justify must be disqualified from the 2018 Santa Anita Derby, Bolt d’Oro must be recognized as the race’s rightful winner, and Ruis Racing must be awarded the first-place prize money. ($600,000 vs. their $200,000 second-place purse.) The suit also claims that the CHRB knowingly violated statutes and procedures, and that Ruis Racing is entitled to compensatory damages and reimbursement for all legal costs incurred by the suit.In the wake of the first Times article, Bob Baffert released a statement declaring that neither he nor his staff administered scopolamine to Justify prior to the Santa Anita run, or to any of his horses, ever. The statement said the substance had undoubtedly entered the horse’s system due to ingesting jimson weed—a natural source of scopolamine that can turn up in hay, straw and cereal grains. Baffert further stated that the CHRB had found no wrongdoing, that he had no influence over the Board or its decisions, and that Justify had tested clean in all of his other races.Getting into the WeedsBaffert’s statement correctly identified jimson weed as an environmental source of scopolamine. The chemical is a naturally occurring alkaloid found in noxious plants, including jimson weed. Invasive and aggressive, jimson weed is despised by farmers around the globe. Its defenses against nature’s plant-eaters include thorny seed pods, an unpleasant smell, and an extremely bitter flavor. Scopolamine not only contributes to the plant’s unappetizing taste, it adds toxicity. Though used in small amounts in human digestive remedies for centuries, modern medical experts consider jimson weed ineffective and unsafe, since ingesting the plant or its seeds can produce vomiting, seizures, muscle cramps and death. Its toxic effects extend to horses as well.While horses would likely avoid dining on jimson weed in natural surroundings, the plant is impossible to totally eradicate from modern farm fields, and small amounts of it occasionally turn up in horse feed, hay and straw. Horses that eat parts of the plant or its seeds will test positive for both scopolamine and atropine, another alkaloid found in jimson weed. The presence of both alkaloids in a horse’s blood or urine is typically taken as a sign of environmental contamination via jimson weed ingestion.The presence of scopolamine without atropine in test results would likely be evidence that a horse has been treated with Buscopan, a pharmaceutical approved by the FDA for the treatment of spasmodic colic in horses. This is because Buscopan contains a synthetic compound that is remarkably similar to scopolamine. In addition to relieving colic, the drug could also relax airways in the lungs, improving airflow. Buscopan’s labeling identifies increased heart rate as the drug’s major side effect.Science & SubstanceWhile scopolamine might theoretically increase racing performance, there is no scientific evidence indicating the alkaloid is an effective performance enhancer. As with many other substances, scopolamine is banned based on its theoretical potential, not real-world results.The New York Times piece that revealed Justify’s failed drug test reported a high level of scopolamine in the colt’s post-race urine sample: 300 ng/mml—well above the common industry thresholds of 60 or 75 ng/mml. The article never stated that Baffert or anyone on his staff had doped the horse. It did, however, include a disturbing quote regarding that high level from Dr. Rick Sams, who headed the Kentucky Horse Racing Commission’s drug laboratory for some seven years. “I think it has to come from intentional intervention,” Sams said.Many came to Baffert’s defense, including Tim Layden, who penned an article for NBCSports.com. Layden pointed out that Sams is a respected PhD and lab chief but is not a veterinarian, and that no vets’ or other experts’ opinions, some of which might well have contradicted Sams, were offered in the Times piece. Similar to an article I co-authored for The Horseman’s Journal, Layden outlined a case for environmental contamination at Santa Anita due to the presence of jimson weed in locally sourced hay and straw.The Environmental Contamination DefenseThe arguments for environmental contamination are hard to dismiss. Historically speaking, scopolamine positives have been few and far between. They often occur in clusters, which is an indicator of plant contamination. The Association of Racing Commissioners International (ARCI) recorded 28 positive scopolamine results over 30 years—22 of which occurred in California. Jimson weed thrives in the state, and its natural drought resistance makes it more likely to show up in feed when dry conditions reduce crop yields. In 2016, the CHRB officially warned industry professionals in Del Mar of the presence of jimson weed in straw.In 2018, Justify was one of six horses that tested positive for scopolamine in California around the time of the Santa Anita Derby, making feed contamination a likely culprit. All six animals also tested positive for atropine—a strong indicator that a plant, not a pharmaceutical, was the source of the compound.The presence of scopolamine at 300 ng/ml in Justify’s urine does seem high. But the presence of a substance in a urine sample indicates that it has been eliminated from the animal’s bloodstream by the kidneys. Properly functioning kidneys work to flush out as much of a natural or synthetic toxin as quickly as possible. Complicating matters, the level of a horse’s hydration and the acidity of its urine can also affect the levels of substances in its urine—all of which makes the measuring of substances in the blood a far more accurate indicator. As of this writing, the CHRB has not officially released Justify’s post-Santa-Anita test results. But multiple sources have reported that the level of scopolamine in Justify’s blood test was significantly lower.When it comes to Ruis Racing’s civil lawsuit, whether Justify accidentally nibbled on jimson-weed-tainted feed or was deliberately doped is strangely beside the point. After all, Ruis Racing isn’t suing Bob Baffert or Justify’s ownership group. Mick Ruis and his family are suing the California Horse Racing Board. And their case has the potential to shake American Thoroughbred racing to its core.What the CHRB Did & Didn’t DoThe following timeline chronicles CHRB’s actions during 2018 in light of Justify’s positive test for scopolamine. The timeline is based on press reports and information in the Ruis’ legal filing. Be aware that the CHRB’s refusal to publicly release all relevant information makes some dates and details impossible to pin down.On April 7, Justify won the Santa Anita Derby. Post-race samples were drawn from the horse for testing and sent to the official CHRB laboratory. On April 18, the lab reported the detection of scopolamine in Justify’s samples to the CHRB. CHRB rules required that both the organization’s executive director and medical director be notified.On April 20, the CHRB’s legal counsel, its chief investigator, and Executive Director Rick Baedeker received an email from CHRB Equine Medical Director Dr. Rick Arthur. The email noted that the Justify matter should be “handled differently than usual.”On April 26, Bob Baffert was notified of the test results and requested a split sample for independent testing. The split sample was sent to the lab on May 1. Justify won the Kentucky Derby on May 5. Three days later, on May 8, the split sample results confirmed the presence of scopolamine. CHRB Executive Director Baedeker informed Board members that, “The CHRB investigations unit will issue a complaint and a hearing will be scheduled.” (No complaint was issued, and no hearing was scheduled.)On May 19, Justify won the Preakness. On May 24, news of the horse’s breeding rights sale broke in The New York Times.At some point in May, the CHRB drafted revised drug classification rules, reducing the penalties for scopolamine. Under the proposed rules, what was a Class 3/Penalty B violation would become a Class 4/Penalty C violation. These changes would rescind requirements for disqualification and forfeiture of winnings.On June 9, Justify won the Belmont Stakes, clinching the Triple Crown.On a date in late August, the CHRB is believed to have held a closed or executive meeting to discuss the Justify situation. It appears that in the course of this meeting, Executive Director Rick Baedeker recommended the case be dismissed, and all those present voted to do so.In October, 2018, the CHRB’s revised rules for scopolamine officially took effect.Ruis Racing Weighs InThe Justify matter remained a well-kept secret until the Times published its exposé. In the months since, individuals who were members of the CHRB when Justify tested positive for scopolamine have spoken publicly about the matter. They have stated that an internal investigation determined that the scopolamine discovered in Justify’s urine was the result of accidental jimson weed ingestion, and the Board acted properly in allowing Justify to remain as the Santa Anita Derby winner while taking no further actions against Baffert or his horse. No harm, no foul. Mick Ruis and his attorneys disagree.The core of the Ruis Racing claim is that the CHRB failed in its mandatory duty by not following or enforcing its own rules, as required by California law. At the time of the 2018 Santa Anita Derby, California rules required a horse testing over the limit for scopolamine be disqualified, and any purse won be forfeited. Period.The Ruis suit claims that the CHRB did not apply the proper penalty at the time of the Santa Anita Derby, deviated from standard testing procedure, and failed to properly redistribute prize money after Justify’s positive scopolamine test. It also claims the CHRB failed in its mandatory duty, utilized a non-existent rule and an unofficial, illegal testing procedure, abused its powers of discretion, treated evidence in a selective manner, and applied a secret, unofficial standard. The lawsuit states that this amounts to arbitrary and capricious behavior by the Board, and that such behavior is biased, unacceptable and illegal, and violates Mick Ruis’ constitutional rights. There’s more, but you get the idea.Secrecy, Transparency & the Future of the SportYou may believe Justify accidentally ingested jimson weed in his feed and was vindicated by the CHRB. Or you may feel the CHRB played fast and loose to protect the record and reputation of a legendary trainer and his superstar horse. But no matter where you stand on the issue, it’s difficult not to be disheartened by the California Board’s lack of transparency in its processes and decisions regarding Justify’s scopolamine positive.As with all horse racing authorities in the U.S., the CHRB is supposed to enforce defined rules in a fair, consistent and uniform manner in order to protect horses, industry professionals, and above all, the public. It’s hard to see how the Board’s secrecy surrounding the Justify test results dovetails with that mission.Whatever the judge decides, Ruis Racing’s case will likely have deep, lasting ramifications for the horse racing industry. As the particulars play out in court, we would all do well to remember Governor Newsom’s warning to the racing industry and its regulators: “If you don’t reform yourself, you’re going to get run over and others are going to reform you in ways that you don’t like.” I could not have said it better myself. ####################

Justify’s victory in the  2018 Santa Anita Derby served as the springboard for trainer Bob Baffert’s second Triple Crown triumph. In the wake of a 2019 New York Times article revealing the colt had tested positive for a banned substance on race day, Ruis Racing has filed a lawsuit against the California Horse Racing Board. Ruis claims the CHRB failed to do its duty, and the 2018 victory and the $600,000 first-place purse rightfully belong to Bolt d’Oro.  

Justify with trainer Bob Baffert.

Justify with trainer Bob Baffert.

A Duel at Santa Anita

As the starting bell sounded for the million-dollar Santa Anita Derby on April 7, 2018, folks who knew racing knew the contest was likely to come down to a duel between two horses: Bolt d’Oro and Justify. Both were big, beautiful and born to run. Bolt d’Oro, owned/trained by Mick Ruis and ridden by Javier Castellano, had experience on his side. Justify, trained by Bob Baffert, had only two races to his credit, but the handsome colt had won both and was already tagged as a rising star. A first- or second-place finish in Santa Anita would guarantee a spot in the Kentucky Derby, and Baffert, who had captured the Triple Crown with American Pharaoh only three years earlier, publicly hinted that his latest protégé could go all the way as well. 

Baffert’s confidence seemed well placed when Justify, ridden by Mike E. Smith, took an early lead. Having firmly established themselves in second place, Castellano and Bolt D’Oro made their move in the final turn. With announcer Mike Worna describing the match as “prodigious talent versus established class,” Bolt d’Oro closed the gap and appeared ready to nose it out. But Justify sprang ahead in the final furlong, and prodigious talent won the day in an electrifying climax.

History in the Making

The rest, as they say, is history. Bob Baffert and Justify kept their string of victories going through a muddy Kentucky Derby, a foggy, rain-soaked Preakness, and a beautiful day at Belmont. Justify became the thirteenth horse to win the Triple Crown, and Baffert decked his already legendary status with fresh laurels. The trainer had chalked up an astonishing two Triple Crowns, five Kentucky Derbies, seven Preakness Stakes, three Belmont Stakes and three Kentucky Oaks. 

Baffert had his eyes on The Grand Slam, but a problem with his superstar’s left front ankle led to the stallion’s retirement in late July 2018. Justify had earned $3,798,000 in six races. He followed Seattle Slew as the second winner in Triple Crown history to retire undefeated. Breeding rights were sold for a reported $60 million, plus a $25-million bonus for the Triple Crown triumph. Justify’s stud fee was reportedly set at $150,000.

A Stunning Revelation & Angry Allegations

Then, last fall, a dark cloud appeared above the green pastures of Justify’s retirement. On September 11, 2019, The New York Times ran an article headlined, “Justify Failed a Drug Test Before Winning the Triple Crown.” Racing journalist Joe Drape revealed what the California Horse Racing Board and the horse’s trainer and owners had managed to keep secret for over a year. Justify had tested over the acceptable limit for scopolamine on the day of his crucial victory at Santa Anita.

That would have been a bombshell in and of itself. But the article went on to detail a series of questionable actions by the California Horse Racing Board (CHRB) in the aftermath of the positive test. Actions that, in the eyes of many, defied logic, violated procedure, and made mockery of ethics and transparency. Some even claimed the governing body had violated California law.

Less than two weeks after the Times article appeared, California Governor Gavin Newsom publicly blasted the CHRB and the horse racing industry. “What happened last year was unacceptable, and all of the excuses be damned. We own that going into next season, and we’re going to have to do something about it,” Newsom told the Times. “I’ll tell you, talk about a sport whose time is up unless they reform. That’s horse racing,” the governor continued. He went on to excoriate the industry’s treatment of racehorses and warn that industries that don’t reform themselves get reformed by others.

A race becomes a case

Bolt d’Oro

Bolt d’Oro

In January 2020, Ruis Racing, which owned and trained Bolt d’Oro, filed a lawsuit in the California courts. The suit contends that, under the California rules for Thoroughbred racing, Justify must be disqualified from the 2018 Santa Anita Derby, Bolt d’Oro must be recognized as the race’s rightful winner, and Ruis Racing must be awarded the first-place prize money. ($600,000 vs. their $200,000 second-place purse.) The suit also claims that the CHRB knowingly violated statutes and procedures, and that Ruis Racing is entitled to compensatory damages and reimbursement for all legal costs incurred by the suit.

Trainer Bob Baffert is interviewed after winning the 2018 Santa Anita Derby.

Trainer Bob Baffert is interviewed after winning the 2018 Santa Anita Derby.

In the wake of the first Times article, Bob Baffert released a statement declaring that neither he nor his staff administered scopolamine to Justify prior to the Santa Anita run, or to any of his horses, ever. The statement said the substance had undoubtedly entered the horse’s system due to ingesting jimson weed—a natural source of scopolamine that can turn up in hay, straw and cereal grains. Baffert further stated that the CHRB had found no wrongdoing, that he had no influence over the Board or its decisions, and that Justify had tested clean in all of his other races.

Getting into the Weeds

Justify, ridden by Mike Smith, in the winners circle after winning the 2018 Santa Anita Derby.

Justify, ridden by Mike Smith, in the winners circle after winning the 2018 Santa Anita Derby.

Baffert’s statement correctly identified jimson weed as an environmental source of scopolamine. The chemical is a naturally occurring alkaloid found in noxious plants, including jimson weed. Invasive and aggressive, jimson weed is despised by farmers around the globe. Its defenses against nature’s plant-eaters include thorny seed pods, an unpleasant smell, and an extremely bitter flavor. Scopolamine not only contributes to the plant’s unappetizing taste, it adds toxicity. Though used in small amounts in human digestive remedies for centuries, modern medical experts consider jimson weed ineffective and unsafe, since ingesting the plant or its seeds can produce vomiting, seizures, muscle cramps and death. Its toxic effects extend to horses as well. …

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Bowed tendons - different treatment options - new ultrasound technology - ultrasound tissue characterization

Overstrain injuries to the superficial digital flexor tendon (SDFT) are among the most common musculoskeletal injuries for all athletic equine disciplines but account for a significant amount of wastage in the Thoroughbred (TB) racehorse.Treatment options for such ‘bowed tendons’ are many and varied, but all have a couple of things in common: time out of training; expense and no guarantee of success.It makes sense then, that prevention of injury should always be the goal, and failing that, a method to optimally guide rehabilitation is needed.Unfortunately, limitations of current imaging diagnostics have restricted their use for accurately monitoring the tendon.A new ultrasound technology, however, called ultrasound tissue characterization, may get us one step closer to achieving the goals of injury prevention and optimal rehabilitation.What would the ideal tendon imaging modality allow us to do?Monitor the effects of exercise on the tendonEarly detection of overstrain injuriesBe able to stage the lesion, i.e., determine the level of degenerative change within the tendon structureFine-tune therapyGuide rehabilitationWhy are tendon injuries so tricky?A normal healthy tendon is made from aligned organized tendon bundles. (Figure 1) Deterioration of this structure ranges on a spectrum from complete disruption (core lesion) to more minor changes, but all affect the ability of the tendon to function optimally.Degenerative changes within the tendon matrix are not uniform—meaning that not all overstrain injuries to the SDFT are represented by the same level of deterioration or structural change, so there is not a one-size-fits-all pathology or diagnosis, and therefore there cannot be a cure-all treatment.Most tendon injuries have a sneaky onset with tendon degeneration developing initially without clinical signs, so problems start without you or your horse even knowing about them. Often by the time you realize there is a problem, tendon matrix degradation has already begun.Staging the structural integrity of the tendon or classifying the extent of structural deterioration present is, therefore, imperative—not only for optimal therapy selection and appropriate rehabilitation guidance but also if prevention of injury is ever to be achieved.Why isn’t conventional ultrasound enough?Unfortunately, although conventional ultrasound has historically been used to evaluate equine tendon, limitations have restricted its ability to accurately monitor tendon structure, predict injury or guide rehabilitation.Clinical improvement is usually not accurately correlated with changes in imaging status using conventional ultrasound, especially in the later stages of healing with conventional ultrasound not demonstrating enough sensitivity to determine the type of tendon tissue under investigation.So, while regular ultrasound can easily demonstrate the presence of a core lesion when it first appears, by about two months post injury, its capacity to provide information regarding the health of the tendon is limited. Because of its inability to interpret the integrity of the underlying tendon structure accurately, along with inconsistencies in imaging, reliance on operator skills and the inherent lack of ability of a 2D conventional ultrasound image to fully decipher a 3D tendon structure, its ability to reliably evaluate and monitor the SDFT following the initial acute period is severely restricted. What is ultrasound tissue characterization?Ultrasound tissue characterization is a relatively new technique intended to alleviate some of the problems encountered with conventional ultrasound by improving objective tendon characterization. It does this by providing a 3D reconstruction of the tendon and by classifying and then quantifying tendon tissue into one of four color-coded echo types based on the integrity of the tendon structure.It can assess in detail the structural integrity of the tendon; it can discriminate a variety of pathological states and is sensitive enough to detect the effect of changing loads on the tendon within days.What do the colors mean? (Figure 2)Green (type 1 echoes) are normal, well-aligned and organized tendon bundles, and at least 85-90% of this echo type should be found in a healthy tendon (SDFT). Blue (type 2 echoes) are areas of wavy or swollen tendon bundles. They can represent remodeling and adapting tendon or inferior repair. Red (type 3 echoes) represents fibrillar tissue (the smaller basic unit or building block of tendon). This echo type can represent partial rupture of the tendon where they reflect breakdown of normal structure or they can represent initial healing as the tendon begins to rebuild. Black (type 4 echoes) are areas of cells or fluid and represent core lesions where no normal tendon tissue exists.How is ultrasound tissue characterization currently used?The aim of ultrasound tissue characterization is not to replace conventional ultrasound but on the contrary, it is recommended to perform an evaluation with both conventional B mode ultrasound and ultrasound tissue characterization to achieve a complete picture of tendon health.Currently it is used successfully in elite human athletes such as NBA and soccer players to monitor the health of their tendons (Achilles tendon and patellar tendons) and to guide exercise regimens post injury.In the equine field, it is used in elite sport horses as part of routine maintenance evaluations to direct exercise, to monitor tendon health and guide rehabilitation following an injury.How does it work?It consists of a standard linear ultrasound probe mounted onto a motorized tracking device (Figure 3). Due to the sensitivity of this equipment, the limbs should be clipped in order to obtain good quality images.The probe moves non-invasively and automatically down the tendon from top to bottom over a 12-cm scanning distance (Figure 4): As it does so, transverse images are captured at regular distances and stored in real time in a high-capacity laptop for processing. Images are automatically recorded every 0.2 mm to generate a 3D tendon volume made up of 600 images. This precise spatial ‘stacking’ of images is simply not possible to achieve with conventional ultrasound and is fundamental to the ultrasound tissue characterization technology. Image acquisition takes approximately 45 seconds. (Figure 5)This tendon volume can subsequently be used for visualization of the tendon in 3D, for tissue characterization (to determine the structural composition of the tendon) and for quantification of tendon matrix integrity. (Figure 6)The color-coded echo types provide objective information regarding the integrity of the tendon matrix and reflect the underlying tendon health. Ultrasound tissue characterization can discriminate between healthy normal tendon, adaptive/remodeling tendon and injured/healing tendon—often in cases where conventional ultrasound appears unremarkable in appearance. (Figure 7)The key to this technology is to perform successive evaluations. This allows comparison of differences in tendon structure between scans. Such consecutive examinations, along with clinical data and history, allow veterinarians to determine if a tendon is static, adaptive, healing or degenerating; and this information enables changes in training intensity to be made accordingly. (Figure 8)ResearchPublished research has reported correlation of ultrasound tissue characterization echo types with histological studies, meaning they correspond to postmortem findings.Numerous peer-reviewed research studies exist, documenting the ability of ultrasound tissue characterization to evaluate and monitor tendons both in human and equine athletes.Research has reported ultrasound tissue characterization to be highly reproducible with the ability to detect subtle changes in tendon structure in response to exercise loads in both human and equine athletes—something not possible utilizing conventional imaging modalities.Two studies specific to the TB racehorse exist both demonstrate the ability of ultrasound tissue characterization to monitor changes in tendon structure.How can it be used in the racehorse?RehabilitationIt is widely accepted that complete removal of load on tendons post injury is deleterious for tendon health, and the complete removal of exercise is only advocated in the very acute inflammatory phase following a tendon injury. Appropriately progressive loading of the tendon is desired to stimulate remodeling and healing, and this is where ultrasound tissue characterization is proving to be most useful.Typically, an exercise regimen post injury follows a generic format using clinical signs and conventional ultrasound as the only methods of assessment. But because most early tendon degradation is silent and conventional ultrasound struggles to decipher the integrity of the tendon unless a lesion is present, it has been traditionally difficult to precisely guide exercise regimens during rehabilitation.By providing real-time information regarding the integrity of the tendon matrix, ultrasound tissue characterization, in contrast, allows veterinarians to take advantage of the limited-time window of opportunity that exists for appropriate tendon remodeling after injury. By mapping the ultrastructure of the healing tendon and its remodeling response to exercise at each step in the rehabilitation regimen, it allows optimization of the most vital tool we have in our rehabilitation arsenal: exercise.While ultrasound tissue characterization technology is groundbreaking in its ability to non-invasively evaluate tendon structure and aid in tendon rehabilitation, it must be remembered that once a tendon is injured it will always be inferior to an uninjured tendon. Scar tissue will always be scar tissue. So, while green echoes are the goal (normal and aligned tendon bundles) and represent success for a rehabilitating tendon, they still just represent scar tissue—albeit aligned appropriately and in the best state to combat the strains of training and racing. This technology doesn’t remove the risk of reinjury in the bowed tendon, and it doesn’t provide information regarding its biochemical makeup. It simply tells us if the tendon is structurally normal; and by doing so, it improves our ability to monitor and guide healing. It provides veterinarians the best opportunity, currently, to adjust and tailor exercise regimens for the specific needs of the individual tendon and horse, allowing for informed decisions regarding the tendon’s capacity for performance. (Figure 9)The Future: Injury Prediction?While the current scientific literature seems to support the use of ultrasound tissue characterization to guide rehabilitation and monitor the effects of changing loads during training on the tendon, numerous anecdotal accounts from clinical practice. And both human and equine also report the ability of ultrasound tissue characterization to warn of impending injury. Although human research is currently ongoing to definitively confirm this, further equine research is needed to determine the specifics of any predictive capabilities it may have in the TB racehorse. For now, however, the evidence suggests that ultrasound tissue characterization can reliably and accurately be used to help guide rehabilitation of injured tendons—in both humans and horses—often resulting in a more successful return from injury.Referencesvan Schie HT, Bakker EM, Jonker AM and van Weeren PR. Efficacy of computerized discrimination between structure-related and non-structure-related echoes in ultrasonographic images for the quantitative evaluation of the structural integrity of superficial digital flexor tendons in horses. Am J Vet Res 2001; 62(7): 1159-1166.van Schie HT, Bakker EM, Cherdchutham W, Jonker AM, van de Lest CH, van Weeren PR. Monitoring of the repair process of surgically created lesions in equine superficial digital flexor tendons by use of computerized ultrasonography. Am J Vet Res. 2009; 70(1): 37-48.Docking SI, Rosengarten SD, Cook J. Achilles tendon structure improves on UTC imaging over a 5-month pre-season in elite Australian football players. Scand J Med Sci Sports. 2015.Docking SI. Tendon structure changes after maximal exercise in the Thoroughbred horse: use of ultrasound tissue characterization to detect in vivo tendon response. Vet J. 2012 Dec;194(3):338-342.S. Plevin, J. McLellan, H. van Schie, T. Parkin. Ultrasound tissue characterization of the superficial digital flexor tendons in juvenile Thoroughbred racehorses during early race training. Equine Veterinary Journal.Jarrod Antflick. Management of Tendinopathies with Ultrasound Tissue Characterization. SportEX Medicine 2014;61(July):26-30.

By Sarah Plevin

Overstrain injuries to the superficial digital flexor tendon (SDFT) are among the most common musculoskeletal injuries for all athletic equine disciplines but account for a significant amount of wastage in the Thoroughbred (TB) racehorse.

Treatment options for such ‘bowed tendons’ are many and varied, but all have a couple of things in common: time out of training; expense and no guarantee of success.

It makes sense then, that prevention of injury should always be the goal, and failing that, a method to optimally guide rehabilitation is needed.

Unfortunately, limitations of current imaging diagnostics have restricted their use for accurately monitoring the tendon.

A new ultrasound technology, however, called ultrasound tissue characterization, may get us one step closer to achieving the goals of injury prevention and optimal rehabilitation.

What would the ideal tendon imaging modality allow us to do?

  • Monitor the effects of exercise on the tendon

  • Early detection of overstrain injuries

  • Be able to stage the lesion, i.e., determine the level of degenerative change within the tendon structure

  • Fine-tune therapy

  • Guide rehabilitation

Why are tendon injuries so tricky?

Figure 1: Functionally normal healthy aligned tendon bundles.

Figure 1: Functionally normal healthy aligned tendon bundles.

  • A normal healthy tendon is made from aligned organized tendon bundles. (Figure 1) Deterioration of this structure ranges on a spectrum from complete disruption (core lesion) to more minor changes, but all affect the ability of the tendon to function optimally.

  • Degenerative changes within the tendon matrix are not uniform—meaning that not all overstrain injuries to the SDFT are represented by the same level of deterioration or structural change, so there is not a one-size-fits-all pathology or diagnosis, and therefore there cannot be a cure-all treatment.

  • Most tendon injuries have a sneaky onset with tendon degeneration developing initially without clinical signs, so problems start without you or your horse even knowing about them. Often by the time you realize there is a problem, tendon matrix degradation has already begun.

  • Staging the structural integrity of the tendon or classifying the extent of structural deterioration present is, therefore, imperative—not only for optimal therapy selection and appropriate rehabilitation guidance but also if prevention of injury is ever to be achieved.

    

Why isn’t conventional ultrasound enough?

  • Unfortunately, although conventional ultrasound has historically been used to evaluate equine tendon, limitations have restricted its ability to accurately monitor tendon structure, predict injury or guide rehabilitation. 

  • Clinical improvement is usually not accurately correlated with changes in imaging status using conventional ultrasound, especially in the later stages of healing with conventional ultrasound not demonstrating enough sensitivity to determine the type of tendon tissue under investigation. 

  • So, while regular ultrasound can easily demonstrate the presence of a core lesion when it first appears, by about two months post injury, its capacity to provide information regarding the health of the tendon is limited. Because of its inability to interpret the integrity of the underlying tendon structure accurately, along with inconsistencies in imaging, reliance on operator skills and the inherent lack of ability of a 2D conventional ultrasound image to fully decipher a 3D tendon structure, its ability to reliably evaluate and monitor the SDFT following the initial acute period is severely restricted. 

What is ultrasound tissue characterization?

Ultrasound tissue characterization is a relatively new technique intended to alleviate some of the problems encountered with conventional ultrasound by improving objective tendon characterization. It does this by providing a 3D reconstruction of the tendon and by classifying and then quantifying tendon tissue into one of four color-coded echo types based on the integrity of the tendon structure.

It can assess in detail the structural integrity of the tendon; it can discriminate a variety of pathological states and is sensitive enough to detect the effect of changing loads on the tendon within days.

What do the colors mean? (Figure 2)

Figure 2: Color-coded ultrasound tissue characterization echo types represent the stability of echo pattern over contiguous images related to tendon matrix integrity.

Figure 2: Color-coded ultrasound tissue characterization echo types represent the stability of echo pattern over contiguous images related to tendon matrix integrity.

Green (type 1 echoes) are normal, well-aligned and organized tendon bundles, and at least 85-90% of this echo type should be found in a healthy tendon (SDFT). Blue (type 2 echoes) are areas of wavy or swollen tendon bundles. They can represent remodeling and adapting tendon or inferior repair. Red (type 3 echoes) represents fibrillar tissue (the smaller basic unit or building block of tendon). This echo type can represent partial rupture of the tendon where they reflect breakdown of normal structure or they can represent initial healing as the tendon begins to rebuild. Black (type 4 echoes) are areas of cells or fluid and represent core lesions where no normal tendon tissue exists. 

How is ultrasound tissue characterization currently used?

The aim of ultrasound tissue characterization is not to replace conventional ultrasound but on the contrary, it is recommended to perform an evaluation with both conventional B mode ultrasound and ultrasound tissue characterization to achieve a complete picture of tendon health.

Currently it is used successfully in elite human athletes such as NBA and soccer players to monitor the health of their tendons (Achilles tendon and patellar tendons) and to guide exercise regimens post injury.

Figure 3: Ultrasound tissue characterization tracker frame with attached ultrasound probe.

Figure 3: Ultrasound tissue characterization tracker frame with attached ultrasound probe.

In the equine field, it is used in elite sport horses as part of routine maintenance evaluations to direct exercise, to monitor tendon health and guide rehabilitation following an injury.  

How does it work?

It consists of a standard linear ultrasound probe mounted onto a motorized tracking device (Figure 3). Due to the sensitivity of this equipment, the limbs should be clipped in order to obtain good quality images.

The probe moves non-invasively and automatically down the tendon from top to bottom over a 12-cm scanning distance (see Introphoto) …

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